Jun 3, 2026 | Volume 16 - Issue 2
Shadin Atiyeh, Tahani Dari
Currently, 200,000 Afghans live in the United States, including the 76,000 Afghan nationals who arrived in 2021 under Operation Allies Welcome. Afghan refugees have often lived their entire lives under strife and occupation, presenting specific concerns unique to this population. To demonstrate how mental health and social and economic factors can manifest traumatic responses in children from migrant backgrounds, the article presents a case study involving a school-aged child and recommendations for how a counselor would work with this client in the school setting. The article also presents practical applications and interventions that could be beneficial in these cases while also considering the limitations that exist in the current case study regarding relevant issues for immigrants in counseling.
Keywords: counseling, Afghan refugees, case study, children, migrant
Afghan migration to the United States started to increase significantly in the late 20th century, growing from 4,000 in 1980 to 45,000 by 2000 (Saydee & Saydee, 2025). Currently, about 200,000 Afghans are living in the United States (Saydee & Saydee, 2025). The Afghan immigrant population in the United States has a lower median age than other immigrant and native-born groups in the United States, and 30% of Afghan immigrants are under 18 years old (Montalvo & Batalova, 2024). We present historical and contextual information related to the experiences of Afghan parolees in the United States and how counselors may work with a school-aged Afghan parolee and their family through a case study. Parole in this context refers to a temporary, discretionary immigration status allowing admission to the United States for humanitarian concerns or significant public benefit (Immigration and Nationality Act, 2025, 8 U.S.C 212(d)(5)).We demonstrate counseling using an integrative ecological approach with an Afghan child who arrived in the United States with humanitarian parole status through the case study. For this case study, we define children as school-aged (6–18). The case study is hypothetical, incorporating elements based on our experiences working with Afghan parolees in community and school settings in the United States post-evacuation in 2021. We illustrate through the case study of a school-aged child an integrative approach relevant for both school and mental health counselors.
Operation Allies Welcome
In August 2021, 76,000 Afghan nationals arrived in the United States under Operation Allies Welcome, an emergency evacuation effort after the American withdrawal from Afghanistan and subsequent takeover by the Taliban (U.S. Department of Homeland Security, 2022). Before arrival, these Afghans completed a rigorous health and security screening process and were granted humanitarian parole to enter the United States (U.S. Department of Homeland Security, 2022). This parole status allows individuals to enter the country without a visa in cases of humanitarian concern or benefit to the United States (National Immigration Forum [NIF], 2021), such as requiring protection from harm, seeking critical medical treatment within the United States, caring for a sick relative living in the United States, attending a funeral, or participating in a legal proceeding. Under this status, Afghan evacuees were allowed to remain in the country and to work legally for a period of 2 years. Similar past evacuation efforts occurred after the Hungarian Revolution in 1957, the withdrawal from Vietnam in 1975, the withdrawal from Iraq in 1996, and the evacuation of interpreters from Iraq in 2007 (NIF, 2021).
The recent exodus of displaced persons from Afghanistan after the U.S. withdrawal joined refugees fleeing the country in response to decades of conflict and hardship, including the Soviet invasion in the 1980s, civil war in the 1990s, the Taliban takeover in 1996, and the American invasion in 2001 (Montalvo & Batalova, 2024). Once in the United States, Afghan parolees were initially housed at Army base camps across the country (which closed by February 19, 2022), until referred to a refugee resettlement agency for permanent resettlement. Parolees had 2 years to apply for an immigration status that allows for a pathway to citizenship, such as asylum or a special immigrant visa (SIV; Bruno, 2023). This process differs from the typical refugee resettlement process, in which refugees must have fled their country because of persecution, been granted refugee status, and been referred to the U.S. resettlement screening process, which can take 5 to 8 years. Refugees who arrive under this process are eligible to work from the day of arrival in the United States and have a pathway toward citizenship.
Although Afghan parolees were deemed eligible for public benefits, resettlement, and other integration services benefits upon arrival to the United States, and were spared the long waiting process for refugee resettlement (Bruno, 2023), they were required to apply for work authorization as well as an immigration status that would allow them to stay in the country permanently (Bruno, 2023). The influx of Afghan migrants also overwhelmed resettlement agencies, many of whom were already operating under limited capacity because of COVID-19 and years of low arrivals (Office of the Inspector General, 2023). Because of the urgency of the evacuation, many of these migrants had little time to prepare or consider the implications of the decision to leave Afghanistan. Some had to leave behind family members, even spouses and children, with no pathway toward family reunification (until the family reunification initiative launched almost 2 years later; Rush, 2023).
Contextual Considerations for Counseling
It is important for counselors not to regard any country as a monolith and to assess the individual ethnic and cultural background of their clients. Afghanistan is diverse, made up of more than 19 different ethnic groups with distinct languages and cultures (Saydee & Saydee, 2025). The two primary languages are Dari and Pashto, and the primary ethnic groups include Pashtuns, Tajiks, Hazaras, and Uzbeks (Saydee & Saydee, 2025). Three-fourths of children in Afghanistan report experiencing violence at home, and children are at risk for child labor, early marriages, sexual violence, military recruitment, and honor killings (Saydee & Saydee, 2025). Although exposure to violence may be prevalent, counselors should never assume that a client is abusive or being abused solely because of ethnicity nor label the culture as inherently violent. Symptoms of trauma, such as hypervigilance and avoidance symptoms, can be exacerbated by honor values in Afghan culture (Missmahl, 2018). For example, an Afghan woman may lean heavily on cultural expectations that she serves as homemaker and caretaker to avoid uncomfortable experiences in a new country. A counselor may not question her behavior out of respect for her cultural beliefs, further enabling her isolation. Alternatively, a counselor may perceive culturally appropriate behavior, such as refusing to be in a room alone with a man, as indicative of paranoia, social phobia, or another pathological symptom.
Socioeconomic circumstances can contribute to psychological distress in children (Golberstein et al., 2019). Counselors may expect that a person who has experienced trauma such as war and sudden flight from their country must be traumatized. They might attribute symptoms of distress to traumatic experiences from overseas, and therefore miss that possible present unemployment, social isolation, homelessness, and/or food insecurity might be responsible for these symptoms (Im et al., 2021). In these cases, counselors should be prepared to investigate and address the socioeconomic circumstances that contribute to psychological distress (Missmahl, 2018).
Uncertain legal status complicates the daily life and integration of Afghan parolees resettled in 2021 and can contribute to symptoms of traumatic distress (Drožđek et al., 2013). The traditional refugee resettlement process includes coordination between several federal agencies, nonprofit organizations, and local communities that includes security and health screenings and clearance overseas, placement and travel, and reception and connection to services (Office of Refugee Resettlement, 2015). Although the initial parole status granted them legal presence for 2 years, they had to apply for employment authorization cards and wait for approval before starting work. Their only pathway toward permanent residency in the United States was to apply for asylum, which can also be an expensive and lengthy legal process, or to apply for an SIV, if they were eligible, by being able to prove that they worked with Americans in Afghanistan for at least 1 year. Asylum involves demonstrating evidence of persecution in the country of origin based on race, religion, nationality, membership in a particular social group, or political opinion (Bruno, 2023). Receiving an SIV involves demonstrating evidence that the Afghan individual assisted the U.S. government in the fight against the Taliban or eligible employment by or on behalf of the U.S government in Afghanistan (Bruno, 2023). Those who left behind immediate family members in Afghanistan had no pathway toward applying for them to join them in the United States.
Grief over separation from family and fear for their safety can be a major source of distress (Bryant et al., 2021), as can fear of discrimination in the United States (Yang et al., 2025). A young person coming to the United States from Afghanistan in 2021 is likely to have lived their whole life under American foreign occupation. Additionally, this person may feel a sense of betrayal for abandoning their country, and that sense of betrayal may color each decision, either to acculturate to American life or to cling to traditional Afghan ways. Afghan evacuees left behind their hometowns and the social structures inherent in them. Hence, practicing their cultural or religious beliefs may be difficult in a new country when these practices involve community, because this new community needs to be rebuilt.
In addressing the psychosocial needs of Afghan children resettled from the evacuation effort, counselors need to provide a comprehensive approach that considers the legal, physical, emotional, and social needs to begin the reconstruction of a new community structure for these children. Miller et al. (2006) conducted a study exploring Afghan conceptualizations of mental health and distress and found that well-being was made up of three areas: community (honor), family (respect, harmony), and the individual (hope, faith, calm). Young refugees, in general, benefit from a multidisciplinary approach (Stammel et al., 2017). Family can be a source of protection, belonging, and strength for immigrant children (Burgos et al., 2017). In Afghanistan, families are often tight-knit, and each contributes to the extended family unit. Although it can be a source of stress, children of immigrants often become involved in caring for parents as adults struggle to navigate new systems (Burgos et al., 2017). At the same time, contributing to the family can increase self-esteem for youth (Burgos et al., 2017). For Afghans, this can be a way of honoring culture, building social support, and promoting self-esteem.
Maintaining ethnic identity, religious practices, and family cohesion can lead to well-being among immigrant children (Burgos et al., 2017). Reimagining ethnic identity in the process of immigration can be a crucial step in integration and identity development. For example, an Afghan child can identify with other refugees from different countries who have experienced a similar process of flight from war and resettlement in a new country. This can be balanced against maintaining other important aspects, such as religious identity. Using religious practices and tenets to resolve family and internal distress can be useful, such as increasing tolerance and patience, practicing listening and respect, and using various relaxation techniques like prayer or aromatherapy (Faqiri, 2018). Children arriving from Afghanistan with humanitarian status are unique from other refugee groups because of the nature of their evacuation directly to the United States and the differences in their immigration status and its implications for long-term integration (Saydee & Saydee, 2025). We highlight these dynamics in the following case study.
Case Study: Aaisha
Ten-year-old Aaisha recalls the dangers of her home country, Afghanistan, and the limitations she experienced growing up in a war-torn country. These dangers forced her family to seek asylum in the United States. During her escape, her immediate family—her mother, father, and younger sister—were unable to stay with other close family members with whom she had grown up, such as her grandparents, aunts, uncles, and cousins. The separation from extended family and subsequent immigration to a new country disrupted her life and continues to affect the life her family is trying to build in the United States, where she now lives and attends elementary school.
While Aashia was still living in Afghanistan, the parents tell the school counselor, she was unable to play outside or attend school because of the danger of sniper and missile attacks. She reports that she even learned to identify what type of weapon was being used based only on the sound it made. Her mother tells the school counselor that they were able to get on a plane out of Afghanistan, during which her younger sister almost died because of the heat and crowded conditions. The family lived on an Army base in Texas for 2 months until they were assigned to a resettlement agency in another state. They have been staying at a local hotel for 2 months since then and are waiting for employment authorization and permanent housing.
Aaisha is struggling to adjust. She fears she is too far behind the other students in her grade at school, and the language barrier prevents her from connecting to classmates or fully expressing herself. She remembers the violence of her home country and, despite the new environment, thinks often about her past, in which she needed to hide. She still misses her extended family and her home in Afghanistan deeply. Leaving her family each day to go to school makes her feel nervous, and when at home, she suffers from restless sleep, further adding to her stress at school. She struggles to pay attention, and her teacher complains that she is distracted and often excuses herself to the restroom, which prevents her from engaging fully in the lessons. She does not want to complain and worry her parents, but the teacher assigned her to sit with two Afghan male students in class who have been in the country longer. They do not speak her language and ignore her when she tries to ask them for help. The girls in the class also seem to laugh at her and make fun of her clothes. At home after school, she procrastinates doing homework, often complaining that she has a headache. She also changes the subject when asked about her school day, frequently reporting that she does not feel well. The school counselor is concerned about Aaisha’s psychological well-being and has approached her and her parents about possible therapy options. The school counselor has suggested that her parents explore art therapy as a constructive way for their daughter to creatively express and process her emotions and trauma. Her parents like this idea but cannot afford therapy or even art classes. The school counselor refers the student to an on-site school-based clinic staffed by clinical mental health interns. The school counselor meets with the intern to discuss her concerns before the clinical mental health intern meets with the client. School-based mental health clinics can be effective and bridge gaps in accessibility for counseling services (Solomon et al., 2020).
An ecological approach can help school counselors promote equity for students like Aaisha (Savitz-Romer & Nicola, 2022). Children develop within and are influenced by multiple levels of society, including the immediate family, school environment, community, and wider sociological forces (Bronfenbrenner, 1979). The ecological approach can be useful in understanding the dynamic factors involved in refugee children’s development and potential areas of intervention (Yoon et al., 2023). Below, we show how an ecological approach can help us understand the case and provide a productive starting point for intervening to help Aaisha.
Ecological Approach
Case conceptualization and treatment planning with refugees should take an ecological approach that considers all relevant factors, highlighting areas of challenge and strength (Yoon et al., 2023). The ecological model attends to different spheres of the child’s life pre- and post-migration. The model includes any education, trauma, information, coping skills, and medical support the child would have received before immigration to a new country (Minhas et al., 2017). Assessing a child’s needs using an ecological approach can provide useful information to important individuals in the child’s life (Minhas et al., 2017), including caregivers, medical teams, pediatricians, physicians, and school staff who can help support successful acculturation. Minhas et al. (2017) developed an ecological approach to assessing risk factors among refugee children. This approach is represented by the acronym EMPOWER: Education, Migration, Parents and family, Outlook, Words, Experiences of trauma, and Resources (Minhas et al., 2017). Using this model, the school counselor and clinical mental health intern meet and discuss the possible ecological factors relevant to Aaisha’s case, applying the EMPOWER model, to coordinate her care. For her educational background, they know that she’s currently in an English as a Second Language (ESL) class and is perceived by her instructor as struggling with attention and focus. She is proficient in both spoken and written Dari and has some proficiency with English. She also experienced an interruption in her formal education because of her migration experience. Her migration experience included a forced migration from her home country to the United States, one that she did not have time to plan or prepare for. Her family was evacuated from Afghanistan and held in a temporary shelter in Texas at a military base for 2 months until they were referred to the local nonprofit agency for 3 months of resettlement services. Her family is now living on a temporary parole status and has to pay a lawyer to help with processing an application for asylum, leading to a more permanent pathway to staying in the United States. For her family, she lives with her mother, father, and sister who serve as a resource and source of strength for her. She is experiencing grief over the loss of her family and social network in Afghanistan. For her outlook, she is motivated to do well in school and to feel a sense of belonging and safety in a community. She worries about her extended family overseas and is troubled by loneliness. Related to words, she speaks Dari and some English. For resources, she can seek support from the local nonprofit that resettled the family and that offers additional social services such as a food pantry, after-school tutoring, and assistance navigating public benefits. She has limited support from the local Afghan community because they were also resettled recently and many of them came from a different ethnic group.
Evidence-Based Treatments
Counselors can help in a variety of ways by addressing grief related to the loss of friends and family, the effects of being a minority, perceived discrimination and acculturation, exposure to trauma and harassment, and the effects of social issues (Beehler et al., 2011; Beiser et al., 2015; Goh et al., 2007; Kopala et al., 1994). To meet the unique needs of children and families, practitioners must use evidence-based interventions, such as cognitive behavioral therapy (Sullivan & Simonson, 2016), while making appropriate adaptations to render them logistically and culturally accessible. Counselors using an integrative approach can utilize evidence-based interventions to address various aspects of the mental health challenges a child is facing. Counselors can focus on grieving the loss of family and friends (Goh et al., 2007), the effect of being a minority (Kopala et al., 1994), perceived discrimination (Beiser et al., 2015) and acculturation (Beehler et al., 2011; Beiser et al., 2015), exposure to trauma (Beehler et al., 2011), harassment, and social issues (Goh et al., 2007). With Aashia, these elements are all involved. She is experiencing migratory grief, which is often unnamed and unrecognized (Yoon et al., 2023), as well as the loss of family, friends, and the comfort of living in a familiar climate, environment, and surrounded by a familiar language. The experience of being perceived as a religious and racial minority in a different social system in the United States is also distressing. Aaisha was exposed to trauma overseas before migration, and the experience of migration and resettlement was further traumatizing. Evidence-based interventions are needed to assist with the processing of trauma associated with these experiences.
School-based mental health professionals can play an important role in offering mental health services for migrant children. Two-thirds of students surveyed said they preferred to seek counseling at school (Fazel et al., 2016; Sullivan & Simonson, 2016). Because of their ability to identify distress, address psychosocial functioning, and implement creative expression (Goh et al., 2007; McNeely et al., 2020), schools are well-situated to support student wellness, offering an opportunity to provide mental health services for migrant children in an acceptable and accessible manner (Sullivan & Simonson, 2016). For Aaisha, the school could be an accessible place to receive these services. The school counselors would not be able to provide the individual treatment themselves, but they can support the on-site clinics and coordinate with the individual practitioners. The school counselors would also be able to organize and offer group sessions to build peer psychosocial support. By providing referrals to individualized services, offering group sessions, and facilitating advocacy to build a welcoming and supportive school environment, the school counselor is meeting ethical responsibilities through a holistic approach (Harrichand et al., 2022).
Art Therapy
Creative expression through evidence-based art therapy provides an outlet for children, such as refugees struggling with traumatic past experiences, and can be an effective way for them to begin to process their complex emotions and trauma (Rowe et al., 2017; Sullivan & Simonson, 2016). In the absence of a shared common language, art provides a mechanism for communication and expression among peers (St. Thomas & Johnson, 2001). Rowe and colleagues (2017) reported that the use of assessment tools like the Diagnostic Drawing Series can be helpful as a baseline because art therapy can initially cause depressive symptoms as the trauma surfaces but ultimately leads to decreased anxiety and depression. If working with Aaisha, the school-based clinical mental health counselor could use art therapy to help reduce her anxiety and depression through either structured drawing or the Diagnostic Drawing Series. Art therapy could also offer Aashia a way to communicate her emotions in a safe environment.
Peer Support and Groups
It is up to counselors to develop an encouraging environment for students to address and process their present and past feelings (St. Thomas & Johnson, 2001). St. Thomas and Johnson (2001) investigated a 12-week program to help children process their feelings through puppetry in a supportive peer group setting. Panter-Brick et al. (2018) found that high levels of traumatic distress can be managed using psychosocial groups. They found that small peer groups help adolescents develop trusting relationships with individuals from different cultures. Groups also have the benefit of supporting acculturation for refugees and immigrants through rebuilding communities and offering opportunities to practice interpersonal skills (Atiyeh et al., 2020). As Aaisha is navigating life in a new country and rebuilding community, the school counselor can provide a group intervention that could assist her in learning new skills and reducing isolation. The school counselor would lead a peer support group for Aaisha and other new students to offer support in acclimating to the school environment, address social skills, and develop peer support. A group intervention can offer an opportunity for the school counselor to address Aaisha’s social needs, facilitating her connection with peers in a supportive environment. The school counselor would also be able to identify shared barriers or concerns new students face in the school and advocate more effectively for a welcoming environment among school faculty, staff, students, and families.
Cognitive Behavioral Therapy (CBT) and Trauma-Focused CBT
Interventions that focus on helping refugees and immigrants through trauma can be very therapeutic (Im et al., 2021). Cognitive behavioral therapy (CBT) interventions like narrative exposure therapy, creative exercises, cognitive restructuring, trauma-focused therapy, and psychoeducation are effective for children with post-traumatic stress disorder (PTSD), anxiety, and depression (Kangaslampi et al., 2015). The clinical mental health counselor working with Aaisha could implement these techniques to treat symptoms of trauma and facilitate adaptive coping techniques for acculturative stress. Trauma-focused cognitive behavioral therapy (TF-CBT) can be used to process and understand trauma (de Arellano et al., 2014). TF-CBT focuses on helping children with processing trauma and working through PTSD, depression, anxiety, and behavioral issues. TF-CBT has also helped counselors work with children who have struggled with depression, PTSD (de Arellano et al., 2014; Scheeringa et al., 2011), and behavioral issues (de Arellano et al., 2014). Scheeringa et al. (2011) completed a 12-session model for reducing PTSD and depression in children. TF-CBT could be productive with a client like Aaisha, who witnessed the danger of sniper and missile attacks. Addressing and focusing on her trauma could help reduce PTSD symptoms over time. The counseling intern working in the school-based clinic would offer TF-CBT to support with art therapy techniques to help Aaisha process grief and past trauma, and to strengthen coping skills to manage worries and anxiety. The counseling intern starts with a thorough informed consent process with both Aaisha and her parents, with an interpreter present to discuss the counseling process, the time limitation of her internship, and the plan for ongoing services after the end of the TF-CBT protocol. The intern develops a treatment plan that identifies manageable goals important to Aaisha for the timeframe they have to work together.
Integrative Approach
Using an integrative, school-based approach that addresses the logistical and cultural needs of the client in treating trauma and adjustment-based concerns, the school counselor working with Aaisha would need to hire a trained contractual interpreter to assist with co-facilitating an integrative group intervention. The school counselor could work with her teachers to identify other girls within her age bracket who might share similar concerns. The group sessions could follow the general protocol of TF-CBT, including psychoeducation, relaxation, affect regulation skills, integration of the trauma narrative, communication skills, and parenting skills. Art therapy techniques at each stage will make activities more accessible and meaningful. These techniques might include creating group murals or collages with coping techniques. While the clinical mental health counselor is working with the students, the school counselor could lead parenting skills and psychoeducation sessions with the parents so that they can be brought into the group sessions to support their children effectively.
Limitations/Considerations
While we offer an integrative approach in this case study, school counselors must account for their school contexts and resource limitations. Within those limitations, we advocate for an approach that honors the client’s cultural background, family and community involvement, and holistic needs for well-being. School and clinical mental health counselors must work in partnership with each other, students, interpreters, families, and wider school communities to meet these needs ethically. The ASCA National Model (2025a) and the ASCA School Counselor Professional Standards & Competencies (2025b) outline school counselors’ responsibility to build partnerships among schools, families, and communities. Seeking supervision and consultation can support creative advocacy efforts to address migration-related trauma and acculturation concerns within resource constraints.
Conclusion
Equipped with background knowledge of migration issues, cultural norms, and relevant social systems as well as skills in evidence-based interventions, advocacy, and cultural brokering, counselors can successfully support refugee and immigrant children in their pursuit of wellness. An ecological approach that includes consideration for poverty, trauma, and culture is best suited to facilitate understanding of both the pressing challenges and areas of strength and resilience among refugee and immigrant children. Counselors are well-positioned in the community and school settings to help facilitate psychosocial adjustment in collaboration with schools, service providers, health care providers, and families.
Conflict of Interest and Funding Disclosure
The authors reported no conflict of interest
or funding contributions for the development
of this manuscript.
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Shadin Atiyeh, PhD, NCC, ACS, LPC, CCC, CRC, is an assistant professor at Wayne State University. Tahani Dari, PhD, NCC, LPC, is an associate professor at the University of Detroit Mercy. Correspondence may be addressed to Shadin Atiyeh, 5424 Gullen Mall, Detroit, MI 48202, shadin.atiyeh@wayne.edu.
Dec 22, 2025 | Volume 15 - Issue 4
Charmaine L. Conner, Natalya Ann Lindo
This transcendental phenomenological study explored the lived experiences of transracially adoptive parents of Black children. Guided by the Cultural-Racial Identity Model, the study addressed two questions: 1) What are transracially adoptive parents of Black children’s perceptions of their child’s racial/cultural identity development? and 2) What are their perceptions of the parent–child relationship? Six adoptive parents participated in semi-structured, 60-minute interviews. The data were transcribed and thematically analyzed to uncover shared patterns of meaning. Six key themes emerged: (a) experience of the child–parent relationship; (b) impact of trauma; (c) becoming a transracially adoptive parent; (d) the cultural, racial, and ethnic identity development process; (e) encounters with microaggressions; and (f) cultural socialization practices. The study’s findings offer meaningful implications for adoptive families, mental health professionals, counselor educators, and researchers by highlighting culturally responsive approaches to supporting identity development and relational dynamics within the transracial adoption kinship network.
Keywords: transracial adoption, Black, children, parents, Cultural-Racial Identity Model
There are over 100,000 adoptions in the United States every year (Administration for Children and Families [ACF], 2023) and approximately 40% of domestic adoptions in the United States are transracial (Vandivere et al., 2009). Transracial adoption has traditionally been defined as “the adoption of a child from one racial or cultural group by a parent or couple from another racial or cultural group” (Malott & Schmidt, 2012, p. 384). The practice of transracial adoption in the United States began in the 1950s with the adoption of Korean and Japanese child survivors of World War II (Barn, 2013). By the 1960s, opposition to transracial adoption emerged from Indigenous communities and the National Association of Black Social Workers, who argued that such placements could compromise a child’s racial and cultural identity development (Marr, 2017). This resistance contributed to the passage of the Indian Child Welfare Act (ICWA) of 1978, which was established to preserve the cultural traditions of Indigenous children and communities.
Despite the ICWA of 1978, the U.S. government later enacted the Multi-Ethnic Placement Act of 1994 and the Inter-Ethnic Placement Act of 1996, which mandated race-neutral placement practices. These acts were backed by advocates of transracial adoption who believed that the benefits of securing housing for children outweighed others’ concerns about racial matching (Marr, 2017). To this day, the debate on racial matching continues with minimal regard to the mental health needs of transracially adopted children.
According to Godon et al. (2014), transracially adopted children experience racism and discrimination, identity conflicts, psychological issues, physical dissimilarity from their adoptive families, and the potential minimization of racial incidents. Cultural socialization has been cited as a solution for addressing racism and discrimination and has been emphasized as a method for promoting a positive cultural-racial identity for transracial adoptees (Docan-Morgan, 2010; Leslie et al., 2013; Vonk et al., 2010). Studies that have focused on cultural socialization typically seek to address the needs of Asian and Latinx transracial adoptees, as they contribute to a large percentage of inter-country adoptions (i.e., a child adopted from outside of the United States; Chang et al., 2017; Hrapczynski & Leslie, 2019), whereas Black transracially adopted children often represent a small percentage of participants or they are not included in the sample.
According to Samuels (2009) and Goss et al. (2017), Black transracially adopted children are more likely to have a negative racial identity, which could lead to them feeling disconnected from their adoptive family, experiencing loneliness and low self-esteem, having a strong desire to belong, and potentially demonstrating withdrawal symptoms. There is a scarcity of literature on Black transracial adoptees, especially in counseling literature. In the last 30 years there have been approximately 40 articles on adoption written in counseling journals (Liu et al., 2018), and most adoption research provides little empirical information related to counseling people within the adoption kinship network (Grotevant, 1997). This gap reflects a critical need for adoption-competent counselors and increased research on transracially adoptive families in the counseling profession.
Literature Review
Adoption has been generally viewed as a positive social practice because adoptive parents are able to provide a permanent home for a child (Esposito & Biafora, 2007). However, Palacios and Brodzinsky (2010) found that adopted children have more significant challenges with adjustment when compared to their non-adopted peers, as adopted children showed some resilience to their early childhood experiences, and child–parent conflict issues were higher with adopted adolescents versus non-adopted adolescents. Keyes et al. (2008) reported that some adopted children showed minimal issues regarding adjustment; however, it was also noted that adopted children may be at risk for externalizing behavioral disorders, especially if they were adopted domestically. Several studies have further suggested that transracial adoptees, in particular, may experience psychological adjustment difficulties (Brodzinsky et al., 1998; Feigelman, 2000; Feigelman & Silverman, 1983; Shireman, 1988; Vroegh, 1997). Weinberg et al. (2004) found that adolescent transracial adoptees were at higher risk for externalizing behaviors, disabilities, academic adjustment challenges, and delinquency compared to both same-race adoptees and non-adopted peers.
Wiley (2017) reported the impact of adoption-related microaggressions on adoptees’ psychological adjustment. Same-race adoptees experienced microaggressions specific to adoption status, and transracial adoptees experienced microaggressions related to their adoption status as well as their cultural/racial identity. Weinberg et al. (2004) believed that racial and cultural challenges were reflective of the psychological adjustment issues adoptees face when growing up in a different community. Specifically, it was implied that the cultural and racial identity development as well as the cultural socialization of transracially adoptive families needed to be further explored.
Cultural Socialization
Cultural socialization is the process in which transracially adoptive parents intentionally “instill cultural, ethnic, and racial pride in their children” and may involve revisiting one’s country of origin, attending cultural events, and providing a diverse environment for their child (Hrapczynski & Leslie, 2019, p.118). Vonk et al. (2010) and Leslie et al. (2013) believed that cultural socialization practices such as activities reflecting the child’s race/ethnicity, childcare providers with the child’s similar race/ethnicity, and the consumption of food reflective of the child’s race/ethnicity could facilitate open discussion between transracially adopted children and their parents about race and discrimination. The significance of cultural socialization as a protective factor when transracial adoptees experience racism and discrimination has been emphasized in the literature (Chang et al., 2017; Docan-Morgan, 2010; Hrapczynski & Leslie, 2019; Leslie et al., 2013; Vonk et al., 2010), yet minimal literature has focused on the experiences of Black transracially adopted children and their families.
Smith et al. (2011) examined White parents’ process of racial enculturation with their Black transracially adopted children and White parents’ ability to teach their children how to cope with racism. Although transracially adoptive parents believed there was a need to respond positively to racial differences and minimize personal experiences of racism and discrimination, they believed Black transracial adoptees were responsible for finding coping skills when faced with negative encounters (Smith et al., 2011). The aforementioned study exposes the limited information available about the experiences of Black transracially adoptive families and reflects a need for more studies that focus on the distinctive experiences of these children and their families.
The purpose of this study was to explore the lived experiences of transracially adoptive parents of Black children. This inquiry was framed using the Cultural-Racial Identity Model (CRIM), developed by Baden and Steward (2007), which outlines 16 cultural/racial identity statuses for transracial adoptees. The CRIM provided a conceptual framework for understanding how parental attitudes and support systems such as extended family and peers shape the experiences within the transracial adoption kinship network.
Given the limited literature centering transracially adoptive parents of Black children and the lack of adoption-focused research in counseling, this transcendental phenomenological study aimed to fill a critical gap. The following research questions guided the study:
- What are transracially adoptive parents of Black children’s perceptions of their child’s racial and cultural identity development?
- What are transracially adoptive parents of Black children’s perceptions of the parent–child relationship?
Method
Transcendental phenomenological research involves seeking to understand and describe participants’ lived experiences in order to capture the essence of a particular phenomenon (Moustakas, 1994). This approach emphasizes intentionality and consciousness, recognizing that meaning emerges through participants’ direct engagement with their experiences rather than through external interpretation (Giorgi, 2009; van Manen, 2016). Epoché is at the center of this methodology and is a process in which researchers set aside personal biases, presuppositions, and prior knowledge to view the phenomenon as objectively as possible (Creswell & Poth, 2018; Moustakas, 1994). Researchers use various methods of trustworthiness to facilitate the bracketing process and sustain a focus on participants’ perspectives throughout the study (Vagle, 2014).
Transcendental phenomenology was the most appropriate methodology for this study because the primary aim was to explore how participants subjectively experience and make meaning of their child(ren)’s racial and cultural identity as well as the parent–child relationship. As noted by Moustakas (1994) and Giorgi (2009), transcendental phenomenology researchers are focused on understanding participant experiences through rich, descriptive accounts. In alignment with Creswell and Poth (2018), the researchers maintained a participant-centered stance across all phases of the study, from the design of interview questions to the thematic analysis and interpretation of findings, to ensure that the voices of participants remained the center. Ultimately, transcendental phenomenology provided a rigorous and systematic framework for examining lived experiences while honoring the subjective depth and complexity of the participants’ narratives.
Operational Definitions
For the purpose of this study, a Black transracially adopted child is defined as a child identified by a parent as Black, Black American, African American, or of African descent who resides in the United States and has been legally adopted by a parent(s) of a different race. This definition aligns with previous research that conceptualizes transracial adoption as the legal adoption of a child whose racial or ethnic background differs from that of their adoptive parent(s; Lee, 2003). The emphasis on parental identification of race reflects the sociocultural reality that parents often mediate their child’s racial identity through socialization processes and community context (Hollingsworth, 1999; Vonk, 2001). Within the United States, Black adoptees in transracial families frequently navigate complex intersections of racial identity, belonging, and cultural socialization (Baden et al., 2012; Fogg-Davis, 2002). Therefore, this definition centers both the racialized identity of the child and the legal permanence of the adoptive relationship.
Transracially adoptive parents of Black children are defined as adoptive parents who have legally adopted a child identified as Black, Black American, African American, or of African descent and who are of a different racial background than the adopted child. This definition is consistent with the language used in adoption and multicultural family research that highlights racial difference as a factor influencing family dynamics and identity development (McRoy & Zurcher, 1983; Samuels, 2009). The inclusion of legal adoption status reflects the long-term, parental relationship emphasized in adoption scholarship (Miller et al., 2000).
Participants
Eligible participants met the following criteria: (a) at least 18 years of age, (b) transracially adoptive parent, and (c) adoptive parent of a Black transracially adopted child under the age of 18 (see Table 1). This study included video conference interviews with each participant. Each participant and their child referenced throughout the study were assigned a code name to protect confidentiality.
A total of six White participants between the ages of 29 and 55 participated in this study; four identified as cisgender women and two identified as cisgender men. Their experience as adoptive parents ranged from 1.5 to 9 years. Participants’ socioeconomic statuses ranged from middle class to upper class. Regarding geographical location, two participants resided in the Pacific Northwest region and four participants resided in the Southwestern region of the United States; all participants lived in predominately White neighborhoods. A total of four children were referenced in this study; two couples independently discussed their child. The children’s ages were between 3 and 17 and two of the children were female and two were male. Two children were described as having Latino ethnicity, one child was identified as Black, and one child was of Ethiopian ethnicity. One child was adopted at age 4, another child was adopted at age 8, and the other two children were adopted under age 1. Three of the children were adopted through the foster care system, while one was adopted from another country through inter-country adoption.
Table 1
Demographic Table for Participants and Their Children
| Name |
Parent Age, Race, and Sex |
Child Age, Race, and Sex |
SES |
Degree Level |
Region |
Year(s) as Parent |
| Abby |
31 |
White, F |
9
|
Black/Latino, M |
Upper Middle |
Master’s |
SW |
5/Foster |
| BJ |
31 |
White, M |
Middle |
Master’s |
SW |
5/Foster |
| Daisy |
53 |
White, F |
17 |
Black/Ethiopian, F |
Middle |
PhD |
NW |
9/Inter-country |
| Fred |
55 |
White, M |
Bachelor’s |
NW |
9/Inter-country |
| Callie |
34 |
White, F |
3 |
Black, F |
Upper Class |
JD |
SW |
3/Foster |
| Ellie |
29 |
White, F |
3 |
Black/Latino, M |
Middle |
Master’s |
SW |
1.5/Foster |
Data Collection
Upon approval from the IRB, a flyer was distributed to adoption agencies, posted on social media, and sent via email to potential participants. Six participants responded and signed an IRB-approved informed consent document. Each participant was contacted via email and by phone to schedule a video conference interview. Participants were asked to answer demographic questions that were incorporated into the interview protocol. The participant interviews were recorded electronically via video-conferencing software and were transcribed by a secure transcription service. Transcripts were stored on an encrypted, password-protected hard drive that remained locked behind two closed doors.
Based on a review of previous studies examining the experiences of transracially adoptive parents, Charmaine Conner, serving as the lead doctoral student investigator, and Natalya Lindo, serving as the supervising investigator, developed a semi-structured interview protocol; Conner facilitated each interview. Additionally, the interview questions were reviewed by Susan Branco and by Lindo to mitigate potential researcher bias. There were a total of nine questions presented in the interview protocol (see Appendix). Participants shared their experiences as parents of Black transracially adopted children in interviews that ranged from 38 minutes to 60 minutes.
For this study, the research team was comprised of the following people: Conner, Lindo, and Branco. Lindo identifies as a Black, Jamaican, non-adoptee and was the department chair of and associate professor in a counseling program. Branco identifies as a Colombian transracial adoptee. The coding team consisted of Conner, Audrey Malacara, and Sunnycho Teeling, doctoral students in a counseling program. Teeling identifies as a Black and Korean transracial adoptee and was a third-year doctoral student. Malacara identifies as White and was a second-year doctoral student who has transracially adopted family members. Conner identifies as a Black woman who has served as the lead student investigator on multiple phenomenological studies, is a non-adoptee, and has adopted family members. Conner has also provided child-centered play therapy services to several Black transracially adopted clients.
Data Analysis
The interview transcripts were coded following an adapted phenomenological data analysis model (Lindo et al., 2020) based on the classic data analysis strategy by Miles et al. (2014) and Moustakas’s (1994) modification of Stevick-Colaizzi-Keen’s approach. The coding team began with phenomenological bracketing, or epoché, in which each coding team member described their experience with transracially adoptive parents of Black children and bracketed their biases and areas of expertise related to the population (Moustakas, 1994).
A subset (n = 3) of the participant interviews was selected, and each member of the coding team participated in note taking, which involved writing notes in the margins of the transcripts (Lindo et al., 2020). At the completion of the note-taking process, the coding team began to synthesize the data and develop themes for the preliminary codebook (Lindo et al., 2020; Moustakas, 1994). Similar themes and overlapping categories were defined to synthesize the data, and the preliminary codebook was developed. During the initial coding phase, the coding team established intercoder agreement (Marques & McCall, 2005) by applying the preliminary coding manual to the subset of interviews. Conner manually calculated the initial coding calculations and computed the mean interrater agreement (M = .87), which was consistent with the recommended interrater agreement average approaching 90% (Miles et al., 2014).
In the final stage of the coding process, the coding team applied the final coding manual to each of the six interviews. All coders independently analyzed the same portion of the data for intercoder agreement. Similar to the initial coding phase, during the final coding process, the coding team discussed discrepancies and the mean interrater agreement was manually calculated (M = .91) above the recommended interrater agreement exceeding 90% (Miles et al., 2014).
Trustworthiness was established by using a reflexive journal, triangulation of data, and member checking. Conner documented their experiences, assumptions, biases, beliefs, and knowledge prior to the study and throughout the research process. To facilitate triangulation, each coding team member independently coded their responses and worked toward consensus. Furthermore, member checking was utilized during the interview process by clarifying statements and asking follow-up questions. At the completion of interview transcription, participants were asked to review the transcripts for accuracy. Although each participant was emailed their interview transcript as a part of the member-checking process, none of the participants replied. The absence of responses from participants may have been because of a global pandemic occurring simultaneously with this study. Transferability contributed to the overall trustworthiness of this study by providing a thick description of the methodology.
Results
This study aimed to explore the perspectives of transracially adoptive parents of Black children regarding their children’s racial and cultural identity development, as well as their perceptions of the parent–child relationship. Participants contributed their insights through in-depth interviews, and the coding team conducted a thematic analysis of the data to identify patterns across participants. A total of six themes and subthemes emerged from the data: (a) Experience of the Child–Parent Relationship; (b) Impact of Trauma; (c) Becoming a Transracially Adoptive Parent; (d) the Cultural, Racial, Ethnic, Identity Development (CREID) Process; (e) Encounters With Microaggressions; and (f) Cultural Socialization Practices.
Theme 1: Experience of the Child–Parent Relationship
In the Experience of the Child–Parent Relationship theme, participants described quality time, their perception of their child, and their child’s strengths. Four participants reported their child’s negative behaviors and that they were often confused about how to resolve behavioral issues. Each participant spoke positively about the child–parent relationship, describing their children as nurturing, intelligent, and strong. However, three participants described their children’s challenges with adjusting within the family. Two subthemes emerged from the discussion on the child–parent relationship: Parent Identity and Perception of the Child, and Child Identity. Each of the six participants made comments on at least one of the subthemes.
In the Parent Identity and Perception of the Child subtheme, three participants shared concerns about their child’s externalizing behaviors, two participants described having feelings of inadequacy, and one participant shared a desire to meet their child’s needs. All six participants provided insight into their child’s strengths. Abby, BJ, and Daisy expressed their concerns about their children’s behaviors. BJ shared about his son Saint’s aggressive behavior, stating:
I am very laid back, very type B personality. I am not aggressive at all. I hate confrontation. I am very much passive-aggressive, I guess, in the sense that I would prefer to just ignore any direct confrontation or whatever and just hope it goes away rather than confront it. And Saint is super type A, super aggressive, super confrontational.
Regarding feelings of inadequacy, Daisy described being unsure of her ability to care for her daughter Sydney:
I had done a lot of reading, and I had read the statement from the Black Social Workers of America or something, that they did not feel that a White home was the best place for a Black child. We had a lot of concerns about that.
Abby also explained her feelings of inadequacy as she reported feelings of anger when challenged by a Child Protective Services agent who questioned her ability to care for her son Saint.
When asked about their child’s strengths, all six participants shared positive qualities about their child. Ellie focused on Steven’s intellectual abilities and creativity:
He is, well, like I said, intelligent. He has a lot of emotional intelligence, and kind of the traditional intelligence. . . . He is very creative, like with his play . . . and he is very joyful. It is probably the same thing as exciting, like excitable.
Additional participants held predominantly positive perspectives of their child, describing them as caring, intelligent, and joyful.
Within the Child Identity subtheme, participants reflected on their child’s role within the family system. Four out of six participants contributed to this theme, with three specifically discussing their child’s interactions with their adoptive and biological siblings. One parent noted that their child took on the emotional labor for maintaining the child–parent relationship. Several participants also described increased sibling conflict and how these dynamics influenced the overall child–parent relationship. Despite these tensions, the participants were intentional in highlighting their child’s positive attributes. Interestingly, while all parents acknowledged their children’s strengths, no one spoke explicitly about their own strengths as parents.
Theme 2: Impact of Trauma
The Impact of Trauma theme centered on adverse experiences the child may have encountered either before or after adoption. Four participants referenced trauma in their child’s history. Two were able to provide detailed accounts of pre-adoption trauma, drawing on information shared by the child’s biological family. The other two had limited knowledge of their child’s early experiences because of minimal background information. Only one participant spoke about a post-adoption traumatic event within this subtheme. Reported traumatic experiences included the death of a loved one, multiple foster home transitions, and parental substance use. Overall, participants recognized that trauma shaped their child’s resilience while also contributing to externalizing behaviors such as hyperactivity and impulsivity, as well as challenges related to attachment.
Theme 3: Becoming a Transracially Adoptive Parent
In Becoming a Transracially Adoptive Parent, participants reflected on navigating the process of legally adopting their child. There were three subthemes that arose from their responses: Assumptions and Feelings, Resources and Support, and Search and Reunion. Each participant described the challenges associated with becoming a transracially adoptive parent. Participants described a range of Assumptions and Feelings, including feelings of anger, irritation, and surprise toward the adoption process. In recounting her initial perceptions of transracial adoption, Callie noted:
At that time, when we were going through our training, it did not occur to me that there could be any reason other than racism why a parent would not want a child of any race. When I heard other people saying, “Oh, White child only,” I thought in my mind, racist. Why else would you say that? Now being a parent to a child of a different race, I completely understand that there are actually a lot of very valid reasons why you might not be open to having a multiracial family.
In contrast, Daisy emphasized the significance of race in her decision to pursue transracial adoption again. She intentionally sought to ensure her current transracially adopted child would feel a sense of connection with her older transracially adopted child. Fred expressed a similar commitment to the adoption process, though he noted that race did not influence his initial decision-making process and reported feeling confident in his choice. Overall, race emerged as a meaningful consideration for a few of the participants. This suggests varied levels of importance placed on racial identity during the adoption process.
The Resources and Support subtheme captured participants’ engagement with post-adoption services, as well as the role of community and familial support. This subtheme resonated with all participants, and they offered specific examples of the support they received through both formal services and informal networks. Abby described using post-adoption services for her son Saint and reported being frustrated about her overall experience. She expressed the challenges of securing mental health services for her son:
We had post-adoptive services coming in and doing skills therapy for a while. But that seemed to do more harm than good, because that also kept changing what people were there. And I need consistent people, and I was just out. And they would try to give me counselors and things to help them for a while when they were really struggling. I think there were five of them that I reached out to, and two of them responded with, “We’re full,” and the other three just did not respond at all.
In a similar fashion, participants communicated frustrations about the lack of pre-adoption training for transracially adoptive parent; many sought support from family members, friends, and community.
Search and Reunion reflected participants’ perspectives on their child’s connection to their biological family. Four out of six participants shared that their child maintained some level of contact with biological relatives. Although one participant expressed initial concerns about this connection, all four ultimately emphasized the value of maintaining those ties. For example, Daisy recalled her early fears that her daughter Sydney’s biological family might try to disrupt the child–parent relationship. Over time, Daisy was able to process and resolve these fears by seeking guidance and reassurance from her own family and other adoptive parents.
Theme 4: The CREID Process
In the CREID Process, participants shared how their beliefs about culture, race, and ethnicity have evolved over time. Each of the participants reflected on how their multifaceted identities have affected themselves and their children. Two subthemes were identified from the participants’ responses: the CREID Process of the Transracially Adopted Child, as described by the participant, and the CREID Process of the Transracially Adoptive Parent.
The CREID Process for the Transracially Adopted Child revealed the participants’ understanding of how they have seen their child navigate the CREID process. Four participants contributed to this subtheme. BJ mentioned his son Saint’s perception of physical differences:
He is the only one with curly hair in our house naturally. He would speak up . . . sometimes randomly, we would be sitting there not even talking about hair or anything and he would be like, “Mom, I want straight hair,” or whatever.
In addition to the perception of physical differences, three participants described cultural implications of the child’s biological family. Abby shared how language was a barrier when she translates for her son Saint’s biological mother, who is non–English speaking. Fred discussed his daughter Sydney’s struggle with learning English after becoming legally adopted. Daisy was surprised when she realized Sydney had no prior schooling before being adopted; at the time of adoption, girls were not allowed to attend school in her daughter’s home country. Although physical differences were heavily referenced, there was little attention to other factors that contribute to the CREID process of the participants’ children.
In the CREID Process of the Transracially Adoptive Parent subtheme, participants reflected on how transracial adoption shaped their understanding of race and culture. All participants described experiencing a deepened CREID process since becoming adoptive parents, noting increased awareness, reflection, and personal growth. This subtheme also captured participants’ evolving assumptions and emotional responses related to race and culture. Their insights ranged from heightened fears about navigating racial dynamics to a strong desire to cultivate a racially diverse and inclusive family environment. Callie addressed how her White racial identity has impacted her CREID process:
I guess it has made me more aware of race and race relation issues, where before it was something that I had the luxury of not having to think about. I was raised in a home where you did not talk about race. There was not really a reason to talk about race. Even your own race—like White being in your mind the default race—why even talk about it? There is nothing to discuss. Just having discussions about race is new. I am reading books about race. Just now, it is a day-to-day conversation in our house. That is something that is completely different.
A central theme among all six participants was the recognition of personal growth and self-awareness. Despite identifying as White, each participant acknowledged engaging in a CREID process and emphasized the importance of understanding race and culture within the context of being a transracially adoptive parent.
Theme 5: Encounters With Microaggressions
Encounters With Microaggressions encompassed participants’ perceptions of racism or discrimination directed toward their transracially adopted child, as well as their own responses to these incidents. For the purposes of this study, microaggressions were defined by the coding team as any derogatory remark, insult, or subtle slight made toward the child based on their race or ethnicity. Five participants contributed to this theme, sharing experiences that often occurred within extended family interactions, educational environments, and social settings. One parent, for example, recounted an incident in which their child was compared to an orangutan. The outcome of this situation resulted in the individual responsible apologizing, and the parent reported that they remained in contact at the time of the interview. Other participants expressed uncertainty in responding to such incidents, with their reactions ranging from intense anger to avoidance of the person involved. Overall, these accounts highlighted the emotional complexity and ongoing challenges of navigating racial microaggressions as transracially adoptive parents.
Theme 6: Cultural Socialization Practices
Cultural Socialization Practices referred to the participants’ attention to their child’s racial/cultural identity. This theme covered the intentional efforts of the parents to integrate their child’s culture of origin into their daily lives. Participants’ responses included an emphasis on attending cultural activities, searching for diverse schools, and allowing the child to travel to a local community representative of the child’s ethnicity. Callie noted the courage involved in seeking out ways to integrate culture into her daughter Sarah’s life:
I had to learn how to do my daughter’s hair. I went to a stylist in Dallas who holds classes. The first time I went there, nobody in the class made eye contact with me. I think they all thought I was in the wrong place and then they handed me the White mannequin. Then I had to show a picture of my daughter and then I got the Black mannequin. It means putting yourself out there a little bit more, being willing to be in places where people might ask, do you really belong here? It can be uncomfortable. I can understand that not everybody might want to do that.
All six participants discussed their cultural socialization practices and appeared to recognize the significance of intentionally fostering their child’s cultural identity. Each person expressed a desire for additional resources and guidance on how to incorporate cultural socialization more effectively into their parenting.
Discussion
There is a significant gap in the literature addressing the experiences of Black transracially adoptive families, particularly within counseling journals (Liu et al., 2018). Although some scholarship exists, further research is necessary to deepen understanding and inform clinical practice. This study aimed to address that gap by contributing insights specific to counseling literature. The findings may be applicable to transracially adoptive parents of Black children, mental health professionals, and counselor educators.
Participants in this study reflected on the parent–child relationship, frequently expressing feelings of inadequacy and a strong desire to meet their child’s emotional and developmental needs. These feelings of inadequacy align with Silverstein and Kaplan’s (1982) reflections on the impact of identity issues within the adoption kinship network. The desire for participants to meet their child’s needs is also consistent with Brodzinsky (2011), who spoke to the importance of attachment within the child–parent relationship for adoptees. Participants also shared concerns about their child’s tantrums and expressions of anger and frustration, which are consistent with Palacios and Brodzinsky’s (2010) study that delineated adopted children’s potential struggles with adjusting to the adoption process. In addition to behavioral concerns, participants shared how physical dissimilarities regarding hair and skin tone impacted the child–parent relationship. These observations supported Goss et al.’s (2017) perspective that transracially adopted children struggle with their sense of belonging within their adoptive family because of physical dissimilarities.
The impact of trauma was a recurring theme in participants’ narratives. Parents described traumatic experiences such as drug exposure, the loss of biological or adoptive family members, and repeated foster care transitions. Participants’ experience of their child’s trauma highlighted the typical challenges faced in the adoption process (Brodzinsky, 2011; Silverstein & Kaplan, 1982), leaving parents unsure about the reason for their child’s behavior. Palacios and Brodzinsky (2010) emphasized that trauma exposure can manifest in adoptees through aggression, attachment issues, and academic difficulties, all of which were reflected in participant accounts. These traumatic experiences appeared to impact the emotional and logistical challenges associated with the transracial adoption process.
During the interviews, participants described their overall process of becoming a transracially adoptive parent. Responses included frustrations about the adoption process, confusion about expectations, and concerns about continuity in the foster-to-adoption process. The participants’ feelings were reflective of Brodzinsky’s (2011) thoughts regarding the complex process of adoption and its impact on members of the adoption kinship network. Most participants shared that they relied more on informal networks such as family and community support rather than formal counseling services, supporting Lancaster et al.’s (2017) findings on the preference for peer-based over professional support. Most participants welcomed the search and reunion process, allowing their children to be in contact with their biological family. This form of contact was recommended by Grotevant (1997), who believed members within the adoption kinship network should work together to determine the process and extent of maintaining relationships. Becoming a transracially adoptive parent provided participants with insight into the influence of race and culture in transracially adoptive families.
Participants recounted the CREID processes of themselves and their children. They described having an increased awareness of how race and culture impacted their parenting and their child’s overall sense of self. Some participants noted their child’s external representation of their culture and the child’s focus on physical differences within the family, which could be connected to the lack of geographic diversity. Each of the participants lived in a predominantly White neighborhood; living in a geographically diverse area could positively impact the cultural and racial identity development process for transracial adoptees (Kreider & Raleigh, 2016). The child’s emphasis on physical differences is consistent with findings by Godon et al. (2014) that transracially adopted children are acutely aware of physical differences. To support their own CREID process, participants often turned to self-directed learning, including reading books and conducting online research. These efforts reflect a commitment to growth and also underscore the need for more structured, professional support. This could be especially helpful in preparing transracially adoptive parents for responding to experiences of racial microaggressions.
Each participant recalled encounters with microaggressions and their responses to incidents of racism and discrimination taking place in both social and educational settings. They believed their child’s age protected them from experiencing microaggressions, which is consistent with findings from Morgan and Langrehr (2019), who reported that transracially adoptive parents with younger children ignore or are unaware of their children’s experiences with racism and discrimination. Across participants, there was a shared struggle in knowing how to respond effectively to these incidents. In previous studies, transracially adoptive parents addressed microaggressions by attempting to prepare their child for bias (Hrapczynski & Leslie, 2019), encouraging their child to educate their offenders (Smith et al., 2011), and engaging in cultural socialization practices (Vonk et al., 2010).
All participants shared about their cultural socialization practices with their child. Participants in this study engaged in several cultural socialization practices suggested by adoption agencies and professionals, which included attending diverse schools, churches, and culturally focused restaurants. However, they felt unsure whether these efforts adequately prepared their children for racism. The child’s age at adoption may have influenced the nature of these practices. Chang et al. (2017) suggested that parents tend to engage in fewer cultural socialization activities with younger adoptees. Overall, participants shared both feeling unsure about how cultural socialization prepared their child to handle racism and discrimination and a desire for support.
Implications and Ethical Considerations
Transracially adoptive parents would benefit from continued access to culturally responsive training and mental health resources (Lancaster et al., 2017). Adoption agencies and mental health professionals can enhance support through structured, evidence-based interventions, such as ongoing workshops on racial socialization, antiracism, and trauma-informed parenting facilitated by adoption-competent clinicians with expertise in racial identity development. Counselors in practice might incorporate reflective supervision, case consultation, and peer discussion groups that focus on the intersection of race, identity, and family systems within adoptive contexts.
At the systemic level, counselor education programs and accrediting bodies such as the Council for the Accreditation of Counseling and Related Educational Programs could strengthen professional standards by requiring adoption-specific competencies within curricula addressing child and adolescent development, family counseling, and multicultural competence. Counselor educators can integrate experiential learning through case-based simulations, visual media that reflects adoptive kinship structures (e.g., Grey’s Anatomy, This Is Us), and cultural immersion projects emphasizing racial identity development and transracial family dynamics.
Several established resources provide frameworks to guide these efforts, including the National Adoption Competency Mental Health Training Initiative (NTI), Adoption Competency Curriculum, and the Center for Adoption Support and Education (C.A.S.E.) training programs. These resources align closely with the American Counseling Association’s Multicultural and Social Justice Counseling Competencies (Ratts et al., 2016), Competencies for Counseling the Multiracial Population (Kenney et al., 2015), and adoption-related frameworks outlined by Branco (2019).
Finally, counselor educators may apply a program evaluation logic model to systematically assess and revise course content. For example, a child and adolescent counseling course might incorporate scholarly readings on adoption and racial identity, media depictions of diverse adoptive families, and guest speakers with lived or professional expertise in adoption-related issues. These intentional curricular and policy-level changes support future clinicians becoming adequately prepared to provide culturally responsive, adoption-competent services to transracially adoptive families.
Limitations
One limitation of this study was its purposive sampling method, which may have excluded adoptive parents of adult children or children of other racial backgrounds. Additionally, this study focuses on adoptive parent perspectives, which may inadvertently marginalize the voices of Black transracial adoptees, as the children were not interviewed. Although the children’s insights were not included for this study, future research is being designed to center their perspectives.
Another limitation stems from Conner’s “outsider” status, having not been adopted, despite their aligned racial and cultural identity to the participants’ children. To address this, the research team included an expert with lived experience in transracial adoption who reviewed the interview protocol and findings for cultural responsiveness and objectivity. An additional team member with “insider” status contributed to analyzing the data and ensured bias was monitored throughout the coding process.
Finally, the study attempted to address the complex nature of adoption, particularly within Black transracial adoptive families. Given the nuance of the topic, it was not possible to fully capture all of the multifaceted layers within a single study. Conner intends to continue exploring these issues in future research.
Future Research
The experiences of Black transracially adoptive families have been overlooked in the existing literature. This absence may stem from policy shifts discouraging race-conscious adoption practices or from a lack of research interest. Regardless of the cause, the need for attention remains. Black children make up approximately 23% of youth in foster care (ACF, 2023), and 40% of adoptions in the United States are transracial (Vandivere et al., 2009). Yet counseling literature continues to lack well-informed insights on how to serve this population.
This study sought to understand the experiences of transracially adoptive parents of Black children. Themes connected to trauma, microaggressions, identity development, and cultural socialization arose from their discussion. The findings offer critical insight for transracially adoptive parents, counselors, and counselor educators alike. By prioritizing culturally responsive practices and integrating adoption-competent training into counselor education, the counseling profession can attend to the needs of Black transracially adopted children and their families. This study provides a foundation for future scholarship and advocacy with this population.
There is an urgent need for more research on transracial adoption within the counseling profession, as the majority of existing studies can be found in social work literature (Liu et al., 2018). This study is among the few that center transracially adoptive parents of Black children in counseling research. Future directions should include studies that center the voices of Black transracial adoptees themselves. Another potential area for possible exploration could be the use of play therapy with transracially adopted children, which has not been widely studied. Additional research could also investigate the experiences of counselors working with transracially adoptive families, offering valuable insights into best practices and professional development needs.
Studies examining the CREID process for both adoptees and their parents across developmental stages would also contribute meaningfully to the literature. Considering the evolving perspectives gained from understanding the lived experiences of this population, researchers may find that the identity development process for transracial adoptees has shifted in recent years. Furthermore, their investigative efforts may be paused by the current sociopolitical landscape in the United States. Future researchers could utilize qualitative studies to inform the creation of a racial identity development assessment tailored to the transracial adoption experience, potentially grounded in the CRIM model.
Conflict of Interest and Funding Disclosure
The authors reported no conflict of interest
or funding contributions for the development
of this manuscript.
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Charmaine L. Conner, PhD, NCC, LPC-S, CCPT-S, CPRT-S, is the founder and owner of Embrace Counseling and Wellness, PLLC, and was a 2018 Doctoral Fellow in Mental Health Counseling with the NBCCF Minority Fellowship Program. Natalya Ann Lindo, PhD, LPC-S, CCPT-S, CPRT-S, is a professor and Chair of the Department of Counseling and Higher Education at the University of North Texas. Correspondence may be addressed to Charmaine Conner, 5900 Balcones Dr., Ste. 100, Austin, TX 78731, dr.charmainelconner@gmail.com.
Appendix
Parent/Guardian Interview Questions
These first questions are about your process of adoption and your experience raising a Black child.
- Describe your process of adopting your child.
- Discuss which decisions led to you adopting a child of a different race.
- Since you have adopted, has your child experienced any major life events or changes at home and/or school? If so, how do you believe those changes have affected him or her?
- What, if any, support from your community, family, or mental health services did you seek for you and/or your child?
- Describe your child’s relationships with sibling(s), peers, and friends.
- What experiences, if any, has your child had with racism and/or discrimination since adopting your child?
- How did you handle experiences with racism and/or discrimination?
- How has your experience of raising a Black child influenced/affected your view of race and race relations?
These next questions are focused on the relationship between you and your child.
- How would you describe your parent–child relationship?
- Tell me about your experience of their cognitive, emotional, social, and physical developmental processes.
- Being a parent can be time consuming, do you spend one-on-one time with your child? If so, what kinds of things do you do together?
- What, if any, challenges have you faced in the parent–child relationship? Tell me about any positive experiences you have had.
- What do you enjoy about being a parent?
- Tell me about your child’s strengths? (School, home, athletic, social, etc.)
- Is there anything else you think I should know about you and/or your child at this time?
Aug 18, 2020 | Volume 10 - Issue 3
Jessica Burkholder, David Burkholder, Stephanie Hall, Victoria Porter
The national epidemic of increasing imprisonment rates in the United States, also known as mass incarceration, disproportionally impacts communities of color. Additionally, the needs of children of incarcerated parents have been neglected. This study examined whether topics pertinent to mass incarceration and the impact on families are being addressed in counselor education programs. Of the 95 counselor educators who participated in the study, results indicated that the majority did not have training to work with families of the incarcerated and did not include information about working with families of the incarcerated in their courses. In addition to exposing students to discussions of implicit bias and data on mass incarceration, specific treatment modalities and protocols need to be developed and validated.
Keywords: mass incarceration, children, counselor education, communities of color, incarcerated parents
The rise of mass incarceration is dramatically affecting families and communities across the nation, with a disproportional impact on communities of color (Glaze & Maruschak, 2008; Graham & Harris, 2013; A. Lopez & Burt, 2013; C. Lopez & Bhat, 2007; Mignon & Ransford, 2012; Western & Smith, 2018). With the increase of persons involved in the criminal justice and legal systems, their families have been found to be more at risk for facing long-lasting life challenges within both the family system and society (Glaze & Maruschak, 2008; Luther, 2016; Mignon & Ransford, 2012; Phillips & Gates, 2011). Client advocacy is one of the most critical roles of the professional counselor (Hipolito-Delgado et al., 2016). The counseling profession is characterized by working with diverse individuals from heterogeneous communities. Counselors are needed to function as advocates, especially when families and communities are facing a sociocultural crisis (American Counseling Association [ACA], 2014; Hipolito-Delgado et al., 2016).
Both ACA and the Council for Accreditation of Counseling and Related Education Programs (CACREP) have identified advocacy, multicultural competence, and social justice as priorities in training and practice (ACA, 2014; CACREP, 2015). The ACA Code of Ethics instructs that “when appropriate, counselors advocate at individual, group, institution, and societal levels to address potential barriers and obstacles that inhibit access and/or the growth and development of clients” (ACA, 2014, Section A.7.a., p. 5). It also directs counselors to gain “knowledge, personal awareness, sensitivity, dispositions, and skills pertinent to being a culturally competent counselor in working with a diverse client population” (ACA, 2014, Section C.2.a., p. 8).
Counselor educators are directed to “infuse material related to multiculturalism/diversity into all courses and workshops” (ACA, 2014, Section F.7.c., p. 14). When describing professional and ethical practice, the CACREP standards require programs to instruct students on “the advocacy processes needed to address institutional and society barriers that impede access, equity, and success for clients” (CACREP, 2015, Standard F.1.e., p. 10). Further, the curriculum guidelines for social and cultural diversity emphasize counselor advocacy when instructing counselor educators to cover “strategies for identifying and eliminating barriers, prejudices and processes of intentional and unintentional oppression and discrimination” (CACREP, 2015, Standard F.2.h., p. 11). Although mass incarceration and its effects are not specifically mentioned in the ACA Code of Ethics or CACREP standards, these broad directives provide support for the specific argument that the scope of this crisis and its impact on families require attention in counselor training. Consequently, the purpose of this research study is to describe the current state of how counselor educators are providing training to counselor trainees to support families of the incarcerated.
The Rise of Mass Incarceration
The national epidemic of increasing imprisonment rates, commonly referred to as mass incarceration, has been a topic of alarm for nearly five decades (Garland, 2001; Glaze & Maruschak, 2008; Graham & Harris, 2013; A. Lopez & Burt, 2013; C. Lopez & Bhat, 2007; National Research Council [NRC], 2014; Sykes & Pettit, 2014). Although the United States accounts for 4.4% of the world’s population, nearly one quarter (22%) of the world’s prisoners are in the United States (American Psychological Association [APA], 2014; NRC, 2014). According to The Sentencing Project (2012), the United States continues to have the highest incarceration rate in the world, consistently increasing since the mid-1970s. The most recent statistics indicate that the United States has an incarcerated population of 2.2 million individuals (APA, 2014; Kaeble & Cowhig, 2018; NRC, 2014). This represents a 500% increase over the last 40 years (The Sentencing Project, 2012). More than 20% of those released return to incarceration within one year (Durose et al., 2014; Western & Smith, 2018). Researchers have found a correlation between imprisonment and individuals belonging to underserved (e.g., lower levels of education, low income, psychiatric treatment and substance abuse histories) and minority populations (Alexander, 2012; Cnaan et al., 2008; NRC, 2014).
Despite the race gap narrowing since 2007, Blacks are imprisoned at a rate 6 times that of Whites and at double the rate for Hispanics (Bronson & Carson, 2019). Because incarceration disproportionately affects minority group members, families of the incarcerated are more likely to be concentrated in minority communities (Graham & Harris, 2013). Consequently, even those children in the community whose parents are not facing incarceration are likely to be impacted by mass incarceration (Wakefield & Wildeman, 2011), as their communities may experience lower incomes, lopsided gender ratios, disrupted social integration and roles, high levels of joblessness, and increased crime (Crutchfield & Weeks, 2015).
An Invisible Group
Results from the National Survey of Children’s Health (U.S. Department of Health and Human Services, 2018) found that more than 7% or 5 million children in the United States have experienced a parent being incarcerated. Gathering current statistics is difficult for researchers. The majority of data on children of incarcerated parents has measured the number of parents in prison, leaving unknown data about the number of parents spending time in jail (Cramer et al., 2017). Because of this, there is reason to believe that the current number of children of incarcerated parents exceeds previous findings of 2.7 million children.
Children of incarcerated parents have frequently been described as an invisible group (Bernstein, 2005; Bouchet, 2008) that bears the collateral consequences of mass incarceration. There are many reasons for the invisibility. Although the children have not committed any crimes, their parent’s incarceration impacts much of what is important to them—family bonds, housing stability, safety, self-image, and social relationships. The criminal justice system does little to support family relationships and there is frequently poor communication between social service organizations and families that may be beneficial for the children (Bernstein, 2005). Those caring for the children often experience high levels of stress (Poehlmann et al., 2010), and families fear stigmatization and may keep secrets or refrain from disclosing an incarceration (Phillips & Gates, 2011).
When a parent is incarcerated, one of the first losses is physical separation between parent and child. Most parents report no physical contact with their children following incarceration (Bocknek et al., 2009). Visitation with parents has been found to be beneficial to the attachment relationship and the child’s overall well-being (Poehlmann et al., 2010) but is often infrequent and not child friendly. Visits can be costly, and relationships may be strained with the child’s caregiver. Children frequently have to travel long distances, endure long wait times, and meet with parents in environments that can feel intimidating and stressful. Mignon and Ransford (2012) found that almost half of the mothers they surveyed never had a visit from their children, and visits became less frequent for those with longer sentences. Yet prisons that implemented child-friendly visitation interventions and allowed for physical interaction demonstrated greater visitation benefits to those children (Poehlmann et al., 2010). Some benefits included improved maternal perceptions of the relationship and improved self-esteem in the children.
This loss associated with the physical separation of parent and child has been discussed in the literature and is commonly referred to as ambiguous loss because children experience the loss without closure. The ambiguity of their parent’s abrupt removal can disrupt children of incarcerated parents from finding meaning in the loss and disrupt the development of coping strategies (Bocknek et al., 2009). Children also experience stigmatization associated with ambiguous loss. In contrast to children who are separated from their caregivers by death, deployment, or divorce, it is often not socially acceptable for children of incarcerated parents to grieve the loss of parents because such parents are viewed as criminals (Phillips & Gates, 2011).
Children of incarcerated parents experience the loss of both fathers and mothers, and there are substantially more fathers in prison than mothers. But since the late 1970s, the growth rate for women in prison is more than double the growth rate for men (Sawyer, 2018). When mothers are incarcerated, the disruptions the child experiences are magnified, as children are more likely to lose their home and their primary support. Children with incarcerated mothers have been found to experience more stress and more risks than those with incarcerated fathers (Poehlmann et al., 2010). Maternal incarceration is often more closely associated with factors such as poverty, substance abuse, and mental health issues (Turney & Goodsell, 2018).
Experiencing the incarceration of a parent has been found to impact the long-term well-being of children (Turney & Goodsell, 2018). Children of incarcerated parents have increased risk for health issues, stigmatization, poverty, negative social interactions, behavior problems, school truancy and failure, and substance abuse (Poehlmann et al., 2010; Turney & Goodsell, 2018). Turney (2018) found that children with incarcerated parents are more than 5 times more likely to face adverse childhood experiences than those without an incarcerated parent. Often these children were already at risk, and the incarceration compounds these inequities. It is important to note that the research on children of incarcerated parents is fraught with selection bias and focus on negative outcomes. Very little research exists that examines protective factors and environments beyond urban, lower-income communities of color. Graham and Harris (2013) cautioned that this narrow research focus can decrease potential positive outcomes. A review of the current literature on children of incarcerated parents revealed that this narrow research trend continues.
Stigmatization and Families of the Incarcerated
Many experts consider stigmatization to be one of the most significant negative consequences of parental incarceration. Families are not stigmatized based on a specific trait they possess, but rather based on being associated with the incarcerated person (Phillips & Gates, 2011). This phenomenon is known as courtesy stigma and results in a spoiled identity for family members (Luther, 2016). The stigmatization may come from other family members, peers, teachers, social service agencies, and mental health providers. Children may be seen as “guilty by association” or perceived as being “deviant” like the parent that is incarcerated (Luther, 2016, p. 1265). In order to avoid stigmatization, families often keep the incarceration a secret, but children tend to fare better when they know the truth. Stigmatization can increase feelings of shame and impact the child’s willingness to reunite with parents (Harris et al., 2010). Foster and Hagan (2015) found parental incarceration leads to social exclusion for children into their 30s, and as a result can contribute to intergenerational socioeconomic inequality.
Purpose of the Research
The longstanding need for increased support in communities impacted by mass incarceration is clear (Harris et al., 2010). Increased awareness of the United States’ imprisonment crisis has prompted research initiatives to better understand community needs. Recent data on adverse childhood experiences suggested that children with incarcerated parents are even more vulnerable than previously thought (Turney, 2018). The developmental needs of families and children of the incarcerated are not being appropriately attended to in the literature (Holmes et al., 2010; Turney, 2018). Although research is clear that children of incarcerated parents and the family system face disequilibrium when parental incarceration occurs (Harris et. al., 2010; Luther, 2016; Phillips & Gates, 2011; Wachter Morris & Barrio Minton, 2012), 58% of new professional counselors reported having either minimal training or no training at all in individual or family-level trauma and crisis preparation (Wachter Morris & Barrio Minton, 2012). Brown and Barrio Minton (2018) found that school counselors wanted more training and resources to work with children of incarcerated parents and their families. This lack of training created barriers and ethical dilemmas in attempting to support children with incarcerated parents. Brown and Barrio Minton recommended counselors learn about families of the incarcerated through reading and participating in professional development opportunities, but the curricular experience of professional counselors working with populations affected by incarceration appears predominantly absent from the literature.
The incongruence between the urgency of mass incarceration affecting communities and the lack of literature exploring how to support families of the incarcerated demands further research. Two key research questions organized our exploration: (1) Are topics pertinent to mass incarceration and its impact on families being addressed in the classroom? (2) If so, how are these topics being included?
Method
Participants
The sample included full-time counseling professors in CACREP-accredited counseling programs in the United States. The researchers compiled an email list of 356 CACREP liaisons from the list of accredited programs on the CACREP website. Upon receiving IRB approval, CACREP liaisons were contacted and asked to forward the email invitation to full-time faculty in their departments. The request for participants was also posted to the Counselor Education and Supervision Network Listserv. The email served as an invitation to participate, contained a synopsis of the purpose of this research, and included an online Survey Monkey link. Informed consent was collected using an electronic consent form. Demographic information was gathered after consent had been obtained.
Ninety-five counselor educators began and completed the survey. Sixty-nine female and 26 male individuals participated, ranging in age from 29 to 78 years. A majority of the participants identified as White or of European descent (n = 61, 64%); 18 (19%) identified as African American/Afro-Caribbean or of African descent; five (5%) identified as Hispanic/Latinx, five (5%) identified as Asian/Polynesian or of Pacific Island descent, and five (5%) identified as multiracial. One person (1%) did not identify a race or ethnicity.
Of the participants, 20 (21%) were full professors, 22 (23%) were associate professors, 43 (45%) were assistant professors, nine (10%) were non–tenure track full-time instructors, and one (1%) was a clinical coordinator. Sixty-five (68%) came from master’s-only programs, and 30 (32%) came from combined master’s and doctoral programs. All CACREP regions were represented with 33 (35%) from the Southern region, 27 (28%) from the North Atlantic region, 21 (22%) from the North Central region, nine (10%) from the Western region, and five (5%) from the Rocky Mountain region.
Survey
The researchers created a brief survey that could lead to a description of the current state of counselor training on issues of mass incarceration and families of the incarcerated. Using broad survey research was necessary because there is currently nothing on this topic in the counseling literature. Eight questions were included in the survey: 1) Do you include the topic of mass incarceration in any of your courses? 2) If yes, what courses? 3) If yes, how do you cover this topic? 4) Do you include working with families of incarcerated persons in any of your courses? 5) If yes, what courses? 6) If yes, how do you cover this topic? 7) Have you received any training on these topics? and 8) If yes, describe.
Results
When asked whether they included the topic of mass incarceration in their courses, only 35 (36.8%) of the counselor educators surveyed answered yes. The most frequently noted course was Multicultural Counseling, under many different titles such as “Social and Cultural Diversity Issues in Counseling” or “Cultural Diversity.” Other courses noted were Foundations of Clinical Mental Health, Career Counseling, Addictions, Diagnosis, Trauma, Practicum, and Internship. Only one participant responded, “every class I teach.” When surveyed whether they included working with families of the incarcerated in their courses, 27 (28.4%) of the counselor educators answered yes. This too was most frequently covered in a multicultural counseling course but also was included in school counseling, child and adolescent counseling, and crisis counseling courses.
Using an open-ended question, participants were asked to describe how they covered the topics. The vast majority of the responses were “discussion.” These discussions were prompted by topics or readings on issues such as “systematic oppression,” “the intersection of race and social class,” “mandated clients,” and “vicarious trauma.” Two participants described developing a special topics course on incarceration and one participant invited a guest speaker related to families of the incarcerated.
When counselor educators were asked whether they had received training on these topics, only 30 (31.58%) reported that they had. But, when the participants described the training that they had received, it is notable that 19 (63.3%) of those reporting training described experiences with incarcerated persons, not specifically the families. Seven (23.3%) of those who responded had attended conference presentations on the topics of incarceration and families of the incarcerated. Two participants (6.7%) had completed research on incarcerated persons. Only one counselor educator (3.3%) described an extended training experience specific to families of the incarcerated. Finally, one (3.3%) participant described the topics being integrated into their doctoral program that was combined with rehabilitation counseling.
Discussion
The purpose of this research was for counselor educators to articulate whether topics relevant to mass incarceration and the effect on families were addressed in their classrooms, and if so, how they were addressed. Because no similar research has been reported, this study was singular in seeking to investigate how or if counseling faculty prepare their students to work with families affected by incarceration. This study did not aim to produce generalizations that apply beyond the research sample.
Nevertheless, it is essential to compare what was discovered in this study with what is documented in the literature. This study found that the majority of counselor educators were not covering mass incarceration or families of the incarcerated in their coursework, nor had they received training to do so. The findings of this study also provide the beginnings of a blueprint for what counseling programs and faculty can do to prepare students to work with children and families affected by incarceration.
For this study, comparing our findings with a body of literature is difficult because such literature does not exist, excepting the study by Wachter Morris and Barrio Minton (2012). Wachter Morris and Barrio Minton reported that 57.51% of professional counselors reported having minimal to no training in working with individual or family-level trauma and crisis preparation. Although Wachter Morris and Barrio Minton’s research did not target families of the incarcerated, this population does fall under the umbrella of individual and family trauma. Like that study, the present study demonstrated that a majority of counseling students are likely not receiving intentional, purposeful training on working with the trauma associated with incarceration. Although close to 30% of our participants did include mass incarceration and families of the incarcerated in their courses, the majority of how the topics were addressed was based on whether it arose out of discussion of broader multicultural topics. It also is reasonable to conclude that because a counseling literature search focused on training students to work with children of incarcerated parents only resulted in one webinar (Brown, 2016), a large majority of professional counselors are not adequately prepared to work with this population.
The findings of the present study may generate discussion of future recommendations and directions that counselor educators and supervisors may explore and implement. The majority of faculty in this research were not trained in the topics of mass incarceration and counseling children and families of the incarcerated, and unsurprisingly the majority did not include any training for their students. As with any topic under the umbrella of multiculturalism, counseling faculty should incorporate mass incarceration and working with children of incarcerated parents when addressing implicit bias with students (Boysen, 2010). In light of the massive numbers impacted by mass incarceration, we recommend this topic be included as required content in counselor education training. One way to ensure its inclusion would be to include persons who are incarcerated and their families in accreditation standards. At a minimum, the topic should be included in textbooks and used in case examples throughout training programs.
Counselor educators should highlight the stigma and spoiled identity that children of incarcerated parents experience and describe stigma management techniques (Luther, 2016) counselors can teach when working with these children. In addition to exposing students to data on mass incarceration and discussions of implicit bias (e.g., Alexander, 2012; Kaeble & Cowhig, 2018; Phillips & Gates, 2011), specific treatment modalities and protocols need to be developed and validated that fulfill the education and ethical expectations (ACA, 2014; CACREP, 2015) to address systemic barriers, advocacy, and cultural competence (Hipolito-Delgado et al., 2016).
Continuing education trainings could provide an opportunity for counseling associations and programs to address important content that may not receive adequate or consistent attention in required coursework. Counseling associations could choose conference themes that would encourage training and research on the needs of families of the incarcerated. Counseling programs could consider continuing education trainings as a method of communicating the program’s values and priorities, such as attention to social justice. Additional benefits may include strengthening their reputation, improving retention, maintaining relationships with alumni, and building relationships with the local clinical community.
Limitations and Future Research
The researchers recognize that the small, purposive, and heterogenous sample limits generalizability of the findings. Additionally, issues with data that rely on self-report have been well documented (Coughlin et al., 2009). Although these limitations make the present study narrow in scope and generalizability, these limitations are features of the positivist tradition aimed at finding “facts” and “truth.” This nascent study sought to establish a beginning understanding of how counselor educators are addressing mass incarceration in the classroom.
There are many directions for future research. It would be valuable to use qualitative research methods to learn from counselor educators who are effectively integrating and instructing on families of the incarcerated to provide a template for pedagogical inclusion. Research focusing on counseling students can serve to further the understanding of curricular experiences with mass incarceration and children of incarcerated parents. Research with practicing counselors can provide insight into the current landscape in the profession, including how families and children of incarcerated parents are affected and how professionals address these concerns. In that vein, outcome research with these children would be useful, as would the development of an instrument that can identify key clinical treatment areas.
Conclusion
Mass incarceration is a national crisis impacting more than 5 million U.S. children and their families (U.S. Department of Health and Human Services, 2018). This study was an attempt to provide a foundational understanding of the preparedness of counseling faculty and how they train students on this issue. The magnitude of the crisis, alongside the absence of counselor training, should cause counselors to consider our responsibility to ensure adequate counselor preparation in this area. By doing so and providing recommendations for programs to consider, it is hoped that more research will be undertaken to further underscore the importance of the topic and illuminate new understandings.
Conflict of Interest and Funding Disclosure
The authors reported no conflict of interest
or funding contributions for the development
of this manuscript.
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Jessica Burkholder, PhD, NCC, ACS, LPC, is an associate professor at Monmouth University. David Burkholder, PhD, ACS, LPC, is an associate professor and department chair at Monmouth University. Stephanie Hall, PhD, NCC, ACS, LPC, is an associate professor and founding department chair at Emory & Henry College. Victoria Porter is a master’s student at Monmouth University. Correspondence may be addressed to Jessica Burkholder, 400 Cedar Ave, West Long Branch, NJ 07764, jburkhol@monmouth.edu.
Sep 12, 2019 | Volume 9 - Issue 3
Jeffrey M. Warren, Gwendolyn L. Coker, Megan L. Collins
The rate of school-aged children with incarcerated parents continues to rise in the United States. These children are especially prone to experiencing social-emotional, behavioral, and academic issues in school as a result of various factors, including general strain and stress associated with incarceration. Given their unique role in schools, professional school counselors are well positioned to provide support to children of incarcerated parents. This article presents a review of relevant literature, including key theories that explain the challenges faced by children with incarcerated parents. The impact of incarceration on children as well as protective and risk factors are presented. Finally, strategies and resources school counselors can use when working with this population are offered.
Keywords: incarceration, school counselors, children, risk factors, protective factors
The United States has the highest incarceration rate in the world (Graham & Harris, 2013). Over the last 30 years, the rate of incarceration has significantly increased, and as a result the number of children whose parents are incarcerated has risen (Boudin, 2011). In 2007, approximately 809,800 incarcerated parents in the United States had minor children (Glaze & Maruschak, 2008; Graham & Harris, 2013). In 2008, around 2.7 million children of incarcerated parents were under the age of 18, with most incarcerated parents having two or more children (Johnson & Easterling, 2015). The rate of parental incarceration has continued to grow over the last decade. According to the National Resource Center on Children and Families of the Incarcerated (2014), approximately 10 million children have experienced parental incarceration at some point in their lives.
Although reasons for jailing or imprisonment vary, a central concern persists: the impact of parental incarceration on children. The sudden disruption of a close relationship can cause traumatic stress and inadequate care—factors that influence and in some cases delay a child’s development (Nesmith & Ruhland, 2008). Incarceration often leads children to experience unwarranted stress, lack of supervision, socioeconomic strain, and additional responsibilities at home (Robertson, 2007). Many children suffer emotionally, mentally, physically, and academically as a result of the loss of a parent to jail or prison. The identification of educational resources and support mechanisms are central to ensuring that the needs of children with incarcerated parents are met.
Operating within their scope of practice and the national model advanced by the American School Counselor Association (ASCA; 2012), school counselors can offer enhanced services to support children with incarcerated parents. However, school counselors have expressed the need for additional training and resources to effectively work with this student population (Brown, 2017). Without a firm understanding of theory, research, and best practice for working with children of incarcerated parents, school counselors can fail to deliver sufficient support. In this article, we aim to further develop school counselors’ knowledge and increase awareness of available resources for working with this student population. To this end, we present historical and theoretical perspectives of parental incarceration and describe the effects of incarceration on children. Support mechanisms applicable to school counselors’ work with children of incarcerated parents are provided.
Incarcerated Parents and Their Children: An Historical Perspective
Between 1991 and 2007, there was a 79% increase in the number of parents in state and federal prisons and an 80% increase in the number of children with incarcerated parents, because some parents had more than one child (Glaze & Maruschak, 2008). In 1999, over 1.3 million children had a father in a state or federal prison; almost 130,000 children had a mother in prison (Mumola, 2000). Since 1990, the rate of female prisoners has grown at a rate of 106% compared to 75% for male prisoners (Lopez & Bhat, 2007). The average age of children who have an incarcerated parent is 8 years old; one in five children with an incarcerated parent is under 5 years old (La Vigne, Davies, & Brazzell, 2008). The Pew Charitable Trusts (2010) estimated that one in 28 children has an incarcerated parent. One in 14 children has had a parent incarcerated at some point in their life (Murphey & Cooper, 2015).
Historically, children of color experience parental incarceration more frequently than White children. For example, “African American children were nearly nine times more likely to have a parent in prison than Caucasian children. Hispanic children were three times more likely than Caucasian children to have a parent in prison” (Lopez & Bhat, 2007, p. 141). More recently, the Annie E. Casey Foundation (2016) reported that African American, Hispanic, and American Indian children were significantly more likely than their Caucasian peers to have an incarcerated parent. Today, the rates of parental incarceration remain polarized by race. Morsy and Rothstein (2016) indicated that 10% of African American students have an incarcerated parent, with 25% experiencing parental incarceration at some point in their life. Perhaps these statistics are, in part, explained by the mass incarceration of persons of color resulting from social injustices that stem from initiatives such as the war on drugs. The use of incarceration in the United States to retaliate against nonviolent drug offenses has contributed to a large number of children separated from their parents and explains the emotional and psychological distress they often experience (Allard, 2012).
Theoretical Perspectives on Incarceration
Numerous sociological, criminal justice, and psychological theories articulate the effects of incarceration. General strain theory and attachment theory, in particular, are useful to conceptualize the impact of incarceration on children. These theories offer valuable insights for school counselors who aim to support children with incarcerated parents. However, it is important that these theories only serve to guide school counselors toward greater awareness of this population rather than to dictate services; no two children are impacted by incarceration in the same manner.
General Strain Theory
General strain theory originated from the work of Merton (1938). The theory explicates the manner in which individuals experience strain and their response to the strain during adverse situations. According to general strain theory, a lack of goal attainment, negative experiences, and loss can lead to strain (Brezina, 2017). Individuals who experience strain are more susceptible to emotions and behaviors that lead to problematic outcomes. As strain intensifies, more extreme responses often emerge.
Incarceration of a parent can lead to strain on the child and caregiver left behind. As a result of parental incarceration, fewer caregivers provide for the household. Additionally, children of incarcerated parents often are limited in resources required to meet their basic needs. Nichols and Loper (2012) suggested that the removal of financial and social resources can contribute to the strain experienced by both the child and the caregiver. Therefore, children generally are unable to respond in acceptable ways to the social, emotional, and academic expectations or challenges of school.
Strain can have a significant effect on a child’s academic performance and motivation. As strain increases, the child can become vulnerable to feeling disconnected from school (Nichols & Loper, 2012). When children are in strained homes, their focus shifts from academics to difficulties faced within their microsystems. Children with an incarcerated parent might become more concerned with food security or personal safety. Adolescents are often tasked with taking on more responsibilities to alleviate the strain and work to help support the family or care for siblings because of the loss of a parent to incarceration; school is no longer a top priority.
The well-being of caregivers also is a concern. When dysfunction arises in the home, the caregiver and child experience stress or strain. When a parent is incarcerated, there is less supervision of the child “due to the indirect effect of increased strain on their caregiver” (Nichols & Loper, 2012, p. 1456). The parent or guardian who remains in the home with the child often is ill-equipped with the time and resources necessary to provide adequate supervision and support. The adjustment as a new primary caregiver can determine their ability to provide basic needs, support, and protection to the child. The caregiver often has ongoing concerns about the level of protection and support that they can provide for the child (Feeney & Woodhouse, 2016; Shlafer & Poehlmann, 2010).
Myers et al. (2013) indicated that children of incarcerated parents often live in adverse conditions. Many of these children live in poverty or have an unstable home life. Although children typically are unaware of the strain they experience, they are aware of the strain on their caregiver and often try to alleviate that stress by taking on more responsibilities (Nesmith & Ruhland, 2008). Notably, incarceration adds to the strain of an already potentially unstable living condition.
Attachment Theory
Attachment theory emerged from Bowlby’s (1958) work with children and parents. This theory suggests that children who are consistently cared for have stronger and healthier attachments with their caregivers. Alternatively, when parents provide inconsistent support, children maintain less secure attachments. According to Bowlby (1988), the quality of early parent–child interactions plays a significant role in the development of a child’s relationships across their lifespan.
Based on attachment theory, a child’s attachment organization, or the manner in which they attach to caregivers, is disrupted when a parent becomes incarcerated (Nichols & Loper, 2012). These disruptions, such as those that occur when children move from one caregiver to another, can have detrimental effects (Kobak, Zajac, & Madsen, 2016; Shlafer & Poehlmann, 2010). For example, children who fail to receive direct attention from their parent or guardian can feel confused and lack support for academic and social-emotional development.
Dallaire, Ciccone, and Wilson (2012) and Dallaire, Zeman, and Thrash (2015) explored the effects of parent incarceration on child and parent attachment. In instances of a noncontact visitation policy (i.e., physical contact between the incarcerated parent and child is forbidden), children experienced more insecurity and disorganization, including vulnerability, emotional distance, isolation, tension, and anger. The “experience of parental incarceration represents a significant family stressor that may negatively impact children’s feelings of safety and security” (Dallaire et al., 2012; p. 161). Poehlmann (2005) stated that in order for young children to cope with the detachment of their incarcerated parent, they must have additional emotional support.
Additionally, Shlafer and Poehlmann (2010) used the Attachment Story Completion Task to assess the relationships of children ages 2.5 to 7.5 years old and their incarcerated parent. The majority of the children studied fit the criteria for an insecure attachment with their incarcerated parent. Alternatively, children who received consistent care by one individual as opposed to multiple caregivers were classified as having a secure relationship with their caregiver (Shlafer & Poehlmann, 2010). A key determinant of a child’s level of attachment is the ability to be in close proximity with another attachment figure and feel protected. Attachment theory and general strain theory are useful frameworks for conceptualizing the impact of incarceration on the children with whom school counselors frequently work.
Impact of Incarceration on Children
Children’s experiences with parental incarceration are vast. Some children have witnessed their parent’s crime or observed their arrest. Children also experience custodial separation, instability in living arrangements, and stressful visitations with their parents who are in jail or prison (Davis & Shlafer, 2017). Moreover, these experiences impact the mental health, behavior, and academic performance of children.
Disruption at home because of incarceration often weighs heavy on the life of a child, leaving them unattached, dissociated, and strained (Murray, 2007). For example, early signs of antisocial behavior were present in children who experienced parental incarceration before the age of 10 (La Vigne et al., 2008). Additionally, Kjellstrand, Reinke, and Eddy (2018) found that parental incarceration led to an increase in externalizing behaviors during adolescence. Incarceration can lead to a host of mental and behavioral health issues, including anxiety and depressions (Johnson & Easterling, 2015; Murray & Farrington, 2008; Wilbur et al., 2007), aggressive behaviors (Geller, Cooper, Garfinkel, Schwartz-Soicher, & Mincy, 2012; Johnson & Easterling, 2015; Sharp & Marcus-Mendoza, 2001; Wildeman, 2010), delinquency or criminal activity (Huebner & Gustafson, 2007; Kjellstrand & Eddy, 2011; Murray, Janson, & Farrington, 2007; Murray, Loeber, & Pardini, 2012), and school-related problems (Cho, 2011; Hanlon et al., 2005; Johnson & Easterling, 2015). Nichols and Loper (2012) suggested that these effects often extend beyond children to other household and family members.
Children who have a parent in jail or prison often are viewed differently than their peers. For example, peers and teachers can associate the actions of an incarcerated parent with that of the child. Dallaire, Ciccone, and Wilson (2010) found that students with incarcerated parents were more likely considered at-risk and faced stigmas in the school setting. Moreover, teachers maintained low expectations of students with incarcerated parents; knowing that a parent was incarcerated was a factor in determining expectations and the perceived competence level of a student. This is especially problematic for students of color who frequently are susceptible to low expectation from teachers (Liou & Rotheram-Fuller, 2019). Children with incarcerated parents are often stigmatized as inferior because of their parents’ life choices and subsequent incarceration (Shillingford & Edwards, 2008). This stigma can lead students to feel unaccepted by school staff and classmates, and disconnected from the academic environment (Nichols & Loper, 2012). In an attempt to manage the stigma, children often do not disclose information and isolate themselves from relationships (Saunders, 2018).
Cho (2009) indicated that the negative effects of having an incarcerated parent often are short-lived and do not last the entirety of a child’s educational career. However, the effects of parental incarceration on a child’s academic performance are evident. For example, Dallaire et al. (2010) suggested that children who have an incarcerated parent or guardian are at risk of academic difficulties or eventually drop out of school. Most children do fairly well in school and eventually go on to have a good life; however, a significant number of children do not share such a positive fate (Shillingford & Edwards, 2008).
Long-Term Effects of Incarceration
Martin (2017) referred to children of incarcerated parents as “hidden victims” (p. 1) because often the impact of incarceration on the child is not considered. However, when children witness a parent’s arrest, for example, they can experience high levels of stress that can result in a traumatic emotional response (Johnson & Easterling, 2015). The stress children experience as the result of an incarcerated parent or guardian can continue as long as that parent is incarcerated, and in many cases, after the parent or guardian returns home. Factors that can have a long-term impact on the child include duration and frequency of disruptions in caregiving relationships (Johnson & Easterling, 2015; Murray & Murray, 2010; Parke & Clarke-Stewart, 2003); degree of economic and residential stability (Geller, Garfinkel, Cooper, & Mincy, 2009; Phillips, Erkanli, Keeler, Costello, & Angold, 2006); social stigma and pressure to keep the incarceration hidden (Saunders, 2018); and having a parent that is physically absent, yet socially and emotionally present (Bocknek, Sanderson, & Britner, 2009).
Children of incarcerated parents can learn attitudes, behaviors, and a way of life that positions them for lives similar to their parents. Aaron and Dallaire (2010) found that children who had parents with a history of incarceration reported more delinquent behavior. This finding was moderated by a parent’s recent incarceration. Similarly, Farrington (2000) found that the conviction of a parent was a predictor of their child’s antisocial behaviors and eventual incarceration. These findings suggest that exposure to parental incarceration and related issues may result in children becoming incarcerated themselves. However, a variety of risk and protective factors often serve to facilitate the outcomes of these children.
Risk and Protective Factors
Separation or loss of a parent is considered one of six indicators of adverse childhood experiences (ACEs), according to Felitti et al. (1998). Findings from a study conducted by Turney (2018) suggested that children experience five times as many ACEs when they have an incarcerated parent. ACEs can impact brain development and lead to impulse control issues, emotional dysregulation, and the inability to anticipate consequences, recognize social cues, and manage interpersonal conflict (U.S. Department of Health and Human Services, 2015). These psychological challenges also can result in poor school performance, gang involvement, substance use, and pregnancy.
Children often have an insecure attachment with their parent when support and encouragement are inconsistent (Poehlmann-Tynan, Burnson, Runion, & Weymouth, 2017). According to Shlafer and Poehlmann (2010), some children have a positive relationship with their incarcerated parent, while others report negative experiences. Children who have no contact with their incarcerated parent often have greater feelings of alienation and minimal attachment. The Federal Interagency Working Group for Children of Incarcerated Parents (2013) suggested that children, especially those in the adolescent stage, typically work toward finding an equilibrium between individuality and their connection to society. However, the separation between the parent and child during incarceration impedes the ability of the child to acquire the proper social skills needed to function effectively on a daily basis.
In some instances, children are unable to recover from the traumatic experience of parental incarceration. As a result, children are at risk of becoming antisocial, internalizing symptoms, and struggling academically (Murray & Farrington, 2008; Shlafer & Poehlmann, 2010). When parental incarceration is recurrent, children are at risk of continuous emotional strain; oftentimes children do not know how long their parent will be gone or when they will return (van Agtmael, 2016). Children can become defiant, aggressive, antisocial, experience a loss of self-esteem, have difficulty sleeping, or develop an attachment disorder, and may go on to exhibit other problematic behaviors if they lack support during these times (Lopez & Bhat, 2007). Children of incarcerated parents are at higher risk for exposure to stress, violence, and abuse (Phillips, Burns, Wagner, Kramer, & Robbins, 2002; Shillingford & Edwards, 2008). These experiences can further exacerbate a child’s struggle to manage life, including school, with an incarcerated parent.
According to Johnson and Easterling (2015), the majority of children who experience parental incarceration employ a combination of coping strategies to manage the situation including “de-identification from the incarcerated parent, desensitization to incarceration, and strength through control” (p. 244). However, a variety of protective factors can serve to help thwart or reduce the negative impact of parental incarceration on children. Frequent contact visits (i.e., physical contact is allowed) and quality communication with the incarcerated parent can serve as protective factors for the child (Cramer, Goff, Peterson, & Sandstrom, 2017). Kumpfer, Alvarado, and Whiteside (2003) identified several such protective factors, including self-control, academic self-efficacy, and family supervision. The identification of and access to positive influences and role models, engagement in leadership opportunities through school or community organizations, social-emotional skill development, as well as maintaining faith and hope also are factors that help mitigate the impact of incarceration (Adalist-Estrin, Krupat, deSousa, Bartley, & Hollins, 2019).
A key protective factor is the positive relationship the new caregiver forms with the child (Buss, Warren, & Horton, 2015; Cramer et al., 2017). A secure and stable home for children of incarcerated parents offers an opportunity to overcome challenges and succeed in school and life. School counselors can help facilitate student success through the use of a variety of targeted approaches and resources that serve to protect children with incarcerated parents.
Approaches and Resources for School Counselors
Professional school counselors offer a variety of services within a comprehensive school counseling program that can meet some of the needs of children with incarcerated parents. Many of these services are well-suited for supporting this group of children. Although these services often are beneficial to these children and their caretakers, in many instances, alternative or targeted services are needed. Therefore, it is important for school counselors to consider students’ strengths and needs within the context of emerging literature and evidence-based practices. A variety of strategies and resources rooted in theory and research are available to support school counselors’ efforts to develop and promote protective factors for children of incarcerated parents.
Determining Student Strengths and Risk
In order to provide targeted services and support, school counselors must first identify students who have incarcerated parents. Strain is not always obvious to teachers or school counselors, and families, caregivers, or students may not readily seek help. As a result, building and maintaining healthy relationships with parents, grandparents, or other guardians is central to identifying and meeting the needs of these students (Hollihan & Krupat, 2016). School counselors also should consider becoming familiar with community professionals who are likely to interact with children of incarcerated parents. For example, Brown and Barrio Minton (2017) suggested that when school counselors collaborate and consult with community stakeholders such as social workers, child protective services, mental health counselors, and other child advocates, they better understand the child as well as acquire pertinent information that facilitates meeting the needs of the student. School counselors who are proactive and regularly demonstrate community investment as a component of their comprehensive school counseling program are well-positioned to identify, assess, and meet the academic and social-emotional needs of children of incarcerated parents.
Once a student is identified as having an incarcerated parent, school counselors are encouraged to conduct an assessment to determine the risk and protective factors for the student and the family. Students, teachers, caregivers, and other stakeholders can provide valuable information during the assessment process (Petsch & Rochlen, 2009). Measurements such as the Child Behavior Checklist, Teacher’s Report Form, and Youth Self-Report, available via the Achenbach System of Empirically Based Assessment (2019), are valuable tools for capturing family, teacher, and student concerns. These instruments assess for social problems, anxiety, depression, cognitive issues, and aggressive behaviors. School counselors can use these types of instruments to identify areas of support and formulate approaches that meet the students’ academic and social-emotional needs. It is important that assessments and student support plans are completed in a collaborative manner while remaining sensitive to the students’ and caregivers’ experiences.
The assessment process should include an evaluation of the student’s family history, school performance, and risk and protective factors. It also is important to assess current services and determine the lack of services that may not be available, but needed (Solomon & Uchida, 2007). School counselors should consider age as a factor when determining the needs of children of incarcerated parents. Younger children can process potentially traumatic situations, such as the incarceration of a parent, differently than older children (Buss et al., 2015). Unhealthy coping, along with emotional and behavioral problems at this stage of development, are likely to arise and should be taken into account when determining needs (Parke & Clarke-Stewart, 2003). Furthermore, school counselors should determine the exact relationships between the incarcerated parent, the caregiver left behind, and the child. In some instances, the incarcerated parent or caregiver is not the biological parent, yet the relationship is strong enough that separation can significantly impact the child. The caregiver left behind often is the other parent or a grandparent, but in some cases is a foster parent (Glaze & Maruschak, 2008; Graham & Harris, 2013).
School counselors are encouraged to gather as much data as possible in order to determine the risk and protective factors at play for the family and child. Additionally, school counselors are encouraged to be aware of and reflect on their own perceptions of incarceration and ensure those beliefs do not interfere with their assessment of student needs or the services provided. School counselors must be sensitive and understanding of the needs and worldviews of the family and student’s culture, especially their views on incarceration. Furthermore, when discussing incarceration with the family or child, it is important to specify the type of incarceration (i.e., jail, prison) and use terms such as felon, con, and inmate with caution, or not at all. A child will perceive the severity of his or her parent’s incarceration based on how it is described (Bennett, Lewis, & Hunsaker, 2012). Prison often is perceived more negatively than jail because of different aspects between the two such as demographics, sentencing, and capacity.
Children who have an incarcerated parent or guardian often struggle with a variety of significant social-emotional, behavioral, and academic problems in school (Poehlmann, 2005). Professional school counselors who understand student challenges, as well as strengths, can intervene and support this group of children who often are vulnerable and underserved. School counselors should recognize the benefit of home–school–community collaboration in assessment and consider it an important aspect of implementing effective strategies that can help children of incarcerated parents succeed.
Strategies and Interventions
Comprehensive school counseling programs that align with the ASCA National Model (2012) include components that aim to meet the needs of all students. A number of direct and indirect student support services exist that encompass strategies and interventions that can increase protective factors for children of incarcerated parents. Brown (2017) suggested these services are essential to meeting the needs of these children. However, school counselors are encouraged to utilize results of a needs assessment when determining the provision of targeted services within a system of support. For example, school counselors can offer support prior to and after visits with the incarcerated parent; these are isolated occasions that can present emotional challenges for the child. Alternatively, some students who display ongoing, unhealthy emotions or behaviors may need more intensive support, such as small group or individual counseling. Goals of these services should include building on student strengths, fostering resilience, and addressing challenges that directly impede student performance.
During individual and small group counseling, it is important for school counselors to broach the topic of incarceration with caution; school counselors should not disclose this information during group work, yet provide a safe space for the student to do so. Bibliotherapy and expressive art strategies can serve as valuable opportunities for children of incarcerated parents to gain awareness and process their thoughts and feelings. As such, school counselors are encouraged to maintain access to developmentally appropriate literature on incarceration via their own collection or the school’s library. For example, the book Far Apart, Close in Heart (Birtha, 2017), written for elementary-age children, explores life with an incarcerated parent, and Clarissa’s Disappointment (Sullivan, 2017), a book written for upper-elementary and middle school students, is about the transition of a parent out of prison. Books such as Surviving the Chaos: Dontae’s Story: Daddy, Jail & Me (Bell, 2013) and Coping When a Parent is Incarcerated (DeCarlo, 2018) are appropriate for upper-middle and high school students. These resources are useful for facilitating family conversations about incarceration as well. School counselors who know that parental incarceration often impedes student performance are best positioned to help students develop protective factors including strong relationships with peers and the community, appropriate social and self-regulation skills, and academic achievement (Lopez & Bhat, 2007).
School counselors are well-positioned to advocate for children of incarcerated parents through the delivery of in-service trainings and other awareness-building activities. Given their role, teachers are often the first school staff members to have academic or behavioral concerns for a child with an incarcerated parent. However, Brown and Barrio Minton (2017) suggested that many school personnel, such as teachers and other school staff, face barriers when working with children of incarcerated parents because of their inability to identify them and meet their needs. In-service training for teachers, administrators, and other stakeholders can increase awareness of the negative effects of parental incarceration on the social-emotional and academic development of students. For example, school counselors can share the video, School Staff: Supporting Youth with Incarcerated Parents (https://goo.gl/uDmYvu), followed by an open discussion during a staff meeting. School counselors can empower school staff through the dissemination of information that challenges barriers, stereotypes, and stigmas about this student population. It is important for teachers to explore their beliefs and feelings about incarceration as well as their perceptions of students with incarcerated parents. For example, teachers who maintain a deficit ideology toward children with incarcerated parents are not best equipped to meet their needs (Gorski, 2016). Additionally, school counselors should advance schoolwide trauma-informed practice initiatives, address insensitive schoolwide policies, and encourage collaborative efforts to remove barriers that impede the well-being of children of incarcerated parents (Buss et al., 2015). Through basic knowledge, skill development, and collaboration, teachers and other school personnel can support children of incarcerated parents and help facilitate success in and outside of school.
Finally, collaboration is useful when engaging a variety of stakeholders while working with children of incarcerated parents. Stakeholders can include caregivers, mental health providers, correctional officers and facilities, school resource officers, teachers, and social workers. For example, Brown (2017) found that professional school counselors consulted and collaborated with school social workers to support students who needed financial assistance because of parental incarceration. School counselors also can provide targeted and intentional consultation to teachers and administrators to address student academic and behavioral performance concerns (Warren, 2018). School counselors are encouraged to coordinate with stakeholders to facilitate the incarcerated parents’ access to report cards and virtual participation in school-related meetings. Maintaining community connections can help establish a wealth of resources that can be delivered to children of incarcerated parents and their caregivers. When student or family need necessitates therapeutic services, school counselors should refer the family to a community-based agency.
It is important for school counselors to support the academic, social-emotional, and career development of children with incarcerated parents. However, school counselors are encouraged to not engage in the provision of long-term counseling, unless there are extreme circumstances. Resources such as the Children of Incarcerated Parents Program (New York City Office of Training and Workforce Development, 2019) and those listed below offer a variety of community-based services and are eager to partner with professional school counselors to promote protective factors for children with incarcerated parents.
Complementary Resources
Several organizations across the nation offer resources and informational material that aim to reduce risk factors for children of incarcerated parents. For example, the National Mentoring Resource Center (nationalmentoringresourcecenter.org) provides a wealth of information on mentoring children with incarcerated parents. This program is designed to strengthen services that focus on the academic and social-emotional development of children who are experiencing parental incarceration (National Mentoring Resource Center, n.d.). The program provides no-cost training and assistance as well as evidence-based support services to students. Benefits of this mentoring program include practice reviews, webinars, a blog, implementation strategies, and additional readings.
The Prison Fellowship (www.prisonfellowship.org), a faith-based organization, trains community stakeholders in restorative practices. This organization provides resources that help link children and caregivers to support groups and other services. A central focus of this organization’s work is to restore the relationship between incarcerated parents and their children. The Prison Fellowship (n.d.) supports families and children of incarcerated parents by offering a variety of resources and programming such as the Angel Tree, a Christmas present donation program for children of incarcerated parents. School counselors should consider the religious beliefs of families prior to making a referral to the Prison Fellowship.
In addition to the National Mentoring Resource Center and the Prison Fellowship program, Save Kids of Incarcerated Parents (SKIP; skipinc.org) supports children of incarcerated parents by conducting academic and behavioral support groups. The program offers an online community that serves as a vehicle for teenagers of incarcerated parents to connect. SKIP (n.d.) provides research reports and other useful practitioner-focused resources. The program also provides online and hands-on training to interested participants. Trainees are provided relevant information for working with children who experience parental incarceration. School counselors may find it beneficial to collaborate with programs such as SKIP because of its focus on community involvement and partnerships with other support services.
Finally, the Service Network for Children of Inmates (www.childrenofinmates.org) provides a model of comprehensive, community-based services for children of incarcerated parents. Based in Florida, this network has demonstrated the role state-based agencies can play in supporting children of incarcerated parents. The organization works to re-establish positive relationships between parents and children by facilitating bonding visits and providing assistance with linking children and their families with community services for support. The organization offers support groups for children to develop and refine social and emotional skills to help offset the negative impact of parental incarceration (Service Network for Children of Inmates, 2008). School counselors are encouraged to visit these organizations’ websites, utilize the resources they provide, and seek out similar organizations in their state or region. School counselors can stay informed when working with children of incarcerated parents by visiting the following websites and taking advantage of the resources they offer: the Child Welfare Information Gateway (www.childwelfare.gov); youth.gov (youth.gov/youth-topics/children-of-incarcerated-parents); National Institute of Corrections (nicic.gov); and The National Resource Center on Children and Families of the Incarcerated (nrccfi.camden.rutgers.edu).
Conclusion
The number of incarcerated parents has continued to grow over the past decade, and children of color are more likely to experience the incarceration of a parent (Graham & Harris, 2013). Children of incarcerated parents face a number of challenges, including stigma, low expectations and academic performance, social and emotional issues, and behavioral difficulties. For example, Cho (2009, 2011) and Shlafer, Reedy, and Davis (2017) found that students of incarcerated parents were more likely to receive disciplinary referrals and earn lower grades, and were less connected to and engaged in school. These children are often required to navigate the experience of their parent’s incarceration with little support while attempting to proceed with their day-to-day lives, including the everyday demands of school. School counselors can play a vital role by helping to support and advocate for these students. Research on incarcerated parents and the impact of incarceration on children is scant, especially in school counseling literature. However, there is clear evidence that the incarceration of a parent can significantly impact children. The degree to which children are impacted by incarceration is dependent upon a host of factors, including age and support system, and symptoms can emerge in a variety of ways.
A central goal when working with children of incarcerated parents is to increase protective factors while attempting to minimize risk factors. It is important for school counselors to identify and assess for risk and strengths of children in their school who have incarcerated parents. These students should be supported within the context of their lived experiences. Knowledgeable school counselors can effectively serve children with incarcerated parents through a comprehensive school counseling program. In most cases, specifically designed programming is not required. Alternatively, some students may require additional school counseling services as well as community-based support. The recommendations provided in this article are based on theory and the best evidence available for working with students who have incarcerated parents. School counselors who are knowledgeable of the impact of incarceration and related support mechanisms can play an integral role in offering support and advocating for students.
In addition to utilizing the resources provided in this article, school counselors are encouraged to seek professional development to further their knowledge, attitudes, and skills for working with children of incarcerated parents. School counselors can serve as valuable advocates and strive to disseminate relevant information to teachers, school administrators, and the caregivers of children with incarcerated parents. It is important for teachers to develop empathy and provide a consistent and nurturing classroom environment for all students, especially those with incarcerated parents. Additionally, school counselors should place the emotions and behaviors of students with incarcerated parents within the context of theory and research when consulting with teachers. In order to best support these children, collaboration and the willingness of professional school counselors to intervene is critical.
Conflict of Interest and Funding Disclosure
The authors reported no conflict of interest
or funding contributions for the development
of this manuscript.
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Jeffrey M. Warren, NCC, is an associate professor at the University of North Carolina at Pembroke. Gwendolyn L. Coker is a graduate student at the University of North Carolina at Pembroke. Megan L. Collins is a professional school counselor in Robeson County, NC. Correspondence can be addressed to Jeffrey Warren, 1 University Drive, Pembroke NC 28372, jeffrey.warren@uncp.edu.
Sep 11, 2019 | Volume 9 - Issue 3
Rebecca Cowan, Rebekah F. Cole, Laurie Craigen
The purpose of this qualitative collective case study was to explore the experiences of four key internal stakeholders who are involved with a school-based child sexual abuse prevention program in a southeastern state in the United States. In order to explore the experiences of participants, in-depth, semi-structured interviews were conducted. After the data were collected, transcribed, and coded by a qualified research team, three main themes emerged from this study. These themes highlighted the importance of school-based child sexual abuse prevention education, various program impacts resulting from child sexual abuse prevention and intervention within a school setting, and barriers to implementation of child sexual abuse prevention programs in school settings. Implications for professional school counselors, including how they can assist with the implementation of child sexual abuse prevention education, are discussed. Finally, inherent limitations to the research design and implications for future studies are addressed.
Keywords: sexual abuse, prevention, children, collective case study, professional school counselors
In 2017, there were 57,964 reports of child sexual abuse (CSA) in the United States (U.S. Department of Health and Human Services [DHHS], 2018). However, the incidence of CSA is likely higher, as cases of sexual abuse often go unreported (Leclerc & Wortley, 2015; Wurtele, 2009). Overall, between 7.5%–16% of males and 19.7%–25% of females report a history of CSA (Dube et al., 2005; Pereda, Guilera, Forns, & Gòmez-Benito, 2009), and approximately 39 million adults in the United States are CSA survivors (Child Molestation Research and Prevention Institute, 2015). More than 3 million children are victims of CSA, with a mean age of onset of 11.2 years of age (Broman-Fulks et al., 2007). CSA has been linked to a variety of health and mental health issues, including substance abuse, suicide attempts, sexual revictimization, high-risk sexual behavior, anxiety, depression, cognitive disturbances, post-traumatic stress disorder (PTSD), gastrointestinal issues, and chronic pain (Dube et al., 2005; Irish, Kobayashi, & Delahanty, 2010; Lalor & McElvaney, 2010; Sabella, 2016; Wurtele, 2009). Therefore, because of the high incidence and resulting consequences of CSA, prevention is paramount (Letourneau, Eaton, Bass, Berlin, & Moore, 2014).
Abel and Harlow (2001) reported that CSA perpetrators represent a variety of ethnicities and socioeconomic groups. Ninety percent of perpetrators know their victims; only 10% of perpetrators sexually abuse children unknown to them. Sixty-eight percent of CSA perpetrators sexually abuse children in their own families (e.g., biological children, stepchildren, nieces, nephews, grandchildren) and 40% sexually abuse children within their social circle (Abel and Harlow, 2001). Additionally, 5.9% of all girls and 0.3% of all boys in the United States are sexually abused by a known adult (Finkelhor, Turner, Shattuck, & Hamby, 2013). CSA perpetrators who sexually abuse boys report an average of 10.7 victims as compared to 5.2 victims of perpetrators who sexually abuse girls (Abel & Harlow, 2001). Those who sexually abuse both boys and girls report an average of 27.3 victims (Abel & Harlow, 2001).
Professional school counselors play an important role in CSA prevention. They are federally mandated to report suspected cases of abuse (Federal Child Abuse Prevention and Treatment Act, 2010), including CSA, and also provide counseling services to victims and organize advocacy efforts (American School Counselor Association [ASCA], 2015; Sikes, 2008). Furthermore, professional school counselors are in the position to address barriers and support the implementation of CSA prevention programs within their schools. These school-based prevention efforts are imperative; despite the high incidence of children who are sexually abused, research indicates that many parents do not educate their children about CSA at home (Kenny, Capri, Thakkar-Kolar, Ryan, & Runyon, 2008). Therefore, it is vital that evidence-based CSA prevention programs are provided within the schools so that children have an opportunity to gain knowledge and personal safety skills.
In 1995, 67% of children ages 10–16 reported that they had participated in a school-based CSA prevention program (Finkelhor & Dziuba-Leatherman, 1995). However, this percentage has significantly declined in recent years because of increased focus on other topics, such as bullying prevention, standardized testing, substance use, and intimate partner violence (Morris et al., 2017; Wurtele, 2009). Despite this shift, the implementation of CSA prevention programs within school systems remains ideal because of the ability to concurrently reach multiple children in that setting (Finkelhor, 2009; National Sexual Violence Resource Center [NSVRC], 2011; Tutty, 2000; Wurtele, 2009). However, in recent years, there has been resistance to establishing CSA prevention education within the schools, as some believe that talking about sexual abuse is not appropriate in a school setting (NSVRC, 2011; Wurtele, 2009). Additionally, according to Topping and Barron (2009), CSA prevention programs might be limited because of constraints on funds and time. Some CSA prevention education critics also argue that these types of programs place an unfair burden on the child to report or prevent CSA attempts and that it may not be appropriate to expect children to defend themselves against perpetrators (Finkelhor, 2007; Rudolph & Zimmer-Gembeck, 2018). However, many opponents have “offered little evidence that support their claims of potential negative side-effects” (Kenny et al., 2008, p. 50). In fact, Walsh, Zwi, Woolfenden, and Shlonsky (2015) found in their meta-analysis of several school-based CSA prevention programs “evidence of improvements in protective behaviours and knowledge among children” (p. 2). Furthermore, this increase in knowledge and skill was seen in children regardless of the type of CSA prevention program that was implemented. A study conducted by Gibson and Leitenberg (2000) provided further evidence of the effectiveness of CSA prevention programs, as they found that 9% of participants who had participated in a school-based prevention program were sexually abused compared to 16% who had never participated in CSA prevention.
In order to effectively implement CSA prevention programs within the schools, a better understanding of these challenges and barriers needs to be gained. Findings from this study may promote awareness, enhance programming, and contribute to prevention efforts for CSA. The purpose of this collective case study research was to explore the experiences of several key internal stakeholders who are currently involved with a CSA prevention program in a southeastern state in the United States. The primary research question answered by this study was: How do key internal stakeholders who are involved with a school-based CSA prevention program describe their experiences with program implementation?
Method
Collective case study research (Yin, 2003) was utilized to explore the experiences of internal stakeholders and their views of a school-based CSA prevention program. The case study tradition focuses upon the constructivist paradigm in which the truth is relative and reliant on one’s unique perspective (Baxter & Jack, 2008). According to Creswell (2007), in a collective case study, “the inquirer purposefully selects multiple cases to show different perspectives on the issue” (p. 74), and this type of approach is often utilized when the unit of analysis is a program. According to Patton (2002), a case study may represent one single program or case. However, within that single program case, a researcher can conduct case studies of several participants. Utilizing the qualitative case study tradition facilitates an issue being explored through multiple lenses, rather than just one (Baxter & Jack, 2008). This approach helps “multiple facets of the phenomenon to be revealed and understood” (Baxter & Jack, 2008, p. 544).
Participants
Purposive and criterion sampling (Creswell, 2007) were utilized to recruit four key internal stakeholders for this study. Each participant had been involved with the program for at least one year (range = 1–25 years). For the purpose of this study, a stakeholder meant “people or small groups with the power to respond to, negotiate with, and change the strategic future of the organization” (Eden & Ackermann, 1998, p. 117). Two participants included in this study were current board members and two were current staff members.
Setting
This nonprofit CSA prevention organization is dedicated to preventing CSA through the education of children. Their 45-minute performance for children in kindergarten through fifth grade features a puppet who provides children with guidance on how to respond when faced with potentially dangerous situations. A safety net of professionals from Child Protective Services (CPS) and the police department, in addition to school counselors, are present at every performance so that any child who comes forward to disclose sexual abuse is properly cared for with the correct protocols in place. This CSA prevention program has resulted in the arrest and incarceration of 158 CSA perpetrators.
Researchers
The principle investigator (PI) conducting this study is a Caucasian female in her thirties. She is a licensed professional counselor and has a PhD in counselor education and supervision. The PI has experience treating children who have been sexually abused and adults who were sexually abused during childhood. Two additional researchers assisted with research design and data analysis. Both researchers have doctoral degrees in counselor education and supervision and are licensed professional counselors. One of the researchers has a master’s degree in school counseling and the other researcher has an EdS in school psychology. They are knowledgeable in treating children who have been sexually abused and have experience working within school settings. Engaging a research team of three researchers helped to reduce researcher bias and generated triangulation for the research study (Creswell & Poth, 2018).
Data Collection
Individual interviews were conducted in a southeastern U.S. city. The PI met with participants in a confidential space and informed consent was reviewed and signed prior to the commencement of data collection. After informed consent was given, the PI individually interviewed participants using a semi-structured interview guide pertaining to their experiences as key internal stakeholders involved with this CSA prevention organization. These interviews were audiotaped and transcribed verbatim and lasted approximately 30–45 minutes. All participants were assigned a unique identifier (number) in order to protect confidentiality.
Data Analysis
Transcripts were initially read through by the researchers to gain an overall familiarity with them. The researchers then engaged in content analysis by open-coding the data (Patton, 2002). Through this analysis, patterns and themes were identified and overlapping data was deleted. Researchers developed coding schemes independently and then together they compared and discussed similarities and differences (Patton, 2002). Word tables were utilized to organize the data from each individual case (Yin, 2014). The analysis of these individual word tables allowed researchers to draw cross-case conclusions. Data across cases were analyzed and similarities and differences were noted (Eisenhardt, 1989; Miles & Huberman, 1984).
Strategies for Trustworthiness
In an effort to achieve trustworthiness of the data, triangulation was attained (Baxter & Jack, 2008) as multiple sources were used to collect data, including semi-structured individual interviews, demographic sheets, and program documents. Clarifying researcher bias was another strategy employed for trustworthiness as bracketing, through the use of reflexive journals, was utilized by the researchers (Tufford & Newman, 2010). Bracketing was completed prior to data collection so that the researchers were made aware of their assumptions and biases. Finally, a thick description, as defined by Patton (2002) as having “detailed description and rich quotations” (p. 438), was used as an overreaching strategy to increase the trustworthiness of this study.
Results
A total of three themes emerged from the data analysis: (1) importance of school-based CSA prevention education, (2) program impact within a school setting, and (3) barriers to implementation of CSA prevention within school systems.
Theme 1: Importance of School-Based CSA Prevention Education
This theme includes the participants’ perspectives on the importance and value of CSA prevention education within the school setting. The following sub-themes are included in this section: (1) children and (2) parents and teachers.
Children. The majority of participants discussed the importance of child abuse education so children could implement good boundary setting and learn the language they need in order to express themselves if they feel they are at risk. When outlining the importance of educating children on this issue, one participant discussed how if children are not educated about boundaries and body safety starting at a young age, this could potentially leave a gap for this type of abuse to take place. She stated, “They groom them at a young age and so they break down their resistance and by the time they get to middle and high school, they are assimilated already into this lifestyle and so they think it is normal.” Another participant had similar thoughts and discussed the importance of empowering children to protect themselves. She stated, “We can’t protect them all the time, and I think it is important to give them the knowledge that what’s happening to them is wrong and that they can make a difference by saying no.” Likewise, another participant discussed how teaching children to protect themselves from predators is “fundamental.” She went on to ask the question, “How do you go to school and learn to become a successful adult and have good decision-making if you are carrying this around?” Another interview revealed, “At every turn around every corner, there is someone who is looking to take advantage of that child,” and that child needs to understand how to protect him- or herself. This participant went on to describe the importance of equipping children with the language they need to express what is happening to them. He stated, “What kind of language does a 6-year-old child have to be able to tell an adult that they are being sexually abused? They don’t have a way to even express what’s happening to them.”
Parents and teachers. Many participants identified a significant need for parents and teachers to become educated on how to talk with children about these issues. One participant discussed how many parents do not know how to educate their children or how to appropriately respond if a child discloses sexual abuse. She stated, “Parents need to not just be talking about this big, bad rapist” and discussed how parents need to educate their children beyond “stranger danger.” A participant also touched on the importance of educating parents: “I do think we need to be more aggressive with the adult education piece . . . it’s an adult problem, it needs an adult solution.” Another participant shared similar thoughts and discussed how parents should be providing this type of education to their children at home. He stated, “As parents, as people in authority positions, we should be the ones answering those questions versus them hearing it from their classmate, or in the streets, or in the locker room.”
Another participant discussed how some parents might be averse to having their child participate in CSA prevention education at school. He discussed how these parents might be concerned about discussing CSA with children who have not previously been exposed to sex and how perhaps this type of discussion could pique their curiosity. This participant countered this by stating, “What better way to do it in a controlled environment and you can answer the questions that they may have.” Another participant also discussed how some parents do not believe their children should learn about CSA prevention at school, but that many of these children are simply not being educated at home. He stated, “What those parents don’t understand is that while they may be proactive in what they’re doing in educating their children about these types of things, 90% of the kids in schools today are not getting this education at home.” Another participant went on to discuss how teachers also do not get enough training on this topic. He stated, “That’s something that’s got to change. They got to get the training that surrounds this issue to be able to understand the issue and wrap their head around what’s happening in their classrooms.”
Theme 2: Program Impact Within a School Setting
Many of the participants discussed how CSA prevention programs within the schools can provide children with the courage to speak up and learn how to protect themselves from potentially dangerous situations. One participant discussed the appreciation he has for how this particular CSA prevention program creates a support system so that children may feel comfortable coming forward and disclosing sexual abuse. He highlighted how law enforcement officers, social services, and school administrators are present throughout the performance “so you have a support system that is right there that says . . . you can have the courage to share if something like that has happened.” Another participant shared similar thoughts and discussed how this particular CSA prevention program is “different” because of the safety net of professionals they have available throughout the production.
Two participants shared their personal experiences with witnessing CSA disclosures as a result of the program. One participant discussed her personal experience of watching children come forward and disclose sexual abuse after participating in the program. She stated, “I really believe the program works. In 25 years, I have seen kids come forward, you know . . . and kids learn how to prevent it from happening.” Another participant described how he had witnessed children disclose prior and current sexual abuse after participating. He stated that when children come forward and tell a teacher, “if we can . . . save one child from the horror of being sexually abused by an adult, then this program is worth its weight in gold.”
Numerous perpetrators have been prosecuted because of disclosures that occurred after children participated in this program. One participant stated, “Having 158 perpetrators prosecuted comes from when she [the director of the program] was in all the elementary schools here in the city.” However, this may be underestimated, as disclosures and prosecutions as a result of the program were difficult to track because of confidentiality and the sensitive nature of the information. Another participant also discussed prosecutions as a result of this program. He stated, “We’re seeing the prosecutions go up because there’s been more exposure of what has taken place in the dark, and so either way, it is a great success.”
Theme 3: Barriers to Implementation Within School Systems
This theme includes the participants’ perspectives on the barriers and obstacles toward implementing this CSA prevention program. The following sub-themes are included in this section: (1) funding issues, (2) a taboo topic and negative attitudes, (3) intervention is stressed, and (4) community support.
Funding issues. Funding was identified by all participants as a major barrier to implementing CSA prevention programs, as many school systems do not have funding allocated to support this effort. One participant stated, “I’m researching grants that we can apply for and there is plenty of grant money out there for treatment, but not prevention.” Another participant believed that perhaps fundraising for this cause is difficult because the topic makes many people “feel very uncomfortable.” She further stated, “Everybody’s opening up their wallets for ALS, everybody’s opening up their wallets for autism, and those are all great causes . . . but CSA prevention is removed from them.” A third participant discussed how important it is to “champion legislative funding” and discussed how this is “key” to the implementation of CSA prevention programs within the schools in the future.
A taboo topic and negative attitudes. Participants also discussed how sexual abuse is a “taboo” topic that is often viewed very negatively and, therefore, is often not discussed. In return, this leads to barriers to implementing CSA prevention programs. One participant discussed how many individuals seem to be in denial about the prevalence of CSA. She discussed how people need to “just open up the communication on this really disgusting tabooed subject. People don’t want to talk about it, people don’t want to hear about it. It’s so uncomfortable.” She went on to state, “Someone coined the phrase, ‘Not in My Backyard.’ It’s in every backyard.” Another participant shared similar thoughts. He discussed how some are opposed to CSA prevention programs as they believe these programs are similar to sexual education or that the topic is not “age appropriate.” However, he suggested that these individuals “would be amazed at what children already know and would be amazed at what they’re being exposed to already.”
Participants noted that attitudes about CSA prevention tend to be negative and this hinders efforts in implementing these types of programs. For instance, when one participant was asked what she would like to see changed regarding CSA prevention programs, she stated, “What would I see changed? Just people’s attitudes towards it.” Another participant explained how people working within the school systems often negatively view CSA prevention programs. He discussed how difficult it can be to get “buy-in from school administrators when school administrators know they have kids in their school who are being sexually abused and they know that if they see this program that they are going to possibly come forward.” He went on to discuss how CSA disclosures often result in a “tremendous amount of paperwork for them [school administrators], it creates huge logistical issues like dealing with parents and dealing with CPS and the police” and how this could potentially fuel resistance to implementing these programs. Another participant discussed how their senator supports CSA prevention education, but only in middle and high schools. He stated, “There is a reason for that . . . whether they believe that the elementary school students would not be an appropriate age demographic or whether they thought they would get some resistance, maybe from parents.”
Intervention is stressed. Participants emphasized how too much focus is often placed on the intervention of CSA, whereas more attention needs to be focused on prevention. When discussing what he would tell people when explaining why CSA prevention is important, one participant said he would invite them to visit juvenile court and watch as he puts a child on the stand who must disclose CSA. He challenges people to think about how these children must find the courage to relive their experience all over again on the witness stand “in front of the judge, in front of the jury, in front of strangers . . . then you tell me how important it is that we educate our kids about child sexual abuse prevention.” Another participant said, “I think that as the general population becomes more educated about the fact that you can prevent the issue from happening, I think they could see that it’s more important to put money into prevention than treating something.” This participant went on to explain the importance of “getting people interested in prevention more than just putting the fire out once the fire starts . . . I think people wait until it’s too late and then they rather put out the fire and until it becomes a fire, they don’t want to have to deal with it.” A third participant shared similar thoughts: “It needs to be more preventive and more proactive and we need to start talking about it.”
Community support. Community support was identified by participants as being difficult to come by but essential to the successful implementation of CSA prevention programs. One participant discussed how “there are so many fundraisers . . . and you have to pick and choose what you are passionate about,” noting that not too many people choose to support CSA prevention. Another participant discussed the importance of networking with community partners in order to gain additional support. In particular, he highlighted the importance of developing trust between the organization and community partners. He stated, “When you know a person and you have a relationship with a person, it’s easier to trust them to always do the right thing.” A third participant discussed his personal efforts related to attempting to gain additional community support: “Every opportunity I get to talk to a person about the program, I do . . . I ask them to get in touch with me if they have any questions.”
Discussion
In this study, the participants emphasized that addressing the often taboo topic of sexual abuse with children is imperative. They discussed how the topic of sexual abuse is frequently avoided, especially by parents and guardians—a trend that is confirmed by the professional literature (Kenny et al., 2008). The participants noted that this avoidance hinders opportunities for both prevention and intervention in the lives of children. Notably, with education, parents and guardians are empowered to teach their children about ways to avoid sexual abuse. These discussions are crucial to preventing harm to children and providing them with the knowledge and awareness they need to protect themselves. Additionally, participants discussed how the focus on “stranger danger” by parents neglects the most common perpetrators of sexual abuse—acquaintances. Deblinger, Thakkar-Kolar, Berry, and Schroeder (2010) supported this finding, as they also found that the parents who discuss CSA with their children can erroneously focus on the dangers of interacting with strangers and not with individuals the child may already know. Additionally, Deblinger et al. found that the number of parents who stated that they desired to educate their children about CSA at home was more than those who had actually followed through with this task. Therefore, parents may lack the knowledge they need in order to adequately address this issue with their children. Professional school counselors are in an ideal position to help fill this void by developing educational opportunities for parents and guardians, so they feel better equipped to talk with their children about CSA. It would be prudent to include information about perpetrators so that parents do not solely focus on strangers when discussing safety with their children.
Professional school counselors also can play an important role in the education of teachers, administrators, and other school staff. The participants in this study discussed how there may be some resistance on behalf of school administrators to implement CSA prevention programs because of fear about the logistical issues that may result from disclosures. Therefore, as also discussed by Sikes (2008), it is important that a protocol is in place for when children disclose sexual abuse. Professional school counselors can assist with the development of this protocol and can educate school administrators and teachers about how to appropriately respond to and report disclosures of CSA. Professional school counselors should clearly define which individuals are mandated to report suspected CSA to CPS and in what timeframe the report must be made. A reporting form could be developed in order to streamline this process (see Sikes, 2008). Additionally, professional school counselors should provide educational resources to teachers and school administrators on how to identify signs of CSA.
In response to the taboo placed on discussing CSA, the participants described how their program offers stakeholders a vehicle for openly discussing CSA, as it provides a forum for creating awareness regarding the dangers of sexual abuse. In addition, the participants were proud of the community awareness that the program created, allowing for the prosecution of child sex abusers in the community. CSA prevention should not only include education of children, but also the general public, professionals, and other stakeholders (Wurtele, 2009). Professional school counselors can be an important vehicle for this type of collaboration. The participants all discussed how having social services, the police, and CPS as part of their program helped to provide a safety network for when CSA disclosures were made. According to the NSVRC (2011), “prevention programs designed for children are only one of many components of a successful community effort to prevent CSA. The burden of prevention should also be distributed across community members, organizations, and social structures” (p. 3). Participants also discussed how imperative it is to develop strong community partnerships to work together to help prevent CSA. Therefore, it could be noteworthy for professional school counselors to focus on building these partnerships so that funding and support may be bolstered for such programs to continue or be implemented within schools.
The participants also discussed how intervention is often stressed and prevention is overlooked in the treatment of CSA. This could be due to limited scholarly research that provides evidence for the effectiveness of CSA prevention programs (Rudolph & Zimmer-Gembeck, 2018). CSA prevention programs characteristically utilize a risk-reduction approach in which children are educated about sexual abuse and learn the skills necessary to avoid and report abuse (NSVRC, 2011). However, empirical support of these programs is limited (Lynas & Hawkins, 2017; Topping & Baron, 2009), as CSA prevention programs are difficult to measure (Lynas & Hawkins, 2017). In response to the lack of outcome data, the NSVRC has put forth that “additional rigorous evaluations of child sexual abuse prevention programs are needed” (2011, p. 6). Additionally, few follow-up studies have been conducted in order to determine if knowledge from these prevention programs has been retained and, more importantly, whether children can apply this knowledge to real-world scenarios. Professional school counselors can assist with the development and implementation of research and program evaluation studies in order to provide additional evidence in support of CSA prevention programs within the schools. Implementation of research within a school setting is no easy feat, as multiple approvals are necessary in order to ensure research participants are not harmed and that research is conducted in an ethical manner. Therefore, school administrators can be hesitant to approve research conducted within this setting. Professional school counselors can collaborate with administrators and make a strong case for why this type of research is absolutely necessary, so that more evidence-based CSA prevention programs are developed.
Program fidelity is another issue that has been identified within the literature when it comes to the evaluation of CSA prevention programs (Johnson, 1994; Lynas & Hawkins, 2017). Program evaluation research has indicated that when teaching about CSA, teachers can leave out content because of their own personal discomfort. This type of modification to program material could potentially impact findings of program evaluations and might minimize program effectiveness. Therefore, when educating teachers about CSA prevention, professional school counselors could discuss how sensitivities may arise while teachers deliver this type of content to their students, as well as how to ensure they are adhering to the protocol of the selected program (Lynas & Hawkins, 2017). If personal sensitivities arise because of a teacher’s own history of CSA, it may be prudent for the professional school counselor to connect these individuals with mental health providers within their community.
Limitations and Implications for Future Research
This study lays the groundwork for qualitative as well as quantitative analysis of CSA prevention programs and other similar programs that exist. The results of qualitative research designs inherently are limited in their ability to be extended to a wider population (Atieno, 2009). Our case study design was limited to four participants. In addition, as the researcher is the primary research instrument in our qualitative research design, our biases could have influenced both data collection and analysis (Anderson, 2010). Thus, the validity of the findings might be called into question.
Additional quantitative research might survey participants’ understanding of the material presented both before and after the program, measuring the knowledge that they gain. Further, a future phenomenological qualitative study might examine the experiences of the participants themselves as they process the material they encounter in a CSA prevention program. Future qualitative research studies might explore parents’ perceptions of CSA education and the ways in which they are currently addressing this issue with their children. This exploration also could highlight areas that need further parent education in order to help them prevent CSA in the lives of their children. Finally, future studies could focus on the experiences of professional school counselors as they work toward the prevention of CSA.
Conclusion
CSA is a major public health concern affecting thousands of children in the United States (U.S. DHHS, 2018). Although research is limited to the efficacy of CSA prevention programs, outcome data indicates that effective programs promote education and awareness, decrease stigma, and increase rates of reporting sexual abuse. Results from this collective case study yielded three central themes: the importance of school-based CSA prevention education, program impact within a school setting, and barriers to the implementation of CSA prevention within the schools. The data that emerged from the participants provide valuable perspectives on the challenges and benefits of CSA prevention programs and how professional school counselors may advocate for their implementation within the schools.
Conflict of Interest and Funding Disclosure
The authors reported no conflict of interest
or funding contributions for the development
of this manuscript.
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Rebecca Cowan, NCC, is a professor at Walden University. Rebekah F. Cole, NCC, is an assistant professor and Director of the School Counseling Program at Arkansas State University. Laurie Craigen, NCC, is an associate professor at Boston University School of Medicine. Correspondence can be addressed to Rebecca Cowan, School of Counseling and Human Services, Walden University, 100 Washington Avenue South, Suite 900, Minneapolis, MN 55401, rebecca.cowan@mail.waldenu.edu.