Introduction to the Special Issue on Doctoral Counselor Education

William H. Snow, Thomas A. Field

This lead article introduces a special issue of The Professional Counselor designed to inform and support faculty, staff, and administrative efforts in starting or revitalizing doctoral degree programs in counselor education and supervision. We review the 14 studies that make up this issue and summarize their key findings. Seven key themes emerged for faculty and staff to consider during program development: (a) the current state of research, (b) doctoral program demographics and distribution, (c) defining quality, (d) mentoring and gatekeeping, (e) increasing diversity, (f) supporting dissertation success, and (g) gaining university administrator support. We recognize the vital contribution of these articles to doctoral counselor education and supervision program development while also highlighting future directions for research emerging from this collection.

Keywords: doctoral, counselor education and supervision, research, quality, diversity

 

     This special issue of The Professional Counselor features 14 articles on doctoral counselor education and supervision (CES) to inform and support faculty, staff, and administrative efforts in starting or revitalizing doctoral degree programs in CES. In this introductory paper, we begin by providing context for the special issue’s focus on doctoral CES programs. We then reflect on the series of articles in this special issue that collectively address a myriad of topics pertinent to high-quality doctoral programs in CES. We further suggest critical themes and principles for faculty and administrators to follow when starting and operating doctoral counselor education programs and for students to reflect on when selecting a doctoral counselor education program. In our conclusion, we offer future directions for research emerging from the contributions to this special issue.

Doctoral CES Programming in Context

The CES doctorate is an increasingly sought-after degree. From 2012 to 2018, the number of CES doctoral programs accredited by the Council for Accreditation of Counseling and Related Educational Programs (CACREP) increased by 50%, with a 43.8% increase in student enrollment (CACREP, 2013, 2019). At the time of writing, there are now 84 CACREP-accredited doctoral programs (CACREP, n.d.). These CACREP-accredited doctoral programs have nearly 3,000 enrolled students and produce almost 500 doctoral graduates each year (CACREP, 2019). Doctoral study within counselor education prepares leaders for the profession (Adkinson-Bradley, 2013; West et al., 1995).

For over 70 years, the allied mental health professions, including counseling, were heavily influenced by psychology’s scientist–practitioner (aka Boulder) model of the 1940s (Baker & Benjamin, 2000), the scholar–practitioner model of the 1970s (Kaslow & Johnson, 2014), and the lesser-known clinical–scientist model of the 1990s (Stricker & Trierweiler, 2006).

In contrast to psychology, the purpose of doctoral counselor education was never to train entry-level clinicians. Instead, it has historically been to prepare counseling professionals to become counselor educators and advanced supervisors to train entry-level clinicians at the master’s level (West et al., 1995; Zimpfer et al., 1997). Counseling has needed to develop its own model(s) for effective doctoral education. Yet, relatively little literature exists to inform the development and implementation of doctoral programs within counselor education.

This special issue represents a concerted effort to address that knowledge gap. Research teams consisting of 46 counselor educators and student researchers from across the country answered the call with findings from 14 studies that we have organized under seven themes and related critical questions. The collective research provides invaluable information for anyone desiring to initiate, develop, and sustain a high-quality CES doctoral program on their campus. The following is a summary of the key themes, organizing questions, and findings.

Key Themes, Questions, and Findings

In preparation for this special issue, The Professional Counselor put out a call for papers with no restrictions on covered topics. The request simply asked authors to submit their scholarly contributions to a special issue on doctoral counselor education. Those accepted for the special issue fell naturally into one of the following seven themes: (a) the current state of research, (b) doctoral program demographics and distribution, (c) defining quality, (d) mentoring and gatekeeping, (e) increasing diversity, (f) supporting dissertation success, and (g) gaining university administrator support.

The Current State of Research
     Research on the preparation of doctoral-level counselor educators shaped the first theme. Litherland and Schulthes (2020) conducted a thorough literature review in their paper, “Research Focused on Doctoral-Level Counselor Education: A Scoping Review.” They examined peer-reviewed articles published on the topic from 2005 to 2019 found in the PubMed, ERIC, GaleOneFile, and PsycINFO databases. After initially retrieving nearly 10,000 citations, they found only 39 studies met their inclusion criteria, an average of less than three published studies per year. Their work suggests the need for a long-term research strategy and plans to advance CES program development. The studies comprising this special issue begin to address some of that void by adding 14 peer-reviewed articles to the 39 Litherland and Schulthes already found, a significant increase in just a single publication in one year.

Doctoral Program Demographics and Distribution
     The current number and location of CACREP-accredited doctoral programs relative to present and future demands for graduates to serve our master’s programs or the CES doctoral pipeline is the essence of the second theme. Field et al. (2020), in “The Pipeline Problem in Doctoral Counselor Education and Supervision,” analyzed regional distributions of existing doctoral programs. Despite recent growth in the number of doctoral programs, they found a significant difference in the number of CACREP-accredited doctoral programs by region. For example, the Western United States has the largest ratio of counseling master’s degree programs to doctoral programs (18:1), with only two doctoral and 35 master’s programs with CACREP accreditation in a region with nearly 64 million inhabitants. The data demonstrate a greater need for more CES doctoral programs in certain geographical regions. Without developing new CES programs accessible in regions with few doctoral degree options, a pipeline problem may persist whereby demand surpasses supply. This pipeline problem may result in some master’s programs struggling to hire faculty in regions with fewer doctoral programs, as prior studies have found that geographic location is a key reason why candidates accept faculty positions (Magnuson et al., 2001).

Defining Quality
     The third theme centers on how to define high quality in CES doctoral education. Four studies in this special issue were aimed at exploring questions of quality doctoral counselor education in depth. Areas of investigation included program components, preparation for teaching and research, and promoting a research identity among students.

High-Quality Doctoral Programs
     Preston et al. (2020) examined this theme in “Components of a High-Quality Doctoral Program in Counselor Education and Supervision.” Their qualitative study of 15 CES faculty revealed five critical indicators of program quality: (a) supportive faculty–student and student–student relationships; (b) a clearly defined mission that is supported by the counseling faculty and in alignment with the broader university mission; (c) development of a counselor educator identity with formal curricular experiences in teaching, research, and service; (d) a diversity orientation in all areas, including the cultural diversity of faculty and students, as well as a variety of experiences; and (e) reflection of the Carnegie classification of its institution, as aligned with its mission and level of support.

These findings on the components of a high-quality CES doctoral program are useful to multiple audiences. Faculty engaged in doctoral program development can use this as a partial checklist to ensure they are building quality components into what they are proposing. Faculty of existing programs can use these findings as a self-check for reviewing and improving their quality. Finally, potential doctoral students can use these five critical indicators of quality to inform their program search.

Quality Teaching Preparation
     Teaching is a significant activity of faculty. Despite its importance, at least one recent study (Waalkes et al., 2018) found a lack of emphasis and rigor in graduate student training. Baltrinic and Suddeath (2020) conducted a study on the components of quality teacher preparation to inform preparation efforts. Their article, “A Q Methodology Study of a Doctoral Counselor Education Teaching Instruction Course,” found three broad critical factors of teacher preparation: course design, preparation for future faculty roles, and a focus on instructor qualities and intentionality in their communications. Most interesting are the practices they found were of less value yet commonly utilized in programs across the country. A detailed read of their study will likely challenge some of the activities currently deemed to be best practices.

Quality Research and Scholarship
     The ability of doctoral graduates to demonstrate research and scholarship prowess is critical in their competitiveness in securing top faculty positions. In a prior study on faculty hiring by Bodenhorn and colleagues (2014), over half of faculty position announcements asked for demonstrated research potential. How we prepare students for their role in generating knowledge for the profession was an area of preparation addressed by Limberg et al. (2020). They suggest in their article, “Research Identity Development of Counselor Education Doctoral Students: A Grounded Theory,” that programs need to have strong faculty research mentors. Faculty who can involve students experientially in their research are more apt to instill a robust research identity and sense of self-efficacy in their doctoral students. Limberg et al. also offer other practical steps programs can take to increase research-oriented outcomes in their graduates.

In their article titled “Preparing Counselor Education and Supervision Doctoral Students Through an HLT Lens: The Importance of Research and Scholarship,” Brown et al. (2020) examined CES faculty publication trends from 2008 to 2018 from 396 programs. They found that although programs from Carnegie-classified R1 and R2 universities accounted for nearly 70% of the research, 30% was produced by faculty from doctoral/professional universities (D/PU) and master’s programs (M1). There is clear evidence that research is essential for all counselor education faculty, no matter the Carnegie level at which their university is classified.

Mentoring and Gatekeeping
     The fourth theme pertains to how CES doctoral faculty can best serve as mentors and gatekeepers, as well as educate and train doctoral students to help in that same role when they graduate and become faculty in other institutions. Given the importance of the professional relationship in counseling (Kaplan et al., 2014), relationship building would seem to be a natural part of the mentoring and advising experience. Dipre and Luke (2020) advocate for such an advising model in their article, “Relational Cultural Theory–Informed Advising in Counselor Education.” Kent et al. (2020) provide further guidelines for a more specialized student population in their article, “Mentoring Doctoral Student Mothers in Counselor Education: A Phenomenological Study.”

Mentoring and advising are generally rewarding experiences as we prepare the next generation of leaders in the profession, but at times the conversations we need to have are challenging and tough. DeCino et al. (2020) provide an important view to an often-stressful component of advising with their article, “‘They Stay With You’: Counselor Educators’ Emotionally Intense Gatekeeping Experiences.” Their work uncovered five powerful sets of issues for faculty advisors to consider, including the early warning signs to look for, elevated student misconduct, the trauma of student dismissal, the stress of involvement in legal interactions, and the changes that occur from such experiences. Their article is a must-read for any new faculty mentor or advisor.

Many of the students we mentor and advise will assume similar roles as faculty members and confront the issues above. Freeman et al. (2020) provide a model and exploratory data in “Teaching Gatekeeping to Doctoral Students: A Qualitative Study of a Developmental Experiential Approach.” Intentional integration of gatekeeping training is essential to preparing future faculty for their duties as faculty advisors and mentors.

Increasing Diversity
     The fifth theme encompasses research on what changes to the structure of programs are needed to establish more diverse CES doctoral learning communities. There is a need for more doctoral graduates in CES, but more importantly, we need more graduates and faculty from culturally diverse backgrounds. The 2016 CACREP Standards (2015) emphasized this in requiring accredited programs to engage in a “continuous and systematic effort to attract, enroll, and retain a diverse group of students and to create and support an inclusive learning community” (Standard 1.K.). CACREP sets the standard to be met, but programs are often at a loss as to what is most effective.

Ju et al. (2020) generated findings to help guide faculty in the most effective strategies in “Recruiting, Retaining, and Supporting Students From Underrepresented Racial Minority Backgrounds in Doctoral Counselor Education.” They suggest that faculty must prioritize getting involved with students from the onset of recruiting and staying engaged through the student’s program completion. The involvement needs to be personalized, which requires a robust faculty–student connection. Another principle they espouse is that faculty need to value the cultural identity of diverse students and help to connect them to that identity. Faculty can better foster this connection when they share their own cultural identity, encourage students to express their uniqueness, and share research interests connected to their cultural identity. Ju et al. also remind us that diverse students are more than members of a cultural group—they desire individual mentorship and support tailored to their specific needs. Finally, faculty are encouraged to work with diverse students to address multicultural and social justice issues at the institution and in the profession. If the principles derived from this article are sincerely applied, they will likely go a long way to promoting a more culturally sensitive academic culture.

Many doctoral programs are under-resourced, and funding to increase diversity is often hard to come by. Branco and Davis (2020) provide insight on a significant financial and mentoring support program for diverse students funded by the Substance Abuse and Mental Health Services Administration and administered by the National Board for Certified Counselors in their article, “The Minority Fellowship Program: Promoting Representation Within Counselor Education and Supervision.”  Their study found that although the scholarship funds were helpful, students also appreciated the program’s networking, cohort model, and mentorship. This program has successfully aided in the graduation of 158 doctoral students to date who will go on to serve their diverse communities.

Supporting Dissertation Success
     The sixth theme is grounded in helping students complete their dissertation and avoid becoming an “all but dissertation” (ABD) statistic. This concern is critical, as the doctoral completion rate across all disciplines is only 57% (Neale-McFall & Ward, 2015). It is unclear if CES doctoral programs do any better or worse than other disciplines, and up until now, there has been a dearth of research on how to improve the odds of a student finishing their doctoral program (Purgason et al., 2016).

Ghoston et al. (2020) provide informed guidance in their article “Faculty Perspectives on Strategies for Successful Navigation of the Dissertation Process in Counselor Education.” Five principles for how to support dissertation completion effectively emerged from their research: (a) program mechanics with structured curriculum and processes with a dissertation focus from the outset; (b) a supportive environment with solid mentoring and feedback tailored to the style and needs of the individual student; (c) selecting and working with cooperative, helpful, and productive dissertation committee members; (d) intentionality in developing a scholar identity to include a research and methodological focus; and (e) regular accountability and contact in supporting a student’s steady progress toward the final dissertation writing and defense. Programs attentive to all five factors cannot guarantee dissertation completion on time, but they can certainly increase the probability of student success.

Gaining University Administrator Support
     It is critical to have the support of university administrators who set priorities, allocate resources, and ultimately determine if a new degree program proposal lives or dies. Administrators who give their stamp of approval and invest resources will want to see evidence of success to commit to ongoing support. The seventh and final theme entails how to collaborate with administrators in supporting our doctoral programs. Scherer et al. (2020) provide keen analysis and insights into this issue in “Gaining Administrative Support for Doctoral Programs in Counselor Education.” They caution faculty that before embarking down the path of program development, there are many issues involved that faculty generally are not accustomed to considering.

First, higher education administration has a certain amount of politics involved, and faculty need to remain aware of the political minefields they may be entering. Understanding and navigating university organizational dynamics and cultivating buy-in from the broader university constituency is a critical skill. Second, the payoff for such an endeavor may not be self-evident, so faculty must demonstrate how a new doctoral program fits the university’s mission, helps local communities and the profession, and ultimately raises the university’s prestige and reputation. Third, program leadership must establish credibility and gain the administration’s confidence that counseling faculty have the intellectual capital and expertise to educate, train, and graduate high-quality doctoral graduates. This article is an essential read for anyone planning to start or revitalize a program.

Future Directions

The 14 studies contained in this special issue represent a vital contribution to doctoral counselor education, yet important questions remain. We highlight four important directions to help guide future research.

First, there is a need to promote a more focused, systematic, ongoing agenda for the scholarship of doctoral counselor education. This special issue is an important first step, but leadership is needed to continue the effort. It is unclear how stakeholders such as CACREP, professional associations, doctoral program faculty, and editorial boards of peer-reviewed journals may build on and initiate efforts to promote scholarship in this area. It may be that a unified and intentional approach is key to ensuring that research proceeds in a strategic and methodical fashion and moves the profession steadily forward.

Second, we need to better understand how the advent of online programs is shaping the landscape of doctoral education. Based upon the findings in this special issue, we know residential doctoral programs are not distributed evenly across the country, but does it really matter if there is now an online option for all students? It is important to understand how potential employers now perceive online graduates and how potential doctoral students perceive online programs as acceptable alternatives to a brick-and-mortar campus experience.

Third, the important work of this journal’s special issue in promoting high-quality outcomes in doctoral education should continue. Current descriptions of quality rely heavily on expert faculty opinions and judgments. We need to evaluate how these suggested best practices actually translate into more empirical outcomes, such as student satisfaction and retention, dissertation pass rates, job-seeking success, and post-degree productivity. Future studies can also benefit from larger sample sizes and broader representation from more programs to increase the generalizability of findings.

Finally, the work of better understanding and improving the student experience—especially that of students from culturally diverse backgrounds and identities—is critical. This special issue strikes a good balance with six student-oriented articles and two focused on helping programs recruit, retain, and support students from underrepresented minority backgrounds, but we have more yet to do. The work must continue until the words “underrepresented minority” are a thing of the past and we have doctoral student cohorts that truly reflect the diversity of our world.

Conclusion

As we conclude our introduction to this special issue on doctoral education, we are grateful for the contribution of the 14 studies and their authors. We now know more about the state of research in the profession, potential geographic gaps in program coverage, how to define and improve program quality, strategies to gain administrative support, and most importantly how to best increase diversity and promote student success. We hope that the combined insights in the assembled studies will help inform CES doctoral programming and contribute to a focused research agenda for years to come. We look forward to revisiting this first CES special issue in the future to observe its influence and the positive outcomes we trust will follow.

 

Conflict of Interest and Funding Disclosure
The authors reported no conflict of interest
or funding contributions for the development
of this manuscript.

 

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William H. Snow, PhD, is a professor at Palo Alto University. Thomas A. Field, PhD, NCC, CCMHC, ACS, LPC, LMHC, is an assistant professor at the Boston University School of Medicine. Correspondence may be addressed to William Snow, 1791 Arastradero Road, Palo Alto, CA 94304, wsnow@paloaltou.edu. 

The Pipeline Problem in Doctoral Counselor Education and Supervision

Thomas A. Field, William H. Snow, J. Scott Hinkle

 

The hiring of new faculty members in counselor education programs can be complicated by the available pool of qualified graduates with doctoral degrees in counselor education and supervision, as required by the Council for Accreditation of Counseling and Related Educational Programs (CACREP) for core faculty status. A pipeline problem for faculty hiring may exist in regions with fewer doctoral programs. In this study, the researchers examined whether the number of doctoral programs accredited by CACREP is regionally imbalanced. The researchers used an ex post facto study to analyze differences in the number of doctoral programs among the five regions commonly defined by national counselor education associations and organizations. A large and significant difference was found in the number of CACREP-accredited doctoral programs by region, even when population size was statistically controlled. The Western region had by far the fewest number of doctoral programs. The number of CACREP-accredited master’s programs in a state was a large and significant predictor for the number of CACREP-accredited doctoral programs in a state. State population size, state population density, the number of universities per state, and the number of American Psychological Association–accredited counseling psychology programs were not predictors. Demand may surpass supply of doctoral counselor educators in certain regions, resulting in difficulties with hiring new faculty for some CACREP-accredited programs. An analysis of programs currently in the process of applying for CACREP accreditation suggests that this pipeline problem looks likely to continue or even worsen in the near future.  Implications for counselor education and supervision are discussed.

Keywords: doctoral programs, master’s programs, counselor education and supervision, CACREP, pipeline problem

 

     Counselor education has experienced substantial growth over the past decade. The number of students enrolled in master’s and doctoral programs accredited by the Council for Accreditation of Counseling and Related Educational Programs (CACREP) has increased exponentially. In 2012, there were 36,977 master’s-level students and 2,028 doctoral students in CACREP-accredited programs (CACREP, 2013). By 2018, that number had risen to 52,861 master’s students (43% increase) and 2,917 doctoral students (44% increase; CACREP, 2019b). Counselor education programs have also expanded across the United States, following the merger between CACREP and the Council for Rehabilitation Education (CORE) in 2017 (CACREP, 2017). All 50 states and the District of Columbia now contain counselor education programs accredited by CACREP (CACREP, n.d.), though the number of programs can vary substantially across states (see Appendix).

This enrollment growth in CACREP-accredited master’s programs may be influenced by events that generated a greater need for graduates of master’s CACREP-accredited counselor education programs. In 2010, the U.S. Department of Veterans Affairs (VA) published standards that permitted licensed counselors to work independently within its system (T. A. Field, 2017). Subsequently in 2013, TRICARE, the military insurance for active military and retirees, created a new rule that would permit licensed counselors to join TRICARE panels and independently bill for services (U.S. Department of Defense, 2014). Both rules required candidates to graduate from a CACREP-accredited program as a basis for eligibility. The VA and TRICARE’s requirement for licensed counselors to graduate from CACREP-accredited programs to qualify for independent practice status was in response to a 2010 report issued by the Institute of Medicine, now known as the National Academy of Sciences, Engineering, and Medicine’s Health and Medicine Division. The report recommended that professional counselors have “a master’s or higher-level degree in counseling from a program in mental health counseling or clinical mental health counseling that is accredited by CACREP” (p. 10). The additional legitimization of CACREP by the VA and TRICARE increased interest among counselor education programs to seek and maintain CACREP accreditation, especially for the master’s specialty of clinical mental health counseling (T. A. Field, 2017). In addition, graduation from a CACREP-accredited program has become a requirement for licensure in certain states (e.g., Ohio) within the past few years, following advocacy efforts by counselor leaders (Lawson et al., 2017). Lawson et al. (2017) and Mascari and Webber (2013) have proposed that establishing CACREP as the educational standard for licensure would strengthen the professional identity and place counseling on par with other master’s-level mental health professions that require graduation from an accredited program for licensure. Graduation from a CACREP-accredited program will also become a requirement for certification by the National Board for Certified Counselors (NBCC) as of 2024 (NBCC, 2018). These changes will likely bolster the valuing of CACREP accreditation by prospective students and also result in ever-increasing numbers of counseling programs that seek and maintain CACREP accreditation.

The growth in doctoral student enrollment (44%; CACREP, 2019b) may in part reflect the need for individuals with doctoral degrees to serve as counselor educators for these growing master’s programs. It is also likely due to a major change in faculty qualifications. To advance the professionalization of counseling (Lawson, 2016), the 2009 CACREP standards (2008) required all core faculty hired after 2013 to possess doctoral degrees in counselor education and supervision (CES), preferably from CACREP-accredited programs. From 2013 onward, newly appointed core faculty with doctorates in counseling psychology or other non-counseling disciplines could no longer qualify for faculty positions in CACREP-accredited doctoral CES programs. Lawson (2016) articulated that prior to this standard, an inequity existed whereby psychologists could be recruited for counselor education faculty positions, though counselor educators could not be hired for full-time psychology faculty positions. As a result, the psychology doctorate had a distinct advantage over the CES doctorate in the hiring of new faculty in counseling and psychology faculty positions (Lawson, 2016).

In light of these requirements for new faculty members in counselor education programs to possess doctorates in CES to qualify as core faculty, the hiring of new faculty members may be complicated by the available pool of qualified graduates. While counselor education programs routinely hire faculty from outside of their region, it seems possible that programs in regions with fewer counselor education doctoral programs may have greater difficulty in hiring counselor educators compared with programs in regions with numerous doctoral programs in CES. The extent of regional differences in the number of CES doctoral programs has not previously been quantitatively explored in the extant literature.

Regional Representation of Counselor Education Programs
     Despite the national representation of CACREP-accredited programs and enrollment growth for both master’s and doctoral programs, the number of CACREP-accredited master’s and doctoral programs is not equally distributed and varies substantially by state and by region. Table 1 depicts that the national ratio of CACREP-accredited master’s-to-doctoral counselor education programs is roughly 9:1 (CACREP, n.d.). As seen in Table 1, these ratios vary by region as defined by national counselor education associations and organizations (i.e., North Atlantic, North Central, Rocky Mountain, Southern, Western regions). The North Central, Rocky Mountain, and Southern regions currently have a ratio of master’s-to-doctoral programs that ranges from 3:1 to 5:1. In comparison, the North Atlantic and Western regions have a 9:1 and 18:1 ratio of CACREP-accredited master’s-to-doctoral programs, respectively.

 

Table 1

Regional Representation of CACREP-Accredited Programs (December 2018)

Region    Population CACREP Doctoral Programs CACREP Master’s Programs Ratio of Master’s to Doctoral % States with Doctoral Programs Ratio of Population to Master’s Programs Ratio of Population to Doctoral Programs
North Atlantic 57,780,705          8       75       9:1 36.4 770,409:1 7,222,588:1
North Central 72,251,823        23     104       5:1 69.2 694,729:1 3,141,384:1
Rocky Mountain 14,346,347          8       24       3:1 83.3 597,764:1 1,793,293:1
Southern 119,141,243        44     162       4:1 93.3 735,440:1 2,647,583:1
Western 63,647,316          2       35     18:1 28.6 1,818,495:1 31,823,658:1
Total 327,167,434        85     783       9:1     417,838:1       3,804,272:1

Note. Ratios rounded to closest whole number. Source of CACREP data: https://www.cacrep.org/directory/. Source of U.S. Census data: https://www.census.gov/data/tables/time-series/demo/popest/2010s-national-total.html#par_textimage_2011805803

 

This overall ratio of master’s-to-doctoral programs is likely to increase in the coming years, as a total of 63 master’s programs are in the process of applying for CACREP accreditation compared to only five doctoral programs, as depicted in the Appendix (i.e., 13:1 ratio). This 13:1 ratio exceeds the current 9:1 ratio. As seen in the Appendix, the regions with the highest ratios currently (North Atlantic and Western regions) have at least the same if not greater ratio of master’s-to-doctoral programs currently in the CACREP accreditation process (10:1 and 8:0 respectively), meaning that these unequal ratios will likely remain stable for some time to come. Although population size in states and regions may play some role in this unequal distribution, other factors likely contribute to this phenomenon. No previous literature has examined factors contributing to regional differences in the number of CACREP-accredited doctoral programs.

The confluence of (a) greater numbers of CACREP-accredited master’s programs, (b) greater student enrollment numbers in CACREP-accredited master’s programs, (c) CACREP requirements for hiring faculty to meet faculty–student ratios, and (d) the 2013 CACREP requirement for core faculty to possess doctorates in CES may together result in increased demand for hiring doctoral CES graduates to maintain CACREP accreditation. A pipeline problem may result from demand surpassing supply, with programs struggling to hire qualified doctoral graduates. This imbalance of supply and demand appears most exaggerated for faculty with expertise in school counseling (Bernard, 2006; Bodenhorn et al., 2014). Bodenhorn et al. (2014) expressed concern that the 2013 CACREP requirement for core faculty could limit enrollment in master’s programs. Although enrollment continues to climb in CACREP-accredited programs nationally, it is possible that regions with fewer doctoral programs may limit master’s enrollment because of difficulties with hiring additional core faculty. Programs in regions with fewer doctoral programs may struggle to convince candidates from other regions to relocate to their locale.

In the higher education literature, multiple studies have noted that location and proximity to home appears to be a fairly consistent reason for why prospective doctoral students, and later assistant professors, choose their doctoral programs and faculty positions, making recruitment from outside of a region difficult. Geographic location and proximity to home has been identified as the number one ranked reason for program selection in counselor education programs by master’s and doctoral students (Honderich & Lloyd-Hazlett, 2015) and in higher education doctoral programs (Poock & Love, 2001), and the second-ranked reason in marriage and family therapy doctoral programs (Hertlein & Lambert-Shute, 2007). Prospective students from underrepresented minority backgrounds appear to also consider the importance of community and geographic factors in doctoral program selection (Bersola et al., 2014). In a qualitative study by Linder and Winston Simmons (2015), proximity to family was an important factor in students choosing doctoral programs in student affairs. A qualitative study by Ramirez (2013) also found that proximity to home was a strong predictor of Latinx student choice of doctoral programs.

Very few studies exist into candidate selection of faculty positions at the completion of a doctoral CES program. The published studies that do exist have similarly found that location is again a primary consideration for new assistant professors when selecting their first faculty position. Magnuson et al. (2001) surveyed new assistant professors in counselor education and found that location was a primary factor for more than half of participants. New assistant professors considered proximity to family, geographical features, and opportunities for spouse when selecting their first faculty position (Magnuson et al., 2001). In more recent studies in other academic disciplines, geographic location remained a strong factor (though not the most important factor) for why academic job seekers chose faculty positions in hospitality (Millar et al., 2009) and accounting (Hunt & Jones, 2015). In academic medicine, geographic location was again a key reason for why candidates from underrepresented minority backgrounds selected faculty positions (Peek et al., 2013). It is worth noting that in the Millar et al. (2009) study, international students ranked geographic location as less important than their U.S. counterparts, though they ranked family ties to region as more important. It is possible that the rise of online positions may make location less of a factor in candidate job selection today compared to years past. Follow-up studies are needed to examine the role of geographic location in candidate selection of in-person and online faculty positions.

Although relatively few studies into the selection of faculty roles exist, location appears to be a consistent reason for why prospective doctoral students and later assistant professors choose their doctoral programs and faculty positions. Programs in regions with few doctoral programs may experience multiple layered challenges when hiring faculty. The master’s students in those regions have fewer options for doctoral study closer to home and therefore may need to consider leaving home and family to attend a doctoral program in a different region or attending a program with online or hybrid delivery options. Although online options are becoming more numerous, studies are needed to evaluate the frequency by which online doctoral graduates secure faculty positions versus in-person graduates, as this is currently unknown. It is possible that students may elect not to pursue doctoral study if they are unwilling to relocate, which potentially limits the pipeline of future faculty members who are originally from regions with fewer doctoral programs. Furthermore, doctoral graduates from other regions may have originally chosen their doctoral program in part because of geographical location, which may limit their openness to taking a faculty position in a region that has few doctoral programs. Thus, although counselor education programs in regions with fewer doctoral programs may need to hire candidates outside of the region, candidates from outside of the region may be less willing to move to a region with fewer doctoral programs. This may create difficulties for counselor education programs in regions with fewer doctoral programs that are seeking to fill open core faculty positions.

Purpose of the Study
     The purpose of this study was to begin to address the gap in what is known regarding the extent of regional differences for the number of CACREP-accredited doctoral programs in CES. To date, regional differences in the number of CACREP-accredited doctoral programs have not been studied. The researchers believed that gaining information about regional differences in the number of doctoral programs would be helpful in understanding the nature and extent of the pipeline problem in CES.

Methodology

The guiding research question was as follows: To what extent do regional differences exist in the number of CACREP-accredited doctoral programs in CES? The researchers identified two hypotheses: 1) There are differences in the number of doctoral programs by region even when controlling for population size, and 2) The number of CACREP-accredited master’s programs is a strong predictor of doctoral CACREP-accredited programs by state. Because counselor education programs must already have achieved master’s CACREP accreditation for a full 8 years in order to apply for doctoral CACREP accreditation (CACREP, 2019a), the researchers hypothesized that the number of doctoral programs by region would be directly related to the number of CACREP-accredited master’s programs in the region.

For the purposes of this study, the word program refers to a counseling academic unit housed within an academic institution offering one or more CACREP-accredited master’s counseling specialties that include addiction counseling; career counseling; clinical mental health counseling; clinical rehabilitation counseling; college counseling and student affairs; marriage, couple, and family counseling; rehabilitation counseling; or school counseling. These programs also may offer a doctorate in CES. In this study, master’s programs were tallied by program unit rather than specialization tracks within programs to avoid counting multiples for the same master’s program.

The researchers selected an ex post facto quantitative design to compare doctoral programs by region and state. Data were gathered through four sources: (a) CACREP-accredited master’s and doctoral counselor education programs on the CACREP (n.d.) website; (b) listing of population demographics and population density on the U.S. Census Bureau (2020) website; (c) listing of public and private colleges by state from the National Center for Education Statistics (n.d.) website; and (d) listing of counseling psychology doctoral programs accredited by the American Psychological Association (APA; 2019). Data for variables (b) through (d) were collected to ascertain whether the prediction of the number of CACREP-accredited master’s programs within states was complicated by extraneous variables such as state population size, state population density, number of colleges and universities in the state, and number of APA-accredited counseling psychology programs within states. Counseling psychology doctoral programs were identified as a potential predictor variable because doctoral programs in counseling psychology and CES are often considered competitor programs for resources such as faculty lines, as core faculty cannot be shared between APA- and CACREP-accredited programs (CACREP, 2015). Thus, a preponderance of counseling psychology doctoral programs within a state could potentially limit the number of CES doctoral programs within the same state.

The researchers limited the search to CACREP-accredited programs only because of the 2013 requirement for CACREP-accredited programs to specifically hire doctoral CES graduates. Programs that are not accredited by CACREP may subvert a regional pipeline problem by hiring faculty from related disciplines, such as psychology. For this reason, non–CACREP-accredited programs were excluded from the study. A 2018 CACREP report indicated that 405 programs in the United States were CACREP accredited (CACREP, 2019b). The percentage of counselor education programs in the United States that are CACREP accredited is unknown and most likely differs among states and regions. For example, 98% of master’s counselor education programs were CACREP accredited (52 of 53 programs) in Ohio, with the only non–CACREP-accredited program in the process of working toward accreditation. In comparison, only 24% of master’s counselor education programs in California (23 of 96 programs) were CACREP accredited. The large difference in CACREP representation between California and Ohio can partially be attributed to state regulatory issues. In Ohio, candidates for counseling licensure are required to graduate from CACREP-accredited programs. In contrast, California does not require CACREP accreditation and became the last state to license counselors in 2010 (T. A. Field, 2017). Specialized accreditation appears less common across professions in California. Despite having the most licensed marriage and family therapists (LMFTs) of any state, only 10% (8 of 82) of LMFT preparation programs in California are accredited by the Commission on the Accreditation for Marriage and Family Therapy Education (COAMFTE; n.d.). California is an outlier in the Western region, as 95% (38 of 40) of programs within the other states in that region (Alaska, Arizona, Hawai’i, Nevada, Oregon, Washington) were CACREP accredited.

Data Analysis
     Data were entered into a Microsoft Excel worksheet and organized by the following columns: states, number of CACREP-accredited doctoral programs per state, number of CACREP-accredited master’s programs per state, state population size, state population density, number of colleges and universities per state, and the number of APA-accredited counseling psychology doctoral programs per state, and region. States were organized by regions defined by national counselor education associations and organizations (e.g., North Atlantic region, North Central region). Data from all 50 U.S. states and the District of Columbia were entered into the database.

To test the first and second hypotheses, data were analyzed using SPSS (Meyers et al., 2013). For the first hypothesis, a one-way analysis of co-variance (ANCOVA) for independent samples was selected to compare the number of doctoral programs by region, controlling for population size. The required significance level for the one-way ANCOVA was set to .05. The researchers determined the required sample size for .80 power, per Cohen’s (1992) guidelines. Per G*Power 3 (Faul et al., 2007), a one-way independent-samples ANCOVA requires a sample size of 42 states for .80 power at the .05 alpha level.

To test the second hypothesis, a linear multiple regression analysis (random model) was computed to identify predictor variables for the number of CACREP-accredited doctoral programs by state. Five predictor (i.e., independent) variables were entered into the regression equation. These predictor variables were as follows: (a) the number of CACREP-accredited master’s programs per state, (b) state population size, (c) state population density, (d) number of colleges and universities by state, and (e) number of APA-accredited counseling psychology programs per state. As described above, the presence of an APA-accredited counseling psychology program could potentially reduce the likelihood of a university also offering a CACREP-accredited counselor education program at the same institution. Per G*Power 3 (Faul et al., 2007), a linear multiple regression analysis (random model) requires a sample size of 39 states for .80 power at the .05 alpha level.

To further understand trends in the data regarding the regional representations of CACREP-accredited doctoral programs and CACREP-accredited master’s programs, data were also organized graphically via a data visualization platform (Tableau). These data for the number of programs by state are presented in Figures 1 and 2.

Figure 1

Geographical Representation of CACREP-Accredited Doctoral Programs in the United States

Note: To fit in image, Alaska was scaled down and the geographical locations of Alaska and Hawai’i were moved.

Figure 2

Geographical Representation of CACREP-Accredited Master’s Programs in the United States

Note: Data reflect number of total programs rather than number of specialized tracks per state. To fit in image, Alaska was scaled down and the geographical locations of Alaska and Hawai’i were moved.

 

Results

Table 1 and the Appendix display the number of CACREP-accredited doctoral and master’s programs by both region and state. The researchers used these data to test the hypotheses using inferential statistics.

Differences in CACREP-Accredited Doctoral Programs by Region
     The researchers tested the hypothesis that significant differences existed for the number of CACREP-accredited doctoral programs among the five regions, even when the confounding variable of population size was controlled. The sample size of 51 exceeded the requirement for 80% power at the .05 alpha level (i.e., n = 42). Levene’s test for equality of error variances was not significant, indicating that parametric statistics could be performed without adjustments (A. Field, 2013). A one-way independent-samples ANCOVA for differences in number of programs by region was significant—F(4, 45) = 4.64, p < .05, η2 = .38—and represented a large effect size (Cohen, 1988).

The Southern region had the largest number of CACREP-accredited doctoral programs (n = 45). This was nearly twice the number of CACREP-accredited doctoral programs of the second-ranked region (North Central, n = 23), and more CACREP-accredited doctoral programs than the other four regions combined (n = 41). Compared to the Southern and North Central regions, the other three regions—namely the North Atlantic, Rocky Mountain, and Western regions—had substantially fewer CACREP-accredited doctoral programs. The North Atlantic and Rocky Mountain regions had eight CACREP-accredited doctoral programs each, and the Western region had two. The Southern region had the highest percentage of states with CACREP-accredited doctoral programs at 93% (14 of 15 states).

The number of CACREP-accredited doctoral programs per state was not equally distributed by region. Figure 1 and the Appendix show that in the Southern region, 14 of 15 states had CACREP-accredited doctoral programs, with two states having an especially high number of doctoral programs (i.e., Virginia = 9, Texas = 8). Other Southern region states (i.e., Maryland and South Carolina) only had a single doctoral program. In the North Atlantic region, counselor education programs were concentrated within specific geographic locations. The eight doctoral programs in the region were located within three states (i.e., New Jersey, New York, Pennsylvania) and the District of Columbia. The remaining seven states, including the entirety of New England (i.e., Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island, Vermont) have zero CACREP-accredited doctoral programs.

To better understand the relationship between doctoral programs and population size, ratios were computed comparing the population to doctoral and master’s programs by region. Table 1 depicts the ratio for population to doctoral programs by region. Upon further inspection of the data, it appears that population size could explain the number of doctoral programs in a region. For example, the Southern region had by far the greatest number of CACREP-accredited doctoral programs at 45, yet the proportion of programs was roughly equivalent for four of the five regions when considering the population size of those regions. As seen in Table 1, the population of the Southern region was 119 million people, which was 1.65 times the size of the next largest region, the North Central region (72 million). Accordingly, the number of doctoral programs in the Southern region was nearly double the number of programs in the North Central region (45 vs. 23). When examining the ratio of population to CACREP-accredited doctoral programs, the Southern region appears to have a roughly equivalent representation (2.6 million per doctoral program) to two other regions, the Rocky Mountain (1.8 million) and North Central (3.1 million) regions.

The Western region had the largest ratio of population to doctoral programs, at 31.8 million people per doctoral program. This ratio was more than four times greater than the next largest ratio (North Atlantic, 7.2 million per doctoral program) and 10 times the ratio of the other three regions (North Central, 3.1 million; Southern, 2.6 million; Rocky Mountain, 1.8 million). It was therefore evident that the Western region was most underrepresented in the number of CES doctoral programs per region inhabitant.

The Relationship Between CACREP-Accredited Doctoral and Master’s Programs
     A linear multiple regression (random model) was computed to better understand the relationship between the number of CACREP-accredited master’s and doctoral programs per state. Other predictor variables included state population size, state population density, number of colleges and universities per state, and number of APA-accredited counseling psychology programs per state. The sample size of 51 exceeded the requirement for 80% power at the .05 alpha level (i.e., n = 39). Data conformed to homoscedasticity and did not show multicollinearity (A. Field, 2013). Residuals (errors) were equally distributed, and no significant outliers were found (A. Field, 2013). Because these assumptions were met, parametric statistics could be performed without adjustments (A. Field, 2013). The linear multiple regression (random model) variables significantly predicted the number of CACREP doctoral programs: F(5, 44) = 18.55, p < .05, R2 = .68. This represented a large effect size. Notably, only CACREP-accredited master’s programs were a significant predictor variable, with a standardized β coefficient of .85 (p < .05). The other predictor variables were not significant predictors and did not contribute to the multiple regression model. Thus, the presence of CACREP-accredited master’s programs accounted for 68% of the variance in doctoral programs by state.

Data in Table 1 help to elucidate the relationship between CACREP-accredited doctoral and master’s programs. The Southern region by far had the largest number of CACREP-accredited master’s programs (n = 162) and doctoral programs (n = 45). The second largest number of master’s programs was in the region with the second largest number of doctoral programs (North Central; 104 and 23, respectively). Some differences between doctoral and master’s program representation were found; the Rocky Mountain region had the smallest number of master’s programs at 24, which was three times less than the North Atlantic region, despite having the same number of doctoral programs (n = 8).

Figures 1 and 2 further clarify that although a relationship exists between the number of CACREP-accredited doctoral and master’s programs, there are important regional differences. In the West, several states had a relatively high number of master’s programs (e.g., California, Oregon, Washington) despite having one or even zero doctoral programs per state. In the North Atlantic region, New York and Pennsylvania had among the highest number of master’s programs by state, though these two states had relatively fewer doctoral programs. There were no CACREP-accredited doctoral programs and relatively few CACREP-accredited master’s programs in the entirety of New England (i.e., Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island, Vermont), which is noteworthy because the area is known for the high number of colleges and universities, as well as high population density.

When reviewing ratios of master’s programs to population in Table 1, the Western region showed a far smaller representation of master’s programs compared to other regions. There were 1.8 million inhabitants per master’s program in the Western region. The Western region had more than double the ratio of the other four regions, who themselves have a fairly equivalent ratio of inhabitants per master’s program, ranging from 597,000 to 770,000.

Discussion

The results indicate a large and significant difference (p < .05, η2 = .38) in the number of CACREP-accredited doctoral programs by region when controlling for the confounding variable of population size. The number of CACREP-accredited master’s programs per state is also a large and significant predictor (standardized β = .85, p < .05) for the number of CACREP-accredited doctoral programs in a state. Other variables, such as state population size, state population density, number of colleges and universities per state, and number of APA-accredited counseling psychology programs, did not predict the number of CACREP-accredited doctoral programs in a state.

The Western region had by far the fewest number of CACREP-accredited doctoral programs, the smallest percentage of states with CACREP-accredited doctoral programs, the largest ratio of CACREP-accredited master’s-to-doctoral programs, and the largest ratio of population size to both master’s and doctoral CACREP-accredited programs. With only two CACREP-accredited doctoral programs in seven states, the Western region may experience a significant pipeline problem. It is worth noting that the number of CACREP-accredited master’s programs has doubled in the Western region since 2009, from 16 to 35 programs (CACREP, n.d.). During the same time period, the Western region has not gained any new CACREP-accredited doctoral programs. From an analysis of in-process programs, it seems that the Western region stands to gain further CACREP-accredited master’s programs but no CACREP-accredited doctoral programs in the near future, exacerbating any existing pipeline problem. In addition, the North Atlantic region has a relative lack of doctoral programs as compared to master’s programs. In the ensuing section, potential reasons for the lack of CACREP-accredited doctoral programs in the Western and North Atlantic regions, along with the potential impact of this problem, are discussed.

CES Doctoral Programs in the Western Region
     The Western state of California was initially an early developer and adopter of counselor education accreditation standards, yet today it has relatively few CACREP-accredited master’s programs relative to population size and has never had a CACREP-accredited doctoral program. The California story is worth exploring in greater depth because it illustrates a further barrier to establishing doctoral CACREP programs in the Western region.

California is a major outlier in this study in that only 24% (n = 23) of 96 master’s degree programs in counseling (i.e., clinical mental health counseling; marriage, couple, and family counseling; school counseling) were CACREP accredited. One explanation for this low number is that it was not until 2010 that California granted licenses to professional counselors (T. A. Field, 2017). As mentioned earlier, licensure requirements (especially those that require CACREP accreditation) can increase the number of CACREP-accredited programs in a state, with Ohio being a notable example. It is also interesting to note that despite California’s long history of granting licenses to marriage and family therapists, COAMFTE (n.d.) was not a strong accreditation competitor to CACREP. As of 2019, only 10% (8) of 82 MFT licensable programs were COAMFTE accredited.

CES Doctoral Programs in the North Atlantic Region
     The North Atlantic region had only eight CACREP-accredited doctoral programs, which were concentrated in three states (i.e., New Jersey, New York, District of Columbia). No CACREP-accredited doctoral programs were in the New England region (i.e., Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island, Vermont). The North Atlantic region has several densely populated states, with New York and Pennsylvania being the fourth and fifth most populated states in the United States. The North Atlantic region also had a fairly large number of master’s CACREP-accredited programs (n = 75). As seen in Table 1, the North Atlantic region had roughly the same ratio of CACREP-accredited master’s programs to population size as the Southern region and yet had a ratio of CACREP-accredited doctoral programs to population size that was three times greater than the Southern region’s ratio. The North Atlantic region also had more than double the number of master’s programs than the Western region, despite having a smaller population overall. Considering this larger presence of CACREP-accredited master’s programs, the North Atlantic’s lack of doctoral programs is somewhat surprising.

The reason for the low number of CACREP-accredited doctoral programs in the North Atlantic region can be understood when considering the historical presence of APA-accredited counseling psychology doctoral programs in the region. Although not a predictor for the number of CES doctoral programs nationally, APA-accredited counseling psychology programs appear to be a potential barrier to CES doctoral program establishment in New England especially. Massachusetts had the second largest number of APA-accredited counseling psychology doctoral programs (n = 6), behind only Texas (n = 7; APA, 2019). As stated previously, university administrators may perceive doctoral programs in counseling psychology and CES as competitor programs for faculty lines, as core faculty cannot be shared between APA and CACREP-accredited programs (CACREP, 2015). The large number of counseling psychology doctoral programs in Massachusetts may help explain why there are no CES doctoral programs in New England.

CES Doctoral Programs Across Regions
     Although the Western and North Atlantic regions had the greatest degree of pipeline problem, it is possible that all five regions will be impacted by the pipeline problem in the near future. An analysis of programs currently in the process of applying for CACREP accreditation (designated “in process”) is presented in the Appendix. Across regions, a total of 63 master’s programs were in process, compared to only five doctoral programs. This 12.6:1 ratio is far above the current ratios of the Southern, North Central, and Rocky Mountain regions and is similar to the current ratio for the North Atlantic region. All regions except the Rocky Mountain region appear to be impacted. The Southern region had 31 in-process master’s programs and three in-process doctoral programs (10:1 ratio). The North Central region had 13 in-process master’s programs and one in-process doctoral program (13:1). The North Atlantic region had 10 in-process master’s programs and one in-process doctoral program (10:1). The Western region had eight in-process master’s programs and zero in-process doctoral programs (8:0). The Rocky Mountain region seemed least impacted, with only one in-process master’s program and zero in-process doctoral programs (1:0). Any existing pipeline problem for doctoral-level counselor education faculty therefore seems likely to continue if not worsen in the coming years.

State Laws and Rules Prohibiting Doctoral Programs
     In this study, the number of CACREP-accredited master’s programs is a strong predictor of the number of CACREP-accredited doctoral programs within a state. The relationship between the number of master’s and doctoral CACREP-accredited programs is far weaker in the Western region because of state laws and rules that restrict doctoral study at public universities. The California and Washington state university systems limit doctoral programs to their research-intensive universities. The California Master Plan (California State Department of Education, 1960; Douglass, 2000) restricts doctoral programs to the University of California university system and specifically does not permit Doctor of Philosophy degrees to be offered at the California State University system campuses. This is important because in California all of the counselor education programs at state universities are operated within the California State University system, with no programs offered within the research-intensive University of California system.

A similar dynamic exists within the Washington state educational system, whereby only the research-intensive universities (i.e., University of Washington, Washington State University) may offer doctoral degrees. As in California, master’s counselor education programs within Washington state universities are only operated within the teaching institutions (e.g., Central Washington University, Eastern Washington University, Western Washington University) and no programs are offered at the research-intensive state universities. Unfortunately, one of the first-ever CACREP-accredited doctoral programs was at the University of Washington, which closed its program and lost its CACREP accreditation status in 1988 (CACREP, n.d.).

State political dynamics are a significant barrier to starting new doctoral programs within the Western state public university systems. Because of state laws and regulations, the real need generated by the significant number of master’s counseling programs at teaching-focused and less research-intensive state universities in California and Washington has no real influence on doctoral program development. No new state university doctoral programs are on the horizon or even under consideration. Instead, new doctoral programs in Western states will likely only start at private universities. Unfortunately, these institutions tend to have higher tuition without the advantage of the graduate student funding that their state counterparts generally offer.

Pace (2016) found that institution type (i.e., public vs. private) and enrollment numbers for the institution were predictors of whether the institution had a CACREP-accredited doctoral program. As of 2018, the majority of doctoral programs were housed in public institutions (n = 64), with 19 programs at private institutions (CACREP, n.d.). Of these 19 programs at private institutions, 12 (63%) were at professional or master’s-level universities according to Carnegie classification (The Carnegie Classification of Institutions of Higher Education, 2019). Programs within private colleges and universities represented more than half of all programs (12 of 21 programs; 57%) at non–research-intensive universities (i.e., professional or master’s-level classifications). Private universities with professional and master’s-level classifications who develop doctoral CES programs seem less likely to have the financial support to offer scholarships and tuition waivers to students when compared to research institutions.

Student funding has historically been valued as a core principle of doctoral education. It often provides doctoral students with full-time opportunities to shadow faculty members and develop research self-efficacy (Lambie & Vaccaro, 2011), which is considered the primary focus of doctoral-level counselor education (Adkison-Bradley, 2013). Program faculty in these new private doctoral programs may face heavier workloads given the lack of student funding (e.g., increased teaching and advising loads) and support for faculty research and scholarship. This could potentially limit the research training available to doctoral students at these new institutions, which may hinder the ability for these doctoral students at emerging programs to be adequately prepared for the scholarly work required as a future faculty member. If unaddressed, these programs would not contribute to meeting the growing need for qualified doctoral counselor educators in the Western region, and the pipeline problem would continue.

For example, in Washington, several private universities with CACREP-accredited master’s programs (i.e., Antioch University-Seattle, City University of Seattle, Seattle Pacific University) have recently established doctoral programs in CES. In the three institutions, all new faculty hired after 2013 have completed doctoral degrees in CES from institutions outside of the Western region, with the majority of those doctorates being completed in the Southern region. Although not CACREP accredited at the time of writing, these new doctoral programs appear to be a potential solution to the pipeline problem in the Western region. However, it is worth noting that these three private universities are teaching institutions rather than research institutions, and such programs may need guidance regarding how to include sufficient research training in the doctoral curriculum if the program cannot offer funding to doctoral students and the faculty are not given support to generate faculty-led research and scholarship.

Impact of Doctoral Programs on Regional Professional Identity
     Authors such as Lawson (2016) and Mascari and Webber (2013) have argued that CACREP accreditation strengthens the professional identity of the program and of students within the program. It is unknown whether the number of CACREP-accredited master’s and doctoral programs within a region also strengthens and contributes to professional identity within a region. There are no existing published studies that have comprehensively examined the regional impact of the number of CACREP-accredited master’s and doctoral programs on professional identity. Anecdotally, there appear to be several potential effects from having a lack of CACREP-accredited doctoral programs within a region. CACREP-accredited master’s counseling programs must recruit new faculty hires from outside of the region if there is an insufficient number of candidates available from established doctoral programs within the region. Because the Western region and New England states have a dearth of CACREP-accredited doctoral programs, counselor education programs in those states may need to recruit from outside of their region to find suitable candidates. As mentioned previously, this pipeline problem can make recruiting difficult, as candidates strongly weigh location and closeness to home when selecting doctoral programs (Hertlein & Lambert-Shute, 2007; Honderich & Lloyd-Hazlett, 2015; Poock & Love, 2001) and faculty positions (Hunt & Jones, 2015; Magnuson et al., 2001; Millar et al., 2009). Location appears to be a particularly important consideration for candidates from underrepresented minority backgrounds (Bersola et al., 2014; Linder & Winston Simmons, 2015; Peek et al., 2013; Ramirez, 2013). As a result, prospective doctoral students and faculty members may be unwilling to study or work at a program outside of their home region.

Online CACREP-accredited doctoral programs may create pathways for more students in a region with a lack of doctoral programs to pursue and attain a doctorate in counselor education, which may reduce any existing pipeline problem. Studies are needed to examine comparative hiring rates of online versus in-person programs to ascertain whether graduates of online programs are filling needed faculty positions. Hiring school counselor educators is particularly challenging (Bernard, 2006), and studies are needed that examine the proportion of school counselor educators that graduate from online counseling programs.

Counselor education programs are continually seeking to increase the diversity of their faculty (Cartwright et al., 2018; Holcomb-McCoy & Bradley, 2003; Shin et al., 2001; Stadler et al., 2006). Because prospective doctoral students from minority backgrounds may be more inclined to restrict their applications to doctoral programs within close proximity to their current location (Bersola et al., 2014; Linder & Winston Simmons, 2015; Ramirez, 2013), online doctoral programs appear to be a viable option for students from culturally diverse backgrounds who live in regions with few in-person doctoral programs. Data are needed to support whether online graduates are (a) filling open faculty vacancies in the Western region and New England states, (b) filling school counselor educator positions, and (c) contributing to faculty diversity.

This study represents the first-ever analysis of regional differences in the number of CACREP-accredited doctoral CES programs. Because this was an ex post facto study, the results are non-experimental and thus have the potential for error because of the lack of experimental control and randomization. To mitigate the potential for error, the confounding variable of population size was included in our inferential statistical analyses. Examination of variables such as the demand for counselor education program entry are also important to examine in the future to ascertain whether programs are turning away students because of capacity issues related to faculty hiring. Such studies could appraise application numbers, enrollment numbers, and the program’s ideal yield should capacity not be an issue. Furthermore, a more detailed analysis into the relationship between a state’s educational requirements for licensure (i.e., whether graduates must complete a CACREP-accredited program) and the demand for doctoral counselor educators within a state is important. Lawson et al. (2017) have proposed that advocating for CACREP accreditation as the educational requirement for counselor licensure is important to the advancement of professionalization and professional identity. It is possible that the lack of CACREP-accredited doctoral programs in a state may be a barrier to establishing CACREP as the educational standard for licensure.

Conclusion

A large and statistically significant difference exists in the number of CACREP-accredited doctoral programs by region, even when controlling for population size. The Western region has by far the fewest doctoral programs and thus the greatest need for new doctoral programs. The lack of doctoral programs in the Western region and New England states may present a pipeline problem. The number of CACREP-accredited master’s programs has doubled in the Western region since 2009 while the number of doctoral programs has remained the same. As a result, CACREP-accredited master’s programs in the Western region and New England states may struggle to recruit qualified core faculty from in-region doctoral programs. The ratio of in-process master’s versus doctoral programs suggests that any existing pipeline issue will continue if not worsen in the coming years.

Even though the number of CACREP-accredited master’s programs within a state appears to be a strong independent predictor of CACREP-accredited doctoral programs, new doctoral programs may be difficult to establish because of state regulatory issues, the existence of competing doctoral programs (e.g., counseling psychology), or the lack of research support infrastructure (e.g., smaller teaching loads, funding for doctoral students).

In addition to small, private, teaching-focused institutions that seem to be developing doctoral programs in regions with few CACREP-accredited doctoral programs (e.g., Antioch University-Seattle, City University of Seattle, and Seattle Pacific University in the Western region), online CACREP-accredited doctoral CES programs are a potential solution to training prospective doctoral students in regions with few in-person doctoral programs. Online programs may also help to address any existing specific pipeline issues regarding faculty with school counseling specialties and faculty from culturally diverse backgrounds. Future studies are needed to support whether online CACREP-accredited doctoral programs are helping master’s programs to address these recruitment needs. Additional follow-up studies are also needed to examine the role of geographic location in candidate selection of in-person and online faculty positions, as it is possible that geographic location has less prominence in candidate selection of faculty roles today compared to several decades ago when prior studies in counselor education were conducted (e.g., Magnuson et al., 2001).

 

Conflict of Interest and Funding Disclosure
The authors reported no conflict of interest
or funding contributions for the development
of this manuscript.

 

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Appendix

CACREP-Accredited and In-Process Programs by State and Region (December 2018)

State Region Population CACREP Doctoral Programs CACREP Master’s Programs Doctoral Programs “In Process” of CACREP Accreditation Master’s Programs “In Process” of CACREP Accreditation
Connecticut North Atlantic   3,572,665   6  1
Delaware North Atlantic      967,171   1
District of Columbia North Atlantic      702,455  1   4  3
Maine North Atlantic   1,338,404   2
Massachusetts North Atlantic   6,902,149   5  1
New Hampshire North Atlantic   1,356,458   2  1
New Jersey North Atlantic   8,908,520  1 12
New York North Atlantic 19,542,209  3 19  4
Pennsylvania North Atlantic 12,807,060  3 21 1
Rhode Island North Atlantic   1,057,315   2
Vermont North Atlantic      626,299   1
  North Atlantic 57,780,705  8 75 1 10
Illinois North Central 12,741,080  5  22   3
Indiana North Central   6,691,878    9   2
Iowa North Central   3,156,145  1    3
Kansas North Central   2,911,505  1    3
Michigan North Central   9,995,915  4    8   1
Minnesota North Central   5,611,179  3    6   1
Missouri North Central   6,126,452  1    7   3
Nebraska North Central   1,929,268    4
North Dakota North Central      760,077  1     2
Ohio North Central 11,689,442  6   24   2
Oklahoma North Central   3,943,079    5
South Dakota North Central      882,235  1    3
Wisconsin North Central   5,813,568    8 1   1
  North Central 72,251,823 23        104 1 13
Colorado Rocky Mountain   5,695,564  3   9
Idaho Rocky Mountain   1,754,208  2   4
Montana Rocky Mountain   1,062,305  1   4
New Mexico Rocky Mountain   2,095,428  1   3  1
Utah Rocky Mountain   3,161,105   3
Wyoming Rocky Mountain      577,737  1   1
  Rocky Mountain 14,346,347  8 24 0  1
Alabama Southern    4,887,871  2 11  1
Arkansas Southern    3,013,825  1   4  1
Florida Southern  21,299,325  5  14  3
Georgia Southern  10,519,475  2  15 2  3
Kentucky Southern    4,468,402  3    9 1
Louisiana Southern    4,659,978  2  15  1
Maryland Southern    6,042,718  1    6  2
Mississippi Southern    2,986,530  2    5
North Carolina Southern  10,383,620  5  18  1
South Carolina Southern    5,084,127  1    7
Tennessee Southern    6,770,010  4  14  7
Texas Southern  28,701,845  8  26  8
Virginia Southern    8,517,685  9  16  4
West Virginia Southern    1,805,832    2
  Southern  119,141,243 45 162 3 31
Alaska Western        737,438   1
Arizona Western     7,171,646   4
California Western   39,557,045 11  6
Hawaii Western     1,420,491   1
Nevada Western     3,034,392   1   1  2
Oregon Western     4,190,713   1   9
Washington Western     7,535,591   8
  Western   63,647,316   2 35 0  8
  Grand Total   327,167,434 86 400 5 63

*Ratios rounded to closest whole number. Source of CACREP data: https://www.cacrep.org/directory/. Source of U.S. Census data: https://www.census.gov/data/tables/time-series/demo/popest/2010s-national-total.html#par_textimage_2011805

 

Thomas A. Field, PhD, NCC, CCMHC, ACS, LPC, LMHC, is an assistant professor at the Boston University School of Medicine. William H. Snow, PhD, is a professor at Palo Alto University. J. Scott Hinkle, PhD, ACS, BCC, HS-BCP, is a core faculty member at Palo Alto University. Correspondence may be addressed to Thomas Field, 72 E Concord St., Suite B-210, Boston, MA 02118, tfield@bu.edu.

Components of a High-Quality Doctoral Program in Counselor Education and Supervision

Jennifer Preston, Heather Trepal, Ashley Morgan, Justin Jacques, Joshua D. Smith, Thomas A. Field

The doctoral degree in counselor education and supervision is increasingly sought after by students, with the Council for Accreditation of Counseling and Related Educational Programs (CACREP) reporting a 27% enrollment increase in just a 4-year span. As new programs are started and existing programs sustained, administrators and faculty may be seeking guidance in how to build a high-quality program. Yet no literature currently exists for how doctoral counseling faculty define a high-quality program. This study used a basic qualitative research design to examine faculty perceptions of high-quality doctoral programs (N = 15). The authors analyzed data from in-depth interviews with core faculty members at CACREP-accredited doctoral programs. Five themes emerged from the data: relationships, mission alignment, development of a counselor educator identity, inclusiveness of diversity, and Carnegie classification. The findings of this study can be important for faculty and administrators to consider when establishing and maintaining a counselor education and supervision doctoral program.

Keywords: doctoral programs, counselor education and supervision, CACREP, faculty perceptions, high-quality

 

Doctoral education in counselor education and supervision (CES) is surging, with both the number of programs and enrollment head count increasing over the past few years. According to the most recent annual report from the Council for Accreditation of Counseling and Related Educational Programs (CACREP), there are currently 85 CACREP-accredited CES doctoral programs (CACREP, 2019b) compared to 63 in 2014 (CACREP, 2017). This constitutes a 35% increase over a 4-year span. In addition, enrollment in CACREP-accredited doctoral programs has increased from 2,291 in 2014 to 2,917 in 2018, a 27% increase (CACREP, 2017, 2019a). The number of doctoral graduates in CES also increased by 35% between 2017 and 2019, from 355 to 479 (CACREP, 2017, 2019a). A registry does not exist for non–CACREP-accredited programs, and thus the exact number of doctoral programs in CES (i.e, CACREP- and non–CACREP-accredited programs) is unknown.

According to Hinkle et al. (2014), students’ motivations to pursue a doctorate in CES include
(a) to become a professor, (b) to be a respected professional with job security, (c) to become a clinical leader, and (d) to succeed for family and community amid obstacles. Student motivations appear tempered by CES departmental culture, mentoring, academics, support systems, and personal and related issues that impact their doctoral experience (Protivnak & Foss, 2009).

While students enter CES programs with one set of motivations, the programs themselves have their own goals for whom they admit, how they train, and what they perceive as a desired outcome to doctoral training. Doctoral programs in CES are considered training grounds for shaping students’ professional (Dollarhide et al., 2013; Limberg et al., 2013) and research identities (Perera-Diltz & Sauerheber, 2017). In addition, mentoring and advising relationships are viewed as important to supporting research motivation and productivity (Kuo et al., 2017).

Given students’ motivations and expectations for career preparation and advancement, it would make sense that they would want to choose a doctoral program that fits their needs. In addition to matching academic needs, it can also be assumed that as consumers of doctoral education, students would want to choose a high-quality doctoral program in CES. Bersola et al. (2014) conducted a study into factors that influenced admitted doctoral students’ (N = 540) choice of program. The students in the study were all from programs and departments located within one university. Both underrepresented minority and majority students cited program reputation, institutional reputation, faculty quality, research quality, and faculty access/availability as primary reasons for their choice of doctoral program. Participants reported these factors as more important to their choice of doctoral program than non–quality-related factors such as cost of living, housing, location, and urbanity (Bersola et al., 2014).

There are many program options for CES doctoral study, but little is known about what constitutes a high-quality program in counselor education apart from CACREP accreditation. Although the perceptions of CES doctoral graduates remain unknown, researchers have utilized data from doctoral graduates across disciplines regarding their satisfaction with their programs (Barnes & Randall, 2012; Morrison et al., 2011). Graduates identified aspects such as academic rigor, funding opportunities, mentoring in meeting program requirements, research skill training, and developing a sense of community as contributing to their satisfaction and perceptions of the doctoral programs (Barnes & Randall, 2012; Morrison et al., 2011).

Despite considerable knowledge of doctoral graduates’ perceptions, little is known about faculty perspectives on these issues (Kim et al., 2015). There is evidence that faculty perceptions of doctoral program quality can differ from alumni perceptions. Morrison et al. (2011) examined program faculty and alumni perceptions of quality doctoral education in the social sciences. Both faculty and alumni considered training in research skills and diversity characteristics of the program as important to quality. However, alumni also tended to place greater emphasis on the importance of faculty support in meeting program requirements and fostering belonging, whereas program faculty placed greater emphasis on the scholarly reputation of faculty when defining doctoral program quality.

Purpose of the Present Study
     Very few studies have explored program faculty perceptions of high-quality doctoral education, and no studies exist in CES specifically. As educators and mentors, faculty who teach in CES programs should be both interested and invested in enhancing educational environments that meet students’ career aspirations as well as advancing the profession. Although industry standards for quality exist (e.g., CACREP standards), there is a need to better understand which components CES faculty believe comprise a high-quality doctoral program in CES. The purpose of this study was to address this gap in knowledge.

Methodology

This particular study was conducted as part of a larger comprehensive qualitative study of CES doctoral programs organized by the last author that followed the basic qualitative research design described by Merriam and Tisdell (2016). In the basic qualitative research paradigm, the research team collects, codes, and categorizes qualitative data using the constant comparative method from grounded theory methodology (Corbin & Strauss, 2015; Merriam & Tisdell, 2016). The researchers first use open coding, followed by categorization using axial coding to identify themes in the data (Merriam & Tisdell, 2016). Data collection continues until data reach saturation and redundancy. Unlike other qualitative traditions, this qualitative design is not employed to develop theory (i.e., grounded theory), capture the essence of a lived experience (i.e., phenomenology), nor describe cultural and environmental observations (i.e., ethnography; Merriam & Tisdell, 2016). Instead, researchers using basic qualitative designs seek to collect and analyze qualitative data for the purpose of answering research questions outside other specialized qualitative focus areas. A qualitative design was selected because the authors shared an underlying philosophical belief in the constructivist position that participants’ reality was socially co-constructed and that all responses should be given importance regardless of frequency (Lincoln & Guba, 2013).

The basic qualitative design was selected because it best fit the purpose of this larger qualitative project. The purpose of the larger qualitative study was to identify current perceptions of doctoral-level counselor educators regarding four major issues pertinent to doctoral counselor education: (a) components of high-quality programs, (b) strategies to recruit and retain underrepresented students, (c) strategies for working with administrators, and (d) strategies for successful dissertation advising. Our study collected and analyzed in-depth interviews with doctoral-level counselor educators to answer a series of research questions that addressed the issues above pertaining to doctoral-level counselor education.

Interview questions were designed to directly answer each research question. The research questions explored in the larger project were as follows: 1) What are the components of high-quality doctoral programs in CES, and what are the most and least important components? 2) Which strategies are doctoral programs using to recruit, support, and retain underrepresented doctoral students from diverse backgrounds, and how successful are those? 3) Which strategies are helpful in gaining initial and ongoing support from administrators when seeking to start a new doctoral program in CES, and how successful are those? and 4) Which strategies help students navigate the dissertation process, and how successful are those?

     This manuscript represents the first of four articles from the larger qualitative project that each addressed one of the research questions listed above. This study therefore examined the first research question and sought to identify the components of high-quality doctoral programs in CES. The interview questions directly addressed this research question and were as follows: 1) How might you define a high-quality doctoral program in CES? and 2) What do you believe to be the most and least important components?

Participants
     Purposeful sampling was used for an initial identification of eligible volunteers (Merriam & Tisdell, 2016) from the limited number of doctoral CES programs in the United States that are CACREP accredited. At the time of writing, 85 CACREP-accredited doctoral CES programs existed (CACREP, 2019b). Information-rich cases were sought to promote visibility to the perception of CES faculty. The sampling method was thus designed to identify and recruit participants who had experiences working in doctoral-level counselor education. Inclusion criteria for the study design were as follows: Participants had to 1) be current full-time core faculty members in CES, 2) who were currently working in a doctoral-level counselor education program with CACREP accreditation. The last author created a database of CES doctoral faculty from the 85 CACREP-accredited programs and recruited faculty interest in the study through email. Faculty initially provided demographic information during a pre-registration phase. The last author reviewed this information to select participants from the pool of eligible volunteers for entry into the study utilizing maximum variation sampling. This sampling technique was employed to gather the perspectives of counselor educators from diverse backgrounds with regard to demographic characteristics and program characteristics. Maximum variation sampling also assisted with avoiding premature saturation (Merriam & Tisdell, 2016). The research team believed that counselor educator perspectives may differ by background. Thus the following criteria were used for selecting participants from among the eligible volunteers: (a) racial and ethnic self-identification, (b) gender self-identification, (c) length of time working in doctoral-level counselor education programs, (d) Carnegie classification of university where the participant was currently working (The Carnegie Classification of Institutions of Higher Education, 2019), (e) region of the counselor education program where the participant was currently working, and (f) delivery mode of the counselor education program where the participant was currently working (e.g., in-person, online).

These six characteristics were selected because of indications in the extant literature of the influence of the above factors on CES faculty experiences and/or trends in doctoral program delivery, which may impact perceptions of what constitutes a high-quality doctoral program. Prior studies have identified the influence of racial and ethnic identity (Cartwright et al., 2018), gender identity (Hill et al., 2005), years of experience in doctoral counselor education (Lambie et al., 2014; Magnuson et al., 2009), Carnegie classification (Lambie et al., 2014), and delivery mode (Smith et al., 2015) on faculty perceptions and experiences.

Once participants responded regarding their interest in the study, the last author purposively selected participants one at a time to ensure adequate variation by these characteristics. Participant selection was predicated on meeting variability requirements between participants regarding the six criteria identified above. For example, the first and second participants were selected because of their differences in gender, years of experience, and Carnegie classification. Subsequent participant selection decisions were made on the basis of variant ethnicity and region. Overall participant characteristics interviews were conducted until data seemed to reach saturation and redundancy. Data reached saturation after 15 interviews. Faculty members who provided demographic information during pre-registration were informed that they had not been invited to participate in the interview portion of the study and were thanked for their participation during pre-registration.

A total of 15 participants were interviewed for the study. All 15 participants were from separate and unique doctoral-level CES programs, with no program represented by more than one participant. With regard to self-identified gender, the sample consisted of seven female participants (46.7%) and eight male participants (53.3%). No participants identified as non-binary or transgender. The majority of participants identified as heterosexual (n = 14, 93.3%), with one participant identifying as bisexual (6.7%). Eleven participants (73.3%) self-identified as Caucasian, with multiracial/multiethnic (n = 1, 6.7%), African American (n = 1, 6.7%), Asian (n = 1, 6.7%), and Latinx (n = 1, 6.7%) ethnic backgrounds  also represented.

The sample was experienced, working as full-time faculty members for an average of 19.7 years (SD = 9.0 years) and a median of 17 years, ranging from 4 to 34 years. Participants spent most of those years working in doctoral-level CES programs (M = 17.3 years, SD = 9.2 years, Mdn = 16 years), ranging from 3 to 33 years. More than half of participants (n = 9, 60%) spent their entire careers working in doctoral-level CES programs. Eight of the participants (53.3%) currently worked at programs in the Southern region, with two participants (13.3%) each from the North Atlantic, North Central, and Western regions. One participant (6.7%) currently worked in the Rocky Mountain region. Five participants (33.3%) had worked in multiple doctoral programs in two or more regions. Twelve participants (80%) currently worked in face-to-face or brick-and-mortar programs, and three participants (20%) currently worked in online or hybrid programs. Regarding Carnegie classification, nine participants (60%) currently worked at Doctoral Universities – Very High Research Activity (i.e., R1) institutions, two participants (13.3%) currently worked at Doctoral Universities – High Research Activity (i.e., R2) institutions, and four participants (26.7%) currently worked at universities with the Master’s Colleges and Universities: Larger Programs designation (The Carnegie Classification of Institutions of Higher Education, 2019).

Positioning
     The last author conducted all interviews with the selected participants. The author had etic status, in that they had not worked in a doctoral-level CES program previously. Because the author was a member of the counselor education community, etic status around the topic of doctoral-level CES was important to bracketing biases during the interview process. The interviewer followed the interview protocol included in the Appendix for all interviews to ensure that data were gathered for each research question to the highest extent possible.

Procedure
     After receiving approval from their IRB, the last author created a database of doctoral-level counselor educator contacts who worked at the CES programs accredited by CACREP. The last author used the CACREP (2019b) website directory for recruitment purposes. Recruitment emails were sent to one faculty member at each of the 85 accredited programs. A total of 34 faculty responded with an interest in being interviewed (40% response rate). Of those 34 faculty, 15 were selected for interviews on the basis of maximal variation.

Interview Protocol
     At the beginning of each interview, participants were asked a series of demographic questions that addressed the characteristics mentioned above (i.e., self-identified race and ethnicity, gender, sexual/affective orientation, years as a faculty member, years working in doctoral-level counselor education programs, number of doctoral programs the participant had worked in, and regions of the programs in which the counselor educator had worked). Participants were asked to self-identify their demographic information at the beginning of the interview to clarify demographic information that had been previously collected during pre-registration, and to ensure that participants were able to adequately self-identify.

Following the demographic section, the interview protocol featured a series of eight in-depth interview questions that addressed the research questions of the larger qualitative study. Interview questions were developed in accordance with Patton’s (2015) recommendations. Per Patton (2015), the interview questions were open-ended, as neutral as possible, avoided “why” questions, and were asked one at a time. The interview protocol was piloted with a faculty member in a doctoral-level CES program prior to the study commencing. Several double-barreled questions were split into two separate questions to ensure that only one question was asked at a time. The interview protocol followed conventions of semi-structured interviewing, with sparse follow-up questions permitted to the main interview questions to ensure understanding of participant responses (Patton, 2015).

Prior to each interview, participants reviewed and signed the informed consent agreement approved by the last author’s IRB. Participants were sent the interview questions ahead of time. Each interview lasted for approximately 60 minutes. All but one interview (i.e., 14 interviews) were recorded using the Zoom online platform built-in recording feature. One interview was recorded via a Sony audio digital recorder instead of the Zoom platform, as the interview occurred in person during a professional conference. All demographic information and recordings were assigned an alphabetical identifier (e.g., A, B, C). The last author was the sole individual who knew the identity of participants attributed to alphabetical identifiers. Participant identity was thus blinded to subsequent transcribers and coders.

Transcription
     All interviews were transcribed verbatim by graduate students at the last author’s university, who had no familiarity with participants. Transcribers received transcription training prior to the study and received further training and direction by the last author prior to and during the transcription process. Once each transcript had been completed in full, the last author reviewed transcripts to ensure accuracy and sent the transcripts to the interviewees to conduct a member check. After member checks had been conducted, sections of transcripts were cut and pasted into separate documents for each of four research teams to code and analyze. The research teams were organized by research question (i.e., components of high quality; recruitment, support, and retention of underrepresented students; working with administrators; successful dissertation advising). Transcribed interviews for each research team were uploaded to separate secure folders in a secure encrypted online data management software system.

Data Analysis
     The last author met with members of all four research teams collectively to ensure consistency in the coding approach. The last author developed several guidance documents for the research teams to use and created instructions for coding the data, which included guidance such as each research team meeting to bracket biases and identify any a priori codes prior to initial coding of the data, following Merriam and Tisdell’s (2016) guidelines. Research teams were instructed to identify emergent in vivo codes using verbatim line-by-line open coding when possible to avoid interpreting data too early during the coding process (Merriam & Tisdell, 2016). The focus of coding was to identify themes within and between participants. The four research teams were instructed to meet weekly over a period of several months to code and analyze data specific to their research question. Research teams coded each of the first three transcripts together as a team during weekly live coding sessions using the Zoom online platform, prior to individual team members coding the remaining transcripts separately. Codes were noted on the transcripts themselves, and then the lead team member compiled the codes into the code book. From there, the categories were developed and reviewed by all team members. Discrepancies in coding were resolved using coding consensus, with the research team documenting how they resolved any discrepancies in coding. Weekly meetings were required even when individual team members were coding separately to facilitate sharing their coding experience, clarifying questions about codes, establishing consensus on any parts of the transcript with complicated coding, and following the coding approach with consistency across coders. The last author created a coding database template that each research team was required to use, to ensure consistency in how coding was documented and categorized. These approaches were designed to improve consistency in coding within and between the four research teams. Each of the four research teams only coded and analyzed data pertinent to their assigned research question.

A coding team chair was identified for each of the four research teams to ensure that the coding and analysis approach was followed consistently and to organize the work of the team. Each research team organized codes into categories and eventually collapsed codes into themes using axial coding after all 15 transcripts had been coded. Themes also were analyzed by demographic and program characteristics of interviewees to assess the potential influence of background characteristics on responses. Each research team recorded memos during collective team meetings and during individual coding of transcripts. The last author also created memos during collective meetings with all four research teams. The last author created memos immediately following interviews, though they refrained from sharing the memos with the research teams to avoid biasing the coding and analysis process. Several research teams used software platforms to analyze the data, and were permitted to select their own software platforms for data analysis.

Researcher Positioning for the Current Study
     For this study, the first five authors comprised the coding team that examined the research question pertinent to the components of high-quality programs. The sixth and last author conducted the interviews and did not code data for the reasons cited above. Among the five coding team members, both etic and emic perspectives were represented. Two of the authors had an emic perspective, as they had previously worked at a doctoral CES program during their faculty career. Three of the authors held an etic perspective as doctoral students who had not yet worked as full-time faculty members. Coding team members were from different counselor education programs to reduce bias.

With regard to other demographic characteristics, four members of the coding team identified as Caucasian, and one member identified as African American. Three team members identified as female, and two identified as male. The team members were from a wide range of programs. One doctoral student was from a very high research-intensive university; one faculty member and two doctoral students were from a research-intensive university; and one faculty member was from a private, nonprofit online university.

Trustworthiness
     Trustworthiness was enhanced through procedures identified in the literature (e.g., Merriam & Tisdell, 2016). Credibility was addressed through considering the positioning of the interviewer and research team members. Emic and etic perspectives were sought for each research team to reduce the potential for bias. The interviewer and research team each bracketed their biases prior to their involvement in the study and continued the process of bracketing throughout the study to reduce bias. One bias the researchers bracketed, for example, was their involvement and experiences as faculty and students in a CES program. All interviewees worked at separate CES programs to avoid overrepresentation of data. Research team members were also from different CES programs to reduce bias in coding and analysis. Emergent, in vivo, verbatim line-by-line open coding was used by each research team to avoid interpreting data too early during the coding process and thus to reduce interpretation bias. The interviewer did not participate in coding the data to minimize bias through being too close to the data. The last author also clearly identified and trained the research teams, with the goal of enhancing consistency. Member checks were used to enhance credibility, and the last author also kept an audit trail of the process. Purposive sampling and thick description was used to ensure adequate representation of perspectives and thus establish adequate transferability and dependability (Merriam & Tisdell, 2016).

Results

Through data analysis, five categories emerged to capture the components that the participants described as critical to ensuring a high-quality doctoral program: relationships, mission alignment, development of a counselor educator identity, inclusiveness of diversity, and Carnegie classification. Each theme is described below, with support provided for each theme via participants’ quotes.

Relationships
     The first major theme we identified from the data was the importance of relationships. This theme appears to be a critical component to having a high-quality program. Participants reported that supportive faculty–student and student–student relationships are important to high quality.

Faculty–Student Relationships
     Participants emphasized the importance of close mentoring relationships between doctoral faculty and doctoral students. Several participants cited the quality of mentoring between faculty and students as the “most important factor” in a high-quality doctoral program. We identified several subthemes that appeared to influence the quality of faculty–student relationships. Smaller cohort sizes, close mentoring, faculty workload, and the match between the student and their dissertation chair all seemed to be important factors in faculty–student relationships. In order to support the faculty and student relationship, attention to cohort sizes and the overall size of the program is considered critical. One participant stated, “If you view your doctoral program as a cash cow, and you’re bringing in a lot of students, I think you’ve lost something.” They further clarified that advising and chairing dissertations for more than two doctoral students per year would lessen the quality of the mentoring experience. Some participants reported that consideration should be given for admitting students who value the close mentoring experience.

Faculty time and resources seem foundational to the establishment of high-quality faculty–student relationships. Faculty reported that they need time to focus on mentoring students. One participant stated that “the amount of time spent between faculty member and doctoral student” strongly influence the quality of the mentoring relationship. Consideration for faculty teaching loads and service expectations is therefore important within the context of having adequate time to devote to mentoring.

Participants also noted the importance of fit between the faculty mentor and their student mentee. High-quality mentoring relationships are predicated on the match between student goals, research interests, and experience levels with their assigned dissertation chair and/or advisor’s own goals, interests, and experiences. One participant reported that “there’s a lot to mentorship,” elaborating that faculty members must mentor students in “how to get involved in a profession; how to develop their voice as a counselor, as a teacher, as a clinical supervisor, as a researcher; and how to manage themselves professionally.”

Student–Student Relationships
     In addition to cohort size, the cohort model was identified as important to facilitating supportive student-to-student relationships during the program. Participants reported that the cohort model facilitated deep, lasting, and “familial” relationships. Strong relationships with other doctoral students in the cohort were crucial during stressful periods. As one participant noted, “In addition to school, life is out there and stuff happens and people go through difficult times, with divorce and deaths and job losses and things like that. And having that support system built in is incredibly important.”

Mission Alignment
     The next theme encompassed the importance of doctoral programs developing and following a mission statement with clearly defined doctoral student outcomes. As one participant stated, “A high-quality doctoral program in counselor ed and supervision has a clarity of purpose and focus. The program knows what its mission is, in terms of the product they want to produce with the doctoral students.” Another participant reported that “a high-quality doctoral program has a really clear mission, so the program knows who they’re trying to prepare and what they do well. And then the program works the mission.” This participant elaborated that although the mission of a doctoral program could vary, high-quality programs ensure execution of the mission regardless of mission type: “So if they’re preparing researchers, they work that mission. If they’re really focusing on preparing people just for teaching institutions, they work the mission.” This theme had several subthemes, including faculty buy-in, the importance of aligning the program’s mission with the university’s mission, and institutional support.

Faculty Buy-In
     Several participants noted that faculty buy-in is essential to executing the mission of the program. This concept was expressed as more than general faculty alignment with the program mission. Faculty buy-in was defined as input, ownership, and commitment to the mission of the program. As one participant reported, high-quality programs have developed a culture whereby “everybody feels like they have some ownership in the doc program, and that everybody has a voice.” A team approach to carrying out the program’s mission and purpose requires doctoral faculty members to “realize that ‘winning’ as a team is providing the best training experience for students” rather than “maximizing their vita for their own promotability or transferability to another institution.” Thus, high-quality programs require faculty members to align their personal goals in order to fulfill the program’s mission.

Without this input, ownership, and commitment, the program is likely to “struggle” because of problematic faculty dynamics such as faculty working in isolation and program leaders (e.g., the program director) “doing all of the work.” Program faculty being aligned with the mission seemed to result in a faculty team that worked together well, could grow together, and supported students in a united way. In the participants’ experience, when faculty had strong relationships and worked together, the quality of student preparation and the overall program quality increased.

Some participants noted that faculty buy-in to a program mission that emphasizes the role of the doctoral program in leading the profession is important. Faculty involvement in professional leadership is thus a key component of the program’s leadership mission. One participant remarked, “[We] held a sense of pride in challenging ourselves to be leaders in the counseling profession,” and noted that “if we’re going to have a strong program, we need to be engaged and involved as faculty.”

Alignment With the University’s Mission
     Participants reported that the counseling department’s or program’s mission statement should be in alignment with the broader university. Participants described how critical it is for the department to feel a connection to the mission of the university and for the students to share that connection. Mission alignment impacts both faculty and student feelings of connectedness to the program and broader university, along with university support and the resulting resources available to students.

Institutional Support
     Participants reported that the program’s alignment with the university’s mission is crucial to securing institutional support for the program. Funding faculty lines, reduced faculty course loads, student graduate assistantships, conference attendance, specialized accreditation, and other aspects of the program are more likely to occur when the university feels the program reflects its own mission and purpose. One participant stated that “you need to garner respect from your program administration.” They elaborated that in order to “resource” the program adequately, the program needs to justify its existence through alignment with the university’s mission and purpose so that the university sees value in the program even when the program is unlikely to be a “money maker.” This financial support is considered crucial to operating a high-quality program. Administration buy-in helps to ensure that faculty members have the necessary resources, which in turn ensures a quality experience. As another participant stated, “I think that capacity and resources are key.”

Development of a Counselor Educator Identity
     The next theme to emerge was the importance of doctoral students developing a strong identity as counselor educators. As one participant said, the mission of a high-quality program is to prepare students “to step into a role as an educator.” Some participants therefore equated high-quality programs with those that intentionally prepared counselor educators. Participants described a variety of curricular and extracurricular experiences within the program that assisted doctoral students to develop a strong professional identity as counselor educators.

Curricular Experiences
     Several participants emphasized the importance of having formal curricular experiences in all three areas of teaching, research, and service as part of the doctoral degree program. As one participant stated, “I think you define your program by how well prepared your students are as evidenced by their success in these areas . . . of faculty activities, which [are] teaching, scholarship, and service.” A sole focus on one of these areas was considered inadequate by several participants. For example, even participants working at research-intensive institutions suggested that a sole focus and overemphasis on research at the expense of teaching and service (i.e., leadership and advocacy) may not assist students to develop broad knowledge and skills as counselor educators. In addition to training students broadly, some participants thought that curricular experiences needed to be rigorous. As one participant stated, “I assume that any high-quality doctoral program is rigorous—that you’re not letting students just do personal growth.”

Some participants also associated the program’s accreditation status (i.e., CACREP accreditation) with assisting students to develop their professional identity. One participant listed CACREP’s five core doctoral standards (i.e., counseling, leadership and advocacy, research, supervision, and teaching) as each being an essential part of the formal doctoral curriculum in counselor education: “I really believe in those five doctoral standards. I believe that those are the areas in which I expect to see scholar leaders at very high levels of competence.”

Extracurricular Experiences
     Participants reported providing a range of extracurricular experiences to engage students in professional identity development. Participants reported assisting students in attending conferences, sharing in publications, co-teaching classes, and providing opportunities for service. One participant stated that “doctoral study also involves writing with faculty. It involves presenting and publishing your own work. It involves being involved in program governance.” Graduate assistantships are also important when they help students to “gain practical experience and meaningful experience.”

These experiences were often part of the “informal curriculum” of the program and were conceptualized by participants as exceeding minimum standards and requirements. Within this theme, it was also recognized that CACREP accreditation standards should be considered the minimum standards and that students need to have experiences beyond the minimum requirements. One participant said that high-quality programs provide experiences beyond “the cookie-cutter bare minimum that CACREP requires” and gave students training that created “pathways towards something that makes you unique in this field, so that you can contribute above and beyond when you get in the classroom.” Another participant said that “it’s going beyond just the course work, it’s going beyond the CACREP standards, that makes a difference.” Participants reported that these extracurricular experiences are components of high-quality programs because they assist students with developing a counselor educator identity.

Graduate Outcomes
     Some participants also placed emphasis on the importance of graduate outcomes in determining a high-quality program. Consistent with the earlier subtheme of curricular experiences, participants felt that high-quality programs ensured that students were skilled in the three areas of research, service, and teaching: “I think if you take a look at your graduates and if, overall, they show strong evidence of success in all three of those areas, I think you have a high-quality doctoral program.” Participants believed that students would lack a “rounded doctoral experience” without these experiences and would not be adequately prepared for future employment as a core faculty member.

Some participants believed that high-quality programs had graduates who were securing faculty positions after graduation. One participant explained that a high-quality doctoral program has positive outcomes related to faculty employment and tenure: “Your students excel, by evidence of being employed in high-quality programs, by getting tenure, and by evidence of quality teaching.”

Inclusiveness of Diversity
     The next theme encompassed the importance of diversity in doctoral counselor education. Participants reported that high-quality programs create a diverse learning community, both in terms of cultural diversity of faculty and students, as well as in diversity of experiences. They have a broad range of faculty teaching courses and allow for a spectrum of viewpoints and perspectives. Participants proposed that students’ engagement with diverse faculty and students is critical to ensuring high quality.

Faculty Diversity
     Several participants reported that high-quality programs have a diverse faculty. This was perceived as central to the student experience. Within this theme, diversity was inclusive of cultural identity, as well as diversity of experiences. Participants indicated that doctoral students need to learn from faculty from diverse cultural backgrounds and diverse professional experiences. According to one participant, “I do think high-quality counselor education programs in particular should not only possess the demographic qualities, but the ideologic qualities of diversity and even professional pursuit of diversity.” This exposure to diversity in faculty backgrounds and experiences is vital to the growth of students, as it exposes them to different perspectives. One participant proposed that high-quality programs intentionally attend to diversity within the faculty and attempt to recruit lecturers and guest speakers from diverse backgrounds and perspectives to address any gaps in faculty diversity: “If you don’t have diversity in faculty, then you make sure to bring in diversity so that it’s not just a bunch of White faculty preparing students in Eurocentric viewpoints.”

Student Diversity
     Participants also indicated that diversity in the student body is critically important to high quality. Program faculty seemed especially responsible for successfully recruiting students from diverse backgrounds and experiences. As one participant indicated, “They should bring diversity of thought, and diversity of experience, and diversity of region. People who bring something to the table beyond your master’s program are critical.” Faculty need to ensure, through admissions, that there is ample representation of diverse backgrounds and experiences within a cohort group. Faculty therefore also need to avoid screening out qualified applicants from diverse backgrounds during admissions.

Carnegie Classification
     The final theme represented participant viewpoints regarding the role of Carnegie classification (i.e., The Carnegie Classification of Institutions of Higher Education) in doctoral program delivery. Participants held a range of views related to Carnegie classification, often stemming from their own institutional work. Participants believed that high-quality programs reflected the classification of their institution, as aligning with the institutional mission was associated with institutional support (similar to the mission alignment theme). There were two dimensions within this category: institutional type and Carnegie classification, and focus areas impacted by Carnegie classification.

Institution Type and Carnegie Classification
     Participants acknowledged that a variety of doctoral program types exist in CES. As one participant stated, “When you talk about a doctoral program in counseling, you can have a doctoral program in a heavy research university with a Research 1 Carnegie classification. You can also have a more practice-oriented PhD.” Participants perceived that doctoral program types often reflect the type of institution where the doctoral program resides. Doctoral programs that emphasize research primarily exist at research universities, whereas doctoral programs that emphasize teaching primarily exist within teaching institutions.

Carnegie classification seemed important in determining the type of doctoral program that was offered at the institution. Participants at high and very high research-intensive universities (i.e., R2 and R1 Carnegie classifications) typically reported that their institution offered research-oriented doctoral programs, whereas participants working at doctoral/professional universities and master’s-level universities reported that their institution typically offered teaching-oriented doctoral programs. Carnegie classification thus was a strong influence on the type of CES doctoral program offered at the institution. As one participant said, “I think the Carnegie classification is actually pretty critical. Because the Carnegie classification, alongside state politics, determine where the ship of the institution is heading. And the counseling program needs to mirror the ship.”

Participants reported that the university’s expectations for faculty promotion and tenure were influenced by institutional type and Carnegie classification. These expectations shaped faculty activities. One participant explained that “at a Research 1 university, there’s a huge expectation for securing grants and publishing and refereed journal articles. At a lower level there’s less pressure to do that. And then at a teaching university, there’s hardly any pressure.” University expectations for tenure and promotion thus shaped faculty activities, which in turn affected the program faculty’s approach to training doctoral students. For example, faculty members who were more involved in research seemed more likely to value research training in the doctoral program in which they worked: “So what we are good at is preparing students to be researchers. There’s a sense of trying to focus hard on helping students develop research competencies, because that is what the program faculty is focused on.”

This mirroring between the institution’s classification and the doctoral program type is important to securing institutional financial support in the form of faculty lines, student assistantships, and so forth. Without this mirroring, the program is at risk of lacking institutional support, which would have an impact on its quality. Thus, the quality of the program is predicated on the program’s alignment with the institutional mission (as mentioned in the earlier theme of mission alignment), and the institutional mission is itself associated with the institution’s Carnegie classification.

Focus Areas Impacted by Carnegie Classification
     As mentioned above, the degree to which doctoral programs focus on research during the program seems to vary by university classification. Participants from research-intensive universities (i.e., R1 or R2 designation) valued research training above other elements of the curriculum. In contrast, participants from teaching institutions (i.e., Master’s Colleges and Universities: Larger Programs designation) valued training in teaching and supervision and did not believe that research training should dwarf other aspects of training. Some participants proposed that research and publication should have a reduced emphasis in order for teaching and leadership to have a central focus in program delivery. Even though the emphasis on research varied by institution type, participants seemed to value the production of quality research regardless of institutional classification. Several participants reported that a high-quality doctoral program goes “above and beyond” CACREP minimum requirements in a manner that “expands counseling knowledge” and “allows for rigorous, quality research and really contributes uniquely to the profession.” Several participants at different types of institutions spoke to the importance of doctoral students publishing during their time in the program and early in their careers.

Leadership training was also cited as an important component of high-quality programs across participants regardless of their institution and thus seemed to be a common theme for both research- and teaching-oriented institutions. Participants who valued leadership training during doctoral study worked in both research-intensive and teaching-focused institutions. As one participant from an R1 institution stated, “Our graduates need to be able to build programs, to run them successfully, to teach and train students in a way that they also produce the best clinicians that can go into the field.” This participant added that high-quality programs therefore train students “beyond the publish-or-perish paradigm.”

Discussion

This study was part of a larger qualitative project that explored the perceptions of CACREP-accredited program faculty (N = 15) regarding topics pertinent to doctoral education. In this study, a research team composed of the first five authors analyzed faculty descriptions of perceived components of a high-quality doctoral program. The research team identified five categories that emerged from the data: relationships, mission alignment, development of a counselor educator identity, inclusiveness of diversity, and Carnegie classification. With regard to participant characteristics, differences in responses were related to the Carnegie classification of the participant’s current institution of employment. Contrary to previous research, no differences in participant perceptions were found by gender identity, racial/ethnic identity, length of time working at a doctoral program, region, or delivery mode.

Consistency and Divergence in Themes by Institutional Type and Classification
     Across these themes, consistencies and divergences were found regarding how participants perceived high quality. Divergences appeared to be influenced by institutional type and Carnegie classification.

Consistency in Themes by Institutional Type and Classification
     Regardless of institutional type and classification, participants broadly supported the importance of faculty–student mentoring relationships, student–student supportive relationships, having a clear mission statement that includes faculty buy-in and commitment, program and institutional mission alignment, securing university financial support for faculty lines and student assistantships among other costs, establishing a learning community with faculty and students who possess diversity in cultural background and ideological thought, helping students to develop a counselor educator identity, and producing high-quality research.

These findings are consistent with the extant literature. Studies into doctoral student experiences both in CES and across higher education have previously reported that faculty–student mentoring, student–student support systems, departmental culture, and curricula impact the quality of the student experience (Protivnak & Foss, 2009). Kuo et al. (2017) found that mentoring and advising relationships were pivotal for research motivation and producing quality research during doctoral study. Similarly, Perera-Diltz and Sauerheber (2017) suggested that developing research competencies was an important component of doctoral study in counselor education. Professional identity development is another important component of doctoral training (Dollarhide et al., 2013; Limberg et al., 2013). The inclusiveness of varying aspects of diversity within the students, faculty, and curriculum is an important finding and one that is echoed within the counseling profession’s code of ethics and professional standards (e.g., American Counseling Association, 2014; CACREP, 2015).

There is scant literature in CES that focuses specifically on the clarity of the mission, mission alignment with the university, and faculty buy-in to the mission. Adkison-Bradley (2013) broached the idea of faculty buy-in through the concept of visionary thinking, proposing that faculty members possessing this type of thinking are more likely to advocate or “buy in” to the program’s mission and work to sustain a resource-rich and quality program.

Divergence in Themes by Institutional Type and Classification
     The main divergence involved the importance of research in relation to training in teaching. Participants from research-intensive programs placed more emphasis on research training at the expense of other focus areas. When considering the importance of mission alignment with the institution’s classification and mission, it seems possible that high quality can be defined somewhat differently, based on institution type. For example, a research-intensive university should have a greater emphasis on research training, as it needs to reflect the overall mission of the university (i.e., research focused). If a doctoral program at a research-intensive university does not have a strong research emphasis, it may not be of high quality because of the potential impacts to university financial support. In contrast, a teaching university (e.g., Master’s Colleges and Universities: Larger Programs designation) can focus more on teaching than research training and still be of high quality because the institution does not have a research emphasis and therefore the program’s mission of emphasizing teacher training is in alignment with the university’s mission. From this study, it seems important that faculty members therefore consider institutional mission and the degree of institutional emphasis on research training when seeking to start or sustain a doctoral program in counselor education.

Implications for Administrators and Program Faculty
     The resulting themes from this study move us closer to identifying the components that contribute to high-quality doctoral programs in CES. It appears that when programs can (a) facilitate supportive faculty–student and student–student relationships, (b) create a clear mission that faculty are committed to and that aligns with and supports the broader institution, (c) establish a diverse learning community, (d) assist students to develop a professional identity as counselor educators, (e) ensure the production of quality research, and (f) provide leadership training during doctoral study, they will be of high quality.

Results from this study highlight several key components of high-quality doctoral programs. Our
findings mirror some of the essential elements of the CACREP standards. Thus, supporting and sustaining these quality elements through regular re-accreditation cycles is paramount. However, these findings could also support other areas of focus in program evalutaion. For example, administrators and faculty members should be intentional when designing a mission statement that aligns with the broader institutional mission and has a clear plan for recruiting and retaining a diverse learning community, developing professional identity, and providing leadership opportunities. Recent research has identified program evaluation training lacking in counselor education programs for doctoral students (Sink & Lemich, 2018), suggesting a need for increased attention in this area.

Implications for Prospective Doctoral Students
     For students seeking programs, they are advised to appraise whether programs provide supportive mentorship and formal and informal learning opportunities, have a curricula focus that best fits their goals especially with regard to research preparation, and prioritize both faculty and student diversity. Burkholder (2012) suggested that student persistence and retention was bolstered by faculty communicating a genuine personal interest in students. Students who perceive a humanistic atmosphere from counselor education faculty are more likely to persist in counseling programs (Burkholder, 2012). Students should therefore consider their own academic and personal interests and needs and whether the program meets these. Hoskins and Goldberg (2005) also reported previously that the match between student interests and program offerings was an important predictor of doctoral student persistence.

Consideration for institution type and classification also appears important to prospective doctoral student decision making. For example, a student who wishes to develop a research identity may be best suited for a doctoral program at a research-intensive university that prioritizes research, whereas a doctoral program at a teaching institution may be a better fit for a student who has less proclivity toward research and who is seeking to develop specialized teaching competencies. Hinkle et al. (2014) previously reported that students typically sought doctoral study to become a professor or clinical leader, which seems consistent with how participants in this study identified focus areas of high-quality doctoral programs.

Lastly, faculty members should be sensitive to the needs of doctoral students as they engage in multiple roles and relationships such as co-teaching, supervising master’s students, and the dissertation process (Baltrinic et al., 2016; Dickens et al., 2016; Dollarhide et al., 2013). This is especially important for students from diverse backgrounds (e.g., minority race/ethnicity and sexual/affective orientation), who are often engaged in their communities and have more roles to balance (Cartwright et al., 2018).

Limitations and Implications for Future Studies

There were several limitations to this study despite the research team’s intention to perform a rigorous inquiry. The researchers’ bias and reactivity, which are common threats to validity in qualitative research (Bickman & Rog, 2008), were potential influencers at several study stages. Therefore, the research team, which consisted of two counselor educators and three doctoral students with doctoral program experience, attempted to establish trustworthiness and eliminate threats to validity by bracketing biases, taking methodological notes, and using consensus coding.

Limitations may have also impacted the transferability of study findings. As with most qualitative studies, the sample was small (N = 15) and could even be considered small for the chosen method of inquiry according to some sources (Creswell & Poth, 2017; Morse, 1994). Therefore, the findings may not be fully transferable (i.e., generalizable) to other CES doctoral faculty. When using maximal variation sampling, a research team intentionally seeks to identify extreme differences in participant characteristics to avoid early redundancy (Suri, 2011). This can result in over- or underrepresentation of overall sample demographic characteristics compared to the population.

Intriguingly, the sample in this study was adequately representative of faculty and program characteristics. For example, the sample was overrepresented by faculty who self-identified as White (73.3%), which closely mirrored CACREP (2019a) data regarding faculty racial/ethnic composition across CACREP-accredited programs (73.6% White faculty). Regarding Carnegie classification, 73.3% of participants worked at research-intensive (i.e., R1 or R2) institutions. This was consistent with institutional classification of CACREP-accredited doctoral programs. As of 2019, 71.8% of CACREP-accredited doctoral programs were at R1 and R2 institutions. Another potential area of overrepresentation was participant experience as a faculty member. Participant experience ranged from 4 to 34 years, with an average of 19.7 years (SD = 9.0). This average seemed fairly high. Unfortunately, the exact number of years of experience of core faculty in CACREP-accredited programs is unknown, which limits analyses regarding the sample representation of years of experience relative to the overall population of doctoral-level counselor educators.

The current study examined faculty perceptions of components of high-quality doctoral programs in CES. It would be important for future studies to survey current students or recent graduates of these doctoral programs to ascertain their perspectives on these components. As consumers of this advanced degree, students may have important perspectives on this issue. In addition, the current study only interviewed faculty who worked in CACREP-accredited CES programs. As accreditation standards define curriculum, these faculty may have been largely influenced by program components that are required by the current iteration of the CACREP standards. Faculty who work in non–CACREP-accredited programs may have different perceptions about what constitutes a high-quality doctoral program in CES.

Conclusion

The number of CACREP-accredited CES doctoral programs, enrolled doctoral students, and doctoral graduates have increased substantially within a fairly short (i.e., 4-year) period (CACREP, 2017, 2019a). As doctoral programs are increasingly developed and maintained, administrators and faculty may benefit from insights about how to build a program that is of high quality. By attending to high quality, a counselor education doctoral program is likely to provide a more optimal experience for the students who choose to enter the program. The findings from this study therefore may be important for administrators and faculty to consider when creating or attempting to sustain a doctoral program in CES.

 

Conflict of Interest and Funding Disclosure
The authors reported no conflict of interest
or funding contributions for the development
of this manuscript.

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Appendix

Interview Protocol

  1. For context, please briefly describe how you self-identify and your background. This information will be aggregated; individual participant responses will not be associated with any quotes in subsequent manuscripts.
    Gender:
    Sexual/Affective Orientation:
    Race and Ethnicity:
    Years as a Faculty Member in a Counselor Education Program:
    Years as a Faculty Member in a Doctoral Counselor Education Program:
                Number of Doctoral Counselor Education Programs You Have Worked In:
    Regions of Doctoral Counselor Education Programs You’ve Worked In:
  2. How might you define a “high-quality” doctoral program?
  3. What do you believe to be the most important components? The least important?
  4. How have you helped students to successfully navigate the dissertation process?
  5. Which strategies has your program used to recruit underrepresented students from diverse backgrounds? How successful were those?
  6. Which strategies has your program used to support and retain underrepresented students from diverse backgrounds? How successful were those?
  7. What guidance might you provide to faculty who want to start a new doctoral program in counseling with regards to working with administrators and gaining buy-in?
  8. What guidance might you provide to faculty who want to sustain an existing doctoral program in counseling with regards to working with administrators and gaining ongoing support?
  9. Last question. What other pieces of information would you like to share about running a successful, high-quality doctoral program?

 

Jennifer Preston, PhD, NCC, LPC, is a program director and department chair at Saybrook University. Heather Trepal, PhD, LPC-S, is a professor at the University of Texas at San Antonio. Ashley Morgan is a doctoral candidate at the University of Texas at San Antonio. Justin Jacques, ACS, LPC, CAC II, is a counselor at Johns Hopkins University. Joshua D. Smith, PhD, LCMHCA, LCASA, is a counselor at the Center for Emotional Health in Concord, North Carolina. Thomas A. Field, PhD, NCC, CCMHC, ACS, LPC, LMHC, is an assistant professor at the Boston University School of Medicine. Correspondence may be addressed to Jennifer Preston, Saybrook University, 55 Eureka Street, Pasadena, CA 91103, jpreston@saybrook.edu.

The Minority Fellowship Program: Promoting Representation Within Counselor Education and Supervision

Susan F. Branco, Melonie Davis

 

In 2012, the Substance Abuse and Mental Health Services Administration awarded funding for the Minority Fellowship Program (MFP) to be managed by the National Board for Certified Counselors (NBCC) Foundation. The MFP aims to increase representation of minoritized students enrolled in counselor education and supervision doctoral programs accredited by the Council for Accreditation of Counseling and Related Educational Programs (CACREP). From 2012 to 2018, the NBCC MFP has disseminated 20–24 monetary fellowships each year. This article reviews representation within counselor education, offers a history of the MFP, provides doctoral fellowship recipient outcome data, and concludes with implications for counselor education.  

Keywords: Minority Fellowship Program, counselor education and supervision, National Board for Certified Counselors Foundation, CACREP, representation

 

In August 2012, the Substance Abuse and Mental Health Services Administration (SAMHSA) awarded $1.6 million to the National Board for Certified Counselors Foundation (NBCCF) to oversee the Minority Fellowship Program (MFP) for underrepresented, minoritized students in doctoral counselor education and supervision (CES) programs (Shallcross, 2012). The groundbreaking award for the counseling profession aimed to increase minoritized student representation in CES doctoral programs accredited by the Council for Accreditation of Counseling and Related Educational Programs (CACREP). It is important to note that NBCC now also offers MFP master’s-level fellowships for those students committed to collaborating with underrepresented and minoritized populations (NBCCF, n.d.). The goal of this article is to review the status of underrepresented racially and ethnically diverse faculty within counselor education, describe the doctoral MFP, and share the grant outcome data from its inception in 2012 through 2019.

Underrepresentation in CES
     Diverse racial and ethnic representation within counselor education impacts recruitment and retention of master’s- and doctoral-level students of color (Henfield et al., 2013), perceived quality and content of course instruction to promote diverse perspectives (Seward, 2014), and preparation for graduates to work with diverse client populations (SAMHSA, 2020). Further, the ACA Code of Ethics (American Counseling Association [ACA], 2014) mandates that “counselor educators are committed to recruiting and retaining a diverse faculty” (F.11.a, p. 15). Similarly, CACREP (2015) requires that counselor education programs seek to recruit and retain both diverse faculty and students. Although representation of faculty of color in counselor education has increased (Baggerly et al., 2017), the majority of counselor educators are White (71.38%), with 14.52% Black, 4.77% Latinx, 4.03% Asian American, and 0.7% Native American (CACREP, 2018).

Gains made in ethnic and racial diversity among counselor education faculty and their subsequent experiences have shed light on oppressive factors that impact minoritized faculty members’ success. Spanierman and Smith (2017) urged ACA and the American Psychological Association to initiate a closer examination of how White hegemonic practices can be dismantled within their profession and training programs. Research has documented the experiences of faculty of color with microaggressions and disappointment in the counselor education profession during the on-campus interview process (Cartwright et al., 2018) and throughout the tenure and promotion academic journey, including experiencing isolation as a faculty member of color (Pérez & Carney, 2018). Other studies of female faculty of color in counselor education have illuminated the professional and personal strain experienced as they navigate a system traditionally built for White male faculty (Haskins et al., 2016; Shillingford et al., 2013).

However, despite the documented challenges for counselor educators of color, research also has highlighted factors that support their success and resilience in the academy. Cartwright et al. (2018) recommended that counselor education programs seek to understand the mentorship experiences of students of color in order to bolster retention. Henfield et al. (2013) and Spanierman and Smith (2017) echoed support for ongoing mentorship for students of color by faculty of color and intentionally recruiting and retaining faculty and students of color. Likewise, Pérez and Carney (2018) supported developing mentorship for new faculty of color as well as concerted preparation tailored for doctoral students of color to enter the academy. Lerma et al. (2015) additionally proposed the promotion of bicultural flexibility for faculty of color, which includes encouraging maintaining family ties as well as creating academic family support systems to include mentors, advisors, and allies. Next, a review of the MFP will be presented with focus on its incorporation into CACREP-accredited CES doctoral programs.

The Minority Fellowship Program (MFP)
     SAMHSA commenced the MFP in 1973 in an effort to increase the number of ethnically and racially diverse, doctoral-level mental health practitioners to serve minoritized communities (SAMHSA, 2020). Currently, the SAMHSA (2020) MFP website notes that although racial and ethnic minority populations account for approximately 28% of the population, only 20% or less of the behavioral health care workforce includes those who identify as ethnically or racially minoritized individuals. Hence, the MFP also aims to reduce mental health disparities with regard to quality of service and access to behavioral health care (SAMHSA, 2020). J. M. Jones and Austin-Daily (2009) described the inception of the MFP as born from the advocacy of a group of Black psychiatrists. They reported that the initial MFP grant funding was distributed to ten doctoral-level minoritized psychology students led by an inaugural MFP Advisory Committee composed of prominent minoritized psychologists. Eventually, SAMHSA awarded MFP grant funding to additional mental health disciplines, including the American Nurses Association, the American Psychiatric Association, the Council on Social Work Education, and the American Association for Marriage and Family Therapy (Shallcross, 2012).

The counseling profession was notably absent from the MFP grant awardee list until 2012, when the U.S. Congress approved the funding to include professional counselors (Shallcross, 2012). At the time, NBCC was awarded a $1.6 million grant to initiate and oversee the MFP for doctoral-level CES students. Then–NBCC President and CEO Thomas Clawson stated:

The NBCC Minority Fellowship Program will strategically promote and provide fellowships to doctoral students in the counseling profession. The fellows will obtain training in mental health and substance abuse, with specialty training in culturally competent service delivery. Fellows will provide leadership to the profession through education, research and practice benefiting vulnerable underserved consumers. The fellowship program will increase system capacity by increasing the number of culturally competent professional counselors available to underserved populations through engaging 24 doctoral fellows per year, by promoting national standards in culturally competent care and by providing online and conference-based training to practicing professional counselors. We like to project this yearly number over a decade to imagine more than 200 doctoral-level counselors and counselor educators being added to our ranks. (as cited in Shallcross, 2012, para. 8)

The inaugural NBCC MFP awarded 24 fellowships to doctoral students enrolled in CACREP-accredited CES programs (NBCCF, 2014). From 2013 to 2018, NBCC MFP doctoral-level fellowships were awarded to 138 students (NBCCF, 2018). Table 1 offers a demographic breakdown of doctoral-level NBCC MFP recipients.

 

Table 1

MFP Demographic Information from 2013–2018

Year Number of Fellowships Awarded Female Male Other Racial Category

 

AA    W       H     AI    A/PI   MR

Doctoral Completion Post-Doctoral Employment

 

CE      Clinical

2013   24  17   7 17   2   5 100%
2014   22  15   7 10   5   4 1   1 1 100%   1                   2
2015   23  20   3 18  –   2 1   1 1 100%   7                   2
2016   23  19   4   9   3   6 1   2 2 IP   6                   2
2017   23  19   4 12   5   1 2   2 1 IP   2                   2
2018   23  19   3    1 15   5   –   3 IP   2                   2
2019   20  13   7 10   4   5   1 IP
Total 158 122 35    1 91 24 23 5 10 5 18                 10

Note. The U.S. Census defines racial categorization based on identifying with “original peoples” of designated racial group (N. A. Jones & Bullock, 2012, p. 2): African American (AA), White (W), Hispanic/Latinx (H), American Indian (AI), Asian/Pacific Islander (A/PI), and Multi-Racial (MR). IP = degree completion in progress; CE = counselor education.

 

NBCC MFP Structure
     Applications for the doctoral MFP are reviewed by NBCCF volunteers, many of whom are NBCC MFP alumni (NBCCF, 2019). Applicants must demonstrate a strong commitment to working with underserved and marginalized populations—including those who identify as racially, ethnically, and culturally diverse as well as members of the LGBTQIA population—after completion of their CES doctoral degree. Final applicant decisions are made by the MFP Advisory Council, composed of six counselors and/or counselor educators who represent diverse ethnic, racial, or linguistic backgrounds and have extensive experience “providing mental health counseling services to underserved racial and ethnic minority communities” (NBCCF, 2019, p. 63). Before MFP awards are conferred, finalists must agree and attest to the terms of the MFP: (a) documentation of enrollment in a CACREP-accredited program, (b) attendance at required MFP orientation and relevant training, and (c) continued and ongoing collaboration with underserved and marginalized clients or students within counselor education (NBCCF, 2019).

Individual Fellowship Plan. NBCC MFP staff work with each individual fellow to craft an Individual Fellowship Plan (IFP) in which educational and impact goals for the fellow’s targeted underserved community are created with the goal of completion during the fellowship year (NBCCF, 2019). Goals must have a stated benefit for or impact on the underserved or marginalized community with whom the MFP fellow is working and must also demonstrate an educational impact for the MFP fellow. Progress toward IFP goals are tracked by MFP staff and in collaboration with assigned mentors throughout the fellowship year in order to provide the necessary resources and support (NBCCF, 2019).

Mentors. MFP fellows are paired with volunteer mentors, many of whom are MFP alumni themselves and/or serve as counselor educators and practicing counselors (NBCCF, 2019). Mentorship occurs throughout the fellowship year in an effort to provide support and guidance for fellows as they navigate completion of their IFP, journey through the CES doctoral program, and consider professional careers (NBCCF, 2019). Mentors and mentees determine mutually agreed-upon goals, meeting times, and frequency, and establish the boundaries of the relationship for the fellowship.

Webinars and Trainings. All MFP fellows attend a minimum of six live or recorded webinars offered by NBCCF in their webinar series Innovations in Counseling: Working with Minority Populations and Building Professional Excellence (NBCCF, 2019). Training opportunities, such as attendance at the ACA or Association for Counselor Education and Supervision national or regional conferences promote fellows’ educational and professional IFP goals. The fellowship year culminates in the annual Bridging the Gap Symposium on Eliminating Mental Health Disparities where “counselors, counselor educators, and counselors-in-training come together from around the country to focus on the provision of mental health care for underserved minority, military, rural, and marginalized groups” (NBCCF, 2019, p. 58).

NBCC has awarded MFP fellowships to seven doctoral cohorts since 2013. Many MFP fellows have graduated from their doctoral programs and entered the counseling profession as advanced practitioners, supervisors, and counselor educators. However, a comprehensive description of outcome information from all the cohorts has not been undertaken. Therefore, we aimed to collate MFP data gleaned from awardee demographic information and annual surveys completed by the fellowship cohort members.

Method

In order to access the NBCC MFP cohort data for our analysis, we sought permission from the NBCC MFP administrators. Because our analysis utilized previously collected data by the NBCC MFP administrators and would not divulge protected health information, the project was deemed to be “not human research” by the first author’s institutional office of the IRB. Therefore, IRB approval was not warranted.

We aimed to collate the descriptive statistics gleaned from demographic data captured from applications of those doctoral students awarded the fellowship. We also culled qualitative responses from surveys distributed to NBCC MFP doctoral fellows during their fellowship year and 1 year after fellowship completion. The survey created by members of the NBCCF staff overseeing the MFP was developed to meet SAMHSA’s reporting criteria for MFP grant recipients. The survey consisted of 39 questions and included nine open-ended questions, allowing for short answers from the survey recipients. We aimed to analyze responses to only one of the survey questions—“In what ways has this scholarship or fellowship been meaningful to you?”—as we believed responses would offer a broad range of fellow experiences. In total, surveys were distributed to 158 active and alumni fellows.

Sample
     Surveys were distributed once per quarter, or four times, throughout the fellowship year to active MFP fellows. Alumni fellows who had completed their fellowship year received the survey in June. All surveys were distributed via electronic correspondence using the email on record for each  fellow. During the MFP orientation, all fellows were instructed to complete the end-of-fellowship survey as a condition to acceptance of the NBCC MFP enrollment. The demographic and doctoral completion rate data was retrieved from the MFP applications and the surveys captured responses from 54 NBCC MFP cohort members from 2013 through 2018 (Table 1).

Procedure
     First, we ensured that all NBCC MFP fellows had previously offered consent for their feedback and participation in the program to be used in a variety of ways including research activities as evidenced in the “Terms and Conditions of Program Participation” (NBCCF, 2019, p. 7). Next, we collated all MFP fellow demographic data using information found in their MFP applications and from the survey responses (Table 1). Surveys were distributed to active fellows four times a year and to alumni fellows once per year in June. In total, the surveys were sent to 158 fellows (both active and alumni).

Authors’ Stance
     The first author is a 2014 NBCC MFP cohort doctoral fellow alumna and identifies as a Latinx cisgender woman. She is a licensed professional counselor and is also a clinical assistant professor in a CACREP-accredited master’s in clinical mental health counseling program. The second author identifies as an African American cisgender woman and is a licensed professional counselor associate. She serves as the Professional Development Coordinator for NBCCF. Both consulted frequently with regard to collating the descriptive and qualitative data for the manuscript.

Data Analysis and Trustworthiness
     We utilized thematic analysis (Nowell et al., 2017) to categorize the qualitative data culled from one survey question: “In what ways has this scholarship or fellowship been meaningful to you?” Braun and Clarke (2012) suggested that thematic analysis specifically allows for exploration and understanding of “meaning across a data set” to allow the researcher to “see and make sense of collective or shared meanings of experiences” (p. 57). Specifically, we adhered to the following steps in the thematic analytic process.

We familiarized ourselves with the data and read through the entirety of the survey questions and responses multiple times and then separated out the short-answer responses to the survey question of focus. We then reviewed each short answer to the survey question in multiple rounds to absorb the content. We initiated the coding process by way of extracting meaning from the survey response phrases, and we utilized qualitative software to aid in the categorization of codes, ultimately developing an initial codebook. Next, we examined the codes to note patterns of connection in order to group data together to generate themes and subthemes. The categorization was added to the revised codebook. We reviewed the themes, then created and compared the codes to the themes to determine coherence and/or if we needed to recategorize. During this quality review phase, as described by Braun and Clark (2012), we asked ourselves critical questions to ensure that themes were not really codes and if there was enough data in the survey responses to support the themes. Then we defined and named our themes to aid in clarity and included relevant participant quotes from the survey responses to illuminate the themes. Finally, we added our findings to our initially written literature review.

We followed Nowell et al.’s (2017) recommendations to increase trustworthiness within thematic analysis to correspond with previously described analytic steps. We reviewed the survey responses at multiple points in the data gathering process prior to initiating analysis. We then utilized peer debriefing to discuss the coding process and developed an audit trail where we stored the coding iterations within qualitative software. In this step, we used the developed codebooks to organize codes into themes where subthemes emerged. We continued the vetting process of the themes to ensure the codes fit coherently within each theme and subtheme and adjusted the codebook accordingly. Eventually we reached consensus on the final theme and subtheme definitions. Then, we utilized an outside auditor, a counselor educator, who confirmed coherence for the themes, with one recommendation to provide justification for one subtheme, which we addressed. Lastly, during the reporting phase we asked a staff member of NBCCF to read through the manuscript to confirm that the themes aligned with the data presented.

Results

In regard to the survey question, “In what ways has this scholarship or fellowship been meaningful to you?”, the overarching theme of access to the profession emerged, as evidenced by the number of responses highlighting the MFP as the “open door that gave me access.” Within this theme, the subthemes of doctoral program completion, networking, supportive cohort, financial support, and mentorship surfaced. The remaining themes included clinical and multicultural competence, with the subtheme of counselor identity, and paying it forward, with the subtheme of leadership.

Access to the Profession
     Survey respondents’ experiences spoke to the overall sentiment of the MFP offering them an opportunity to enter the counseling profession, either as counselor educators or as clinical supervisors. The subthemes in this category described those aspects of the MFP that respondents utilized to gain access to the profession. Many of the responses reflected more than one subtheme.

The first subtheme, doctoral program completion, captures those respondents who indicated the MFP aided in their overall success to complete their studies. Examples included:

  • “I achieved my dream of a PhD.”
    • “I would not have been able to complete my degree without it. I have made some
    lasting relationships.”
    •  “Helped me graduate.”
    •  “I was able to finish my doctoral program.”

The following responses demonstrate how several factors supported a successful completion of the CES doctoral program:

  • “The fellowship allowed me to complete my PhD and receive extra training to
    prepare for my career.”
  • “The fellowship helped me complete my program and support my family.”
    •  “It allowed me to finish my PhD, strengthen my private practice, and get a job as
    an assistant professor. This fellowship has been the most meaningful and
    beneficial award I’ve ever received.”

The networking subtheme describes how access to other CES doctoral students, professional counselors, and counselor educators benefited fellows’ entrance into the profession. Responses underscored how networking aided the fellows both during and after the fellowship year:

  • “I was able to connect with other scholars of color and the resources provided by
    the Foundation.”
    •  “Through the fellowship, I have developed professional and personal
    relationships that have resulted in jobs, consultation opportunities, and peer
    networks.”
    •  “Networking has been the key element of the fellowship.”
    •  “It has provided invaluable contacts and collegial relationships that are
    invaluable.”
  • “The fellowship was instrumental in making connections with other counselor
    educators. We have done presentations at conferences together as well as sharing
    our experiences in counselor education. Also, we have shared resources.”

The following responses also merge into the next subtheme related to the benefit of supportive cohort members:

  • “I continue to benefit from the fellowship experience through connections with
    other fellows and by continuing to plow the ground cleared during the fellowship
    experience.”
  • “This fellowship has connected me with many leaders in the profession that I
    would not have been able to connect with. It has also provided another cohort of
    peers to receive support and encouragement from when career challenges become
    overwhelming and discouraging.”

The next subtheme, supportive cohort, reflects how the camaraderie, encouragement, and relationships developed with cohort members acted as positive reinforcement throughout the doctoral CES experience. Statements emphasized the respondents’ healthy dependence on the MFP cohort model, in which members may provide motivation and guidance even beyond the fellowship year:

  • “My NBCC MFP cohort is my family. I have continued the relationships with
    other cohort members, and we share resources with one another as well as
    support one another in the work we are doing.”
  • “The network of fellows has been my peer group and support system since 2013.”
  • “The group has guided me through my dissertation and job search.”
  • “The relationships built from the fellowship provided a long-lasting impact in my
    professional development.”

The penultimate subtheme, financial support, described how the $20,000 financial grant offered to doctoral-level fellows aided in their ability to successfully complete their CES doctoral education:

  • “The fellowship provided a financial opportunity that allowed me to graduate
    with less debt. Even more so, it has provided an invaluable professional network.”
  • “It has changed my life and my career. Being part of the NBCC family is amazing!
    Taking leaps of faith with the money was the best thing I could have ever done.”
  • “The NBCC fellowship has meant the world to me because otherwise I would
    have been in a significant amount of debt in completing my doctoral studies. In
    the last year of the doctoral program, our school did not provide any funding, so
    the fellowship brought me to the finish line so that I could initiate my career as a
    counselor educator.”

All exemplify MFP fellow statements regarding the benefit of funding toward their doctoral degree. Similar to other subthemes, some respondents identified many areas that crossed subthemes and contributed to their success: “This fellowship has been instrumental in my successful completion of the doctoral program through resources, mentorship, financial support, and a network of professionals.”

Mentorship, the final subtheme in this category, reflects the impact of the mentors supporting fellows through their doctoral journey. Respondents indicated, “It allowed me to get the funding and mentorship needed to successfully graduate and transition into the mental health counseling field,” and “The scholarship was meaningful in providing collegial relationships with others pursuing their PhD, connected me with mentors and provided useful resources.” Mentorship, among other resources, is a core component of the MFP.

Clinical and Multicultural Competence
     Survey respondents spoke to the NBCC MFP’s structured training in clinical and multicultural competencies woven within the fellowship year. Some responses included the following:

  • “It helped me become more confident about my counseling skills, especially when
    working with minority populations.”
  • “Assisted me in completing my dissertation and getting the cultural training I
    needed.”
  • “The fellowship allowed me to intern at the U.S. Department of Education, which
    enriched my understanding of services to people with disabilities.”

The annual Bridging the Gap Symposium and its emphasis on mental health inequalities was      mentioned in one response: “The [Symposium] networking with other fellows has been valuable. I’ve been able to build upon my education in regard to health care disparities for people of color.”

The subtheme of counselor identity describes survey respondents’ development as counselors within the profession. Examples included, “This fellowship validated my counselor identity because my interest is with minority populations,” and “Expanding my professional development and further defined my counselor identity.”

Paying It Forward
     The final theme highlights how NBCC MFP fellow respondents desired to give back to the MFP community via mentorship, application reviews, and/or serving on the MFP Advisory Council. Some statements included:

  • “I’ve also been able to give back and mentor others as well as review scholarship/
    fellowship proposals. Having those opportunities allowed me to have an
    influence on the counseling field.”
  • “Further, I have been able to share my experiences as a fellow with my master’s
    students and encourage them to apply.”
  • “The most meaningful elements of the fellowship have been the increased
    professional network and the opportunity to give back to the MFP by working
    with NBCCF and new fellows.”

The subtheme of leadership spotlights how the fellowship experience strengthened fellows’ leadership capacities and skills. One example included, “The fellowship has afforded me the opportunity to increase my leadership skills within the counseling profession, as well as provided me with resources and tools to enhance professional networking.” Another respondent encapsulated leadership within their fellowship experience:

I was able to complete my PhD with less financial burden than I had expected. I have made fabulous professional connections with other giants in the field of counseling and cohorts in the fellowship program, which has encouraged my ongoing research and presentation schedule. I have been motivated to give back to my physical community and my academic community because of a newfound sense of responsibility to utilize my degree and skills to their fullest advantage. The fellowship made me realize that my education was much more than a personal and professional milestone, but an opportunity to become a leader and an advocate in the counseling field. I take that very seriously.

Discussion 

     Since its inception within doctoral counselor education, the NBCC MFP has awarded fellowships to 158 CES doctoral students all committed to continued work with marginalized and underrepresented students and/or clients within the profession. The SAMHSA-funded MFP aimed to increase diversity among doctoral-level clinical providers and educators. The findings suggest the MFP within counselor education is successfully meeting this goal as evidenced by the theme of access to the profession, in which survey respondents described how the support system offered by the MFP, including networking, the cohort model, the $20,000 financial award, and mentorship, aided in their completion of their doctoral studies and, in many cases, supported their transition to the profession, either as clinical practitioners or counselor educators. According to the survey results, 18 MFP fellows have entered the counselor education profession.

Additionally, the NBCC MFP is meeting its intended goal to promote multicultural competence by training doctoral-level counselors who then may appropriately serve diverse communities and students. The theme of clinical and multicultural competence reflected the advantages of ongoing clinical and multiculturally competent training offered throughout the MFP fellowship year. Former NBCC President and CEO Thomas Clawson also reported that another goal for the NBCC MFP was to train and prepare doctoral-level leaders within the counseling profession (as cited in Shallcross, 2012). This goal is also being met as evidenced by the subtheme of leadership within the paying it forward theme. The survey respondents described their commitment to give back to their communities as a result of their participation in the NBCC MFP and indicated that acting as leaders within the profession is one relevant way in which to do so. The survey results report 10 participants are serving as clinical supervisors and/or practitioners in their target communities.

In addition, the survey responses also offer glimpses into the NBCC MFP’s potential buffers to known challenges faced by counselor educators of color. These include lack of mentorship by other faculty of color (Henfield et al., 2013), isolation (Seward, 2014), and overall lack of preparedness to adjust to the demand of a system created for White males (Spanierman & Smith, 2017). Participants’ responses suggest that MFP resources, including mentorship, networking, and the cohort model, offered ongoing opportunities for fellows to engage in communities of support, encouragement, and motivation to complete their doctoral degrees and, in many instances, enter the academy. In some cases, responses indicated that fellows experienced a heightened level of support well beyond their fellowship year and into their new roles as early professionals. These reported factors might prevent and or buffer challenges experienced by counselor educators of color.

Implications
     Several recommendations for counselor educators, supervisors, and doctoral students of diverse backgrounds can be ascertained from what we know about the NBCC MFP since its inception in CES in 2012. First, counselor educators can become knowledgeable about the NBCC MFP and its application deadlines to encourage CES doctoral students committed to working with diverse communities to apply. In so doing, counselor educators can also mentor CES students as they gather application materials.

Secondly, counselor educators and clinical supervisors may increase their multicultural competency knowledge by accessing the clinical trainings offered by NBCCF and may likewise encourage all doctoral- and master’s-level counseling graduate program students to access those resources. Such training aligns with Seward’s (2014) call to systemically infuse training to address the needs of students and faculty of color. In addition, more direct and open communication about such training needs may also promote an improved classroom and program racial climate (Seward, 2014).

According to survey respondents, many aspects of the NBCC MFP bolstered and supported their efforts to complete their doctoral programs and transition to the profession. Counselor educators, supervisors, and CES doctoral students may capitalize on the access and relationships that are made available through the MFP, thereby creating inclusion and support in academic spaces where faculty of color might otherwise be overlooked or misunderstood. Counselor educators and supervisors may consider how the structural elements of the MFP could be replicated within their programs in addition to the focus on clinical and multicultural training, mentorships, networking, and a collaborative student experience, with emphasis placed on addressing cultural factors to create a supportive environment for students and faculty of color (Shillingford et al., 2013). Such an endeavor requires intentionality through an honest evaluation of CES program recruitment and retention practices of faculty of color (Baggerly et al., 2017), an examination of how multiculturalism and social justice are infused throughout the program (Spanierman & Smith, 2017), and ongoing program assessment.

Limitations and Recommendations for Future Research

One significant limitation is the low number of survey responses. Although we had access to survey responses from cohort members between 2013 through 2018, approximately one third of the 158 fellows across the six cohorts responded to the surveys. Therefore, the findings cannot be generalized to all MFP fellows’ experiences. Given this limitation, future reviews should include larger numbers of cohort data. To address this limitation, in 2020, MFP administrators initiated a fellow engagement committee to encourage ongoing fellow participation after fellowship completion as well as enforce stricter regulations surrounding survey completion (M. Davis, personal communication, June 29, 2020).

In addition, only one out of the nine short-answer survey questions was selected for data analysis. The remaining survey data could be further analyzed for a more in-depth examination of respondent experiences. Future research should include qualitative studies to gain greater clarity on fellow experiences in order to better understand what aspects of the MFP structure were perceived as most beneficial as well as MFP fellow recommendations for improvements to the program. Additional quantitative research focusing on fellow self-efficacy within counselor education could be conducted utilizing pre- and post-fellowship year assessments. Another area deserving attention is how the NBCC MFP might recruit and maintain more male-identifying applicants of color given the lower number of males awarded MFP fellowships. Finally, exploration examining counselor education faculty awareness of the MFP would be helpful to learn how to reach a broader audience of potential doctoral applicants.

Conclusion

Since 2012, the SAMHSA-grant funded MFP in collaboration with NBCC has awarded 158 fellowships to CES doctoral students throughout the country. This article reviewed the most recent demographics reflecting diverse representation within counselor education and included challenges encountered by counselor education faculty of color. Next, descriptive outcome data and qualitative themes culled from MFP fellow survey responses were presented. The findings demonstrate evidence that the goals of the NBCC MFP to promote diverse representation within counselor education are being met.

 

Conflict of Interest and Funding Disclosure
The authors reported no conflict of interest
or funding contributions for the development
of this manuscript.

 

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Susan F. Branco, PhD, NCC, ACS, BC-TMH, LPC, LCPC, is a clinical assistant professor at The Family Institute at Northwestern University. Melonie Davis, MA, NCC, LCMHC-A, is Professional Development Coordinator for the National Board for Certified Counselors Foundation. Correspondence may be addressed to Susan Branco, 618 Library Place, Evanston, IL 60201, susan.branco@northwestern.edu.

Faculty Perspectives on Strategies for Successful Navigation of the Dissertation Process in Counselor Education

Michelle Ghoston, Tameka Grimes, Jasmine Graham, Justin Grimes, Thomas A. Field

This research was conducted as part of a larger qualitative study that involved the collection and analysis of in-depth interviews with 15 counselor educators at counselor education and supervision doctoral programs accredited by the Council for Accreditation of Counseling and Related Educational Programs (CACREP). The participants were asked to identify strategies used to help students navigate the dissertation process and if the strategies were successful. Structural and relational strategies were identified as significant to the successful completion of the dissertation process. Although additional research is necessary to determine if the strategies are successful for faculty and students in other counselor education and supervision doctoral programs, we identified five themes that support the completion of the dissertation process: (a) mechanics of the program, (b) supportive environment, (c) selecting and working with committee members, (d) intentionality in developing a scholar identity, and (e) accountability.   

Keywords: dissertation process, counselor education and supervision, CACREP, strategies, doctoral

 

Nearly 100,000 people pursue a doctoral degree in the United States every year (Jairam & Kahl, 2012). The pursuit of a doctoral degree in one’s identified field of study is considered an extraordinary feat. Earning a doctoral degree is an indication that one has achieved the apex in their identified area of expertise. Nevertheless, across all disciplines, the doctoral completion rate lags at 57% (Neale-McFall & Ward, 2015). There is a paucity of literature regarding how individuals navigate the process necessary to obtain a doctoral degree, including completing a dissertation. As with other fields, counselor education has a dearth of research into factors associated with doctoral completion and graduation (Golde, 2005; Hill et al., 2005; Protivnak & Foss, 2009).

The dissertation process can be confusing and arduous despite completing the journey with the support and guidance of a faculty member chairperson (Mauch & Park, 2003). The chairperson holds a senior position in terms of knowledge in the field and understanding of the process needed to ensure a successful dissertation. Although this process can take differing paths depending on the field, completing the dissertation is the ultimate goal in order to cross the threshold of earning a Doctor of Philosophy (PhD) or Doctor of Education (EdD) degree. For doctoral candidates who desire to progress through the dissertation process, a successful dissertation is the difference between achieving the pinnacle of one’s educational and professional goals versus remaining at the “all but dissertation” (ABD) phase.

Two major themes exist in the research literature relevant to successful dissertation experiences: the development of research identity and the importance of the advising relationship (Limberg et al., 2013; Neale-McFall & Ward, 2015). Further, Flynn et al. (2012) developed a theory that explains the experiences of counseling professionals during the dissertation phase. Their specific theory of initiation, management, and completion of the dissertation includes three elements: relational factors (i.e., personal relationships and friends), professional factors (i.e., career and professional identity), and internal factors (i.e., within the person). These themes are explored to position this study in the context of what is currently known about high-quality doctoral dissertation advising from the perspective of the chairperson, which further supports the theory of initiation, management, and completion of the dissertation process.

Research Identity Development
     The experiences and challenges associated with the pursuit of a doctoral degree in counselor education and supervision (CES) have received increased focus within scholarly literature (Hinkle et al., 2014; Hoskins & Goldberg, 2005; Lamar & Helm, 2017; Neale-McFall & Ward, 2015). Critical to the pursuit of a doctoral degree is the scholarly identity forged among students during the dissertation process (Dollarhide et al., 2013; Limberg et al., 2013). For some doctoral students, the pursuit of a doctoral degree in CES is connected to research interests and goals developed during post–master’s degree experiences (Farmer et al., 2017; Hinkle et al., 2014). Upon entering a doctoral program, students often maintain those initial interests and goals or adopt new interests that align with expanded goals and/or faculty and program expectations (Lei, 2009). According to Hoskins and Goldberg (2005), congruence between students’ goals, faculty expectations, and doctoral program goals is a key determinant of student attrition and persistence in CES doctoral programs.

Faculty have an important role in the development of a scholar and research identity among CES doctoral students (Dollarhide et al., 2013; Limberg et al., 2013). Relationships with mentors and faculty contribute to doctoral students’ professional identity development as counselor educators (Limberg et al., 2013). To that end, faculty support is important in doctoral students’ research identity development (Dollarhide et al., 2013; Lamar and Helm, 2017). Nevertheless, gaps persist within the study of research identity development in CES. Although there has been examination into students’ rationales for the pursuit of graduate education in professional counseling and how this pursuit informs the development of one’s professional identity (Limberg et al., 2013), less is known about the experiences of doctoral students in CES (Dollarhide et al., 2013). As a result, little is known about the professional, research, and scholar identity development of doctoral students in CES and how doctoral study impacts the aforementioned areas of identity development (Dollarhide et al., 2013).

Chairpersons provide research-related ideas, strategies, and requirements useful to the development of students’ research identity. Examples of ideas and strategies include students seeing themselves as knowledge creators, the ability to identify gaps in literature, and a focus on completing a study that can be done in a reasonable time (Dollarhide et al., 2013). The dissertation stage is a place where students understand and accept their responsibility for creating new knowledge in the field. Yet, as faculty postulate these ideas and disseminate their recommendations to doctoral candidates, there may be a disconnect between seeing one’s role as a knowledge creator (student) and gatekeeper (faculty).

As gatekeepers for their doctoral candidates, faculty create barriers and maintain rules around what they deem is research, a structure for how to conduct research, and how the research will impact the field of counselor education. Researchers have yet to explore how students receive this feedback. Having their needs considered and receiving consistent feedback have been outlined as helpful with doctoral students understanding how gatekeeping supports them throughout the dissertation process (Dollarhide et al., 2013; Hilliard, 2013).

Approaches to Advising
     The dissertation chairperson has a number of roles to help a doctoral candidate be successful. According to Garcia et al., (1988), a lack of chairperson supervision or mentorship contributes to delayed completion or non-completion of the dissertation process. Given the importance of the dissertation chairperson, understanding chairpersons’ approaches to advising and feedback is critical. Previous literature indicates three important elements of chairperson–student interactions in the dissertation process: (a) transparent and supportive feedback, (b) collaborative interactions, and (c) established communication expectations. These will be discussed below.

Transparent and Supportive Feedback
     Hilliard (2013) provided a number of recommendations regarding transparent and supportive feedback to doctoral students. First, according to Hilliard, because chairpersons hold a major responsibility to ensure the student receives specific feedback for accepting improvements from other committee members, it is incumbent upon chairpersons to maintain positivity and professionalism when working with students. Second, chairpersons should demonstrate an ability to understand students’ needs in the context of their current dissertation stage. Lastly, Hilliard advises chairpersons to make consistent efforts to provide appropriate and useful feedback to students that informs them of their progress toward dissertation completion.

Nevertheless, there are a number of additional challenges in addressing feedback, including the strategies and ideas provided through feedback. Giving and receiving feedback can be challenging. Questions regarding when, where, and how feedback should be given further complicates the feedback process (Purgason et al., 2016). The complication in the feedback process occurs largely because both parties, chairperson and doctoral candidate, have a responsibility to provide and share feedback and oftentimes expectations are not established. However, in general, the chairperson has the added responsibility of initially broaching feedback, as well as establishing norms and expectations around how and when feedback can occur (Purgason et al, 2016).

Finally, faculty provide critical feedback in a supportive manner. Learning is most likely to occur when feedback is critical yet supportive, provided in a timely manner, and given with time for the advisee to receive and respond (Dollarhide et al., 2013; Idrus et al., 2018). The challenge faculty members face in following this structure of providing and receiving feedback is that it can create growth but may lead to feelings of frustration experienced by both individuals (Idrus et al., 2018; Waring, 2017). A response to address this challenge is to consider the whole person (i.e., professional identity and social and emotional wellness beyond academics) and educate students on the usefulness of giving and receiving feedback (Idrus et al., 2018).

Collaborative Interactions
     Neale-McFall and Ward (2015) found that CES doctoral students were most satisfied when working with chairpersons who they perceived to be collaborative. This was a significant contributor to doctoral student satisfaction with the dissertation process. Additionally, Hilliard (2013) recommended that chairpersons work collaboratively by utilizing dissertation committee members’ expertise.

Established Communication Expectations
     Hilliard (2013) noted that students are more likely to move successfully through the dissertation process if there are clear expectations communicated, written, and agreed upon with the faculty. Expectations that include each of these elements provide a foundation for the way feedback will be given and received. Moreover, clear communication expectations can help the doctoral candidate with productivity and keep both parties accountable throughout the dissertation process (Hilliard, 2013). Clear expectations provide a structure for the dissertation process and help candidates efficiently move through this phase of their doctoral journey (Flynn et al., 2012; Hilliard, 2013). In establishing these expectations, department and program faculty share the roles of the dissertation chairperson as coach and supporter of the doctoral student. Faculty and students have named other essential parts of successfully advancing through the process, including the degree of involvement, having systems of support, mentoring, and fitting within the departmental culture (Dollarhide et al., 2013). Despite naming these essential parts for success, little is known about how these factors impact successful navigation of the dissertation process.

Purpose of the Study
     Previous research with current and former doctoral students has found that students see a number of criteria as vital to their success in the doctoral process. These criteria include professionalism, clear expectations, and consistent feedback from their advisor, as well as a collaborative approach to the dissertation and mentoring processes (Neale-McFall & Ward, 2015; Purgason et al., 2016; Sinady et al., 2009). Although these studies provide a detailed picture from the students’ perspective, limited research exists regarding the topic of successful dissertation advising from the perspective of faculty advisors. Faculty advisors play an integral role in the success of doctoral students as they progress through the dissertation process (Dollarhide et al., 2013; Limberg et al., 2013). To address this gap in knowledge, this research explored the following question: From a faculty member’s perspective, what strategies help students navigate the dissertation process, and how successful are those strategies? A qualitative design was selected to elicit an in-depth analysis of the experiences of faculty members supporting students in the dissertation process, affording the research team the opportunity to value all responses regardless of the frequency or number of responses (Lincoln & Guba, 2013).

Methods

This study was a part of a larger qualitative research study that was led by the fifth author. That larger study utilized a basic qualitative research design, with the primary goal of collecting and analyzing qualitative data, and employed the constant comparative method to collect, code, and categorize the data (Corbin & Strauss, 2015; Merriam & Tisdell, 2016). The data was collected using in-depth qualitative semi-structured interviews (see Appendix) with 15 faculty members in CES doctoral programs. Data collection continued until saturation was achieved and no new ideas were presented. Saturation was determined when the same themes were repeated by multiple participants. Participants responded to interview questions regarding issues pertinent to doctoral CES programs, specifically the components of high-quality programs, strategies to recruit and retain underrepresented students, strategies for working with administrators, and strategies for successful dissertation advising. In this study, a research team comprised of the first four authors analyzed and coded interview data pertinent to the research question: From a faculty member’s perspective, what strategies help students navigate the dissertation process, and how successful are those strategies? The goal of employing this research question was to identify successful strategies utilized by faculty to support doctoral students in completing the dissertation process and to understand the effectiveness of these strategies.

Participants
     Participants in this study were full-time core faculty members in CES doctoral programs accredited by the Council for the Accreditation of Counseling and Related Educational Programs (CACREP). The participants worked in CACREP-accredited CES programs that had doctoral-level students. All participants had experience serving as a dissertation chairperson. Maximum variation sampling—that is, deliberately selecting a wide range of extremes from the population—was used to select participants to increase the likelihood of a diverse and representative sample (Merriam & Tisdell, 2016). Participants were selected one at a time to ensure adequate variation of the selection criteria. The selection criteria included: a) gender self-identification, b) racial and ethnic self-identification, c) Carnegie classification of the university where the participant was currently employed (The Carnegie Classification of Institutions of Higher Education, 2019), d) length of time working in doctoral-level counselor education programs, e) the method used to deliver the counselor education program where the participant was currently working (e.g., in person, online), and f) the region of the counselor education program where the participant was currently working. Based on previous research (Cartwright et al., 2018; Hill et al., 2005; Lambie et al., 2014; Smith et al., 2015), each of the noted criterion were believed to have some impact on the participants’ perspectives and, ultimately, their responses. Data saturation occurred after 15 interviews. A constant comparative method was utilized to assure saturation.

All 15 participants interviewed for this study taught in separate and unique CES programs. No program was represented by more than one participant. The demographics of the participants included eight self-identified males (53.3%) and seven self-identified females (46.7%). No participants identified as non-binary or transgender. All but one of the participants identified as heterosexual (n = 14, 93.3%); the one remaining participant identified as bisexual (6.7%). Racial and ethnic representation, also self-reported, was largely White (n = 11, 73.3%). Other racial groups represented included African American (n = 1, 6.7%), Asian (n = 1, 6.7%), Latinx (n = 1, 6.7%), and multiracial/multiethnic (n = 1, 6.7%). According to the 2017 CACREP Vital Statistics report, 71.38% of counselor education faculty in CACREP-accredited programs are White (CACREP, 2018). Thus, our sample was representative of the CES profession as it relates to the cultural identification of being White.

The participants averaged 19.7 years (SD = 9.0 years) of experience as full-time faculty members. Most of the participants’ years as faculty members were spent at the doctoral level in CES programs (M = 17.3 years, SD = 9.2 years, Mdn = 16 years). The number of years as a faculty member ranged from 3 to 33 years.

Procedure
     After receiving approval from the last author’s IRB, a database of doctoral-level counselor educator contacts who worked at the then 85 programs accredited by CACREP was created (CACREP, n.d.). Thirty-four faculty responded to the request to participate. Of the 34 respondents, 15 respondents (41% response rate) were selected to participate in the study. The process of selecting and interviewing the 15 participants was scheduled and conducted by the fifth author. The selection of the 15 participants was done using maximum variation sampling (Merriam & Tisdell, 2016). The interviews lasted for approximately 60 minutes and were recorded with the consent of each participant via the Zoom online format. One interview was completed during a professional conference and was recorded with a Sony digital audio recorder. Participants were assigned an alphabetical identifier to protect individual identities during the data analysis process. This step allowed all researchers to be blinded to the participants’ identities except for the fifth author. The fifth author did not participate in the coding and analysis process in order to enhance participant anonymity and reduce the potential for bias during the data analysis process.

Interview Protocol
     The interview question analyzed for this study was “How have you helped students to successfully navigate the dissertation process?” To start each interview, participants were asked the demographic questions mentioned above. Following the demographic information, eight in-depth questions were asked that addressed the research questions of the larger qualitative study (see Appendix). Per Patton’s (2015) recommendations, interview questions were open-ended, “why” questions were avoided, questions were as neutral as possible, and questions were asked one at a time. The interview protocol was piloted prior to the study commencing. Several questions were divided into two questions to ensure that only one question was asked at a time. A conventional semi-structured interview was used with follow-up questions allowed to ensure understanding of the participant responses. Each participant reviewed and signed the informed consent agreement approved by the last author’s IRB prior to the interviews.

Data Analysis
     The team coded, categorized, and analyzed data from the 15 interview transcripts. Transcripts were coded using an open verbatim coding process, followed by the development of axial codes using the constant comparative method to create themes that emerged from the data (Corbin & Strauss, 2015). The research team used a shared Google Sheet to document codes, descriptions for the codes, and, later in the coding process, broader categories. All members of the research team had access to each transcript in a Microsoft Word document through Dropbox. Each line of the transcript was read and discussed by team members, and then a verbatim portion(s) of the line that answered the research question was copied to the shared Google Sheet. Once the code was selected, the group determined a description for the code, using the context in the transcript as a guide. The first three of the 15 transcripts were coded collaboratively as a team during online coding sessions. This was necessary to establish consistency among the researchers and to increase trustworthiness in the data (Corbin & Strauss, 2015; Merriam & Tisdell, 2016). Transcripts 4 through 11 were coded in pairs and the final four were coded individually with a second researcher available if there were questions. The first and second authors established a code key upon the completion of the first four transcripts.

Following initial coding, the first two authors met three additional times to come to a consensus regarding the collapsing of codes. For example, the code “playing politics” was initially identified. After all transcripts were coded, this code only had two direct quotes for support. Therefore, during a subsequent coding team meeting, the first two authors determined that this code had limited evidence from the data and it was collapsed into the code “selecting and working with committee members.” Creating a code book made it possible for the team to track categories and to ultimately identify the themes that emerged from the data. Verbatim quotes of participants were noted and organized into themes. Themes were agreed upon by the first two authors and reviewed and supported by the third and fourth authors.

The research team continued coding until completion, maintaining agreement on new categories and descriptions added to the code key. Any discrepancies were resolved by all team members, reaching consensus on the final coding. The following steps were adhered to by the team: 1) asking clarifying questions of each other to be sure every perspective was considered; 2) rereading previous lines of the transcript and reading ahead a few lines to better understand context; 3) allowing space to reflect on what each person was thinking and feeling about a code; 4) considering new codes when participant statements seemed to indicate different data points within the same line of the transcript; and 5) referring back to the research question when considering if a statement fit the purpose of the study.

Trustworthiness
     To ensure a reliable process, the researchers adhered to a 4-step process proposed by Moustakas (1994). First, the researchers bracketed personal experiences and assumptions regarding what was instrumental in completing the dissertation process. For example, the research team discussed the nature of their own dissertation experiences as people of color at predominantly White universities; their beliefs that advising has a critical impact on student success, particularly for students of color; and their awareness that the faculty members’ perspectives may not speak to what is actually experienced by doctoral candidates. There also was a need to discuss what is actually meant by a successful dissertation. For the purpose of this research, the team determined successful as completing the dissertation process and having a degree conferred. Additionally, the first author participated in another project from the larger qualitative study that allowed access to participant responses regarding other topics that were not analyzed as part of this study. The information obtained from the other project was not shared during meetings for coding nor data analysis. Further bracketing was achieved by fleshing out any potential areas of overlap with the fifth author, who had knowledge of all transcripts but did not participate in coding. Memos were kept regarding each team member’s process.

Second, the researchers completed line-by-line, verbatim coding to identify repeated concepts and words within the transcripts. Third, the research team met on a regular basis to ensure consistency in coding and to resolve any discrepancies in the analysis process. During each of these meetings, memos were maintained to track methodological decisions and reactions to the data. Memos were kept by each coder to note thoughts, reactions, and methodological decisions during paired and individual coding. These memos were reviewed periodically by the fifth author, who was not actively participating in the coding process. Finally, the researchers questioned and investigated the constructs for themes to be sure to indicate the depth and breadth of the participants’ perspectives.

Positioning
     The coding team was comprised of the first four authors. The coding team consisted of three counselor educators and one graduate school assistant director. Coding team members were from three institutions, with two team members working at the same institution (one counselor educator and one graduate school assistant director). Three of the coding team members identified as Black women, and one member identified as a Black man. All four coding team members held Doctor of Philosophy (PhD) degrees earned within the last 7 years. Two of the four coding team members completed their dissertation process within the last 18 months. All four of the coding team members worked at institutions conferring doctoral-level degrees. All but one coding team member had etic (outsider) status, as they had not yet served on doctoral dissertation committees. One coding team member had emic (insider) status, having served on two dissertation committees and participated in three dissertation defense presentations and discussions. This coding team member had not yet served as a chairperson of a dissertation.

Coding team members with etic positioning knew that their own experiences as doctoral students would be the most present in their minds when coding data. This required a significant amount of bracketing and identification of a priori codes. The first four authors’ initial meeting was dedicated to discussing these factors to ensure internal researcher accountability.

Potential biases of the research team included: (a) over-identifying with the data; (b) bracketing own negative experiences; (c) race and gender considerations (how our race and gender impacts how we see the recommendation); (d) having a higher education perspective and not a counselor education perspective; (e) role of privilege and how it plays out in the dissertation process and the lasting impact on early career progress; (f) awareness of differing program structures (some doctoral students mentored master’s-level students and developed writing teams, setting them up to be more successful once they had graduated); (g) having participated in faculty searches and seen successful dissertation advising (turning dissertations into manuscripts) be a key component in who is hired; and (h) having projects prioritized over opportunities that helped the doctoral candidate be more successful (e.g., publications, grants). These were all areas that required the coding team to discuss and process prior to delving into the transcripts. The coding team regularly challenged each other (i.e., suggested that a team member stop and reevaluate their position as it seemed more personal than based on the data) regarding these potential biases throughout the process.

The researchers identified a priori codes that included: (a) participants will be of the dominant culture; (b) how voices are centered would impact the data and results (hearing from the faculty member versus hearing from the student); (c) communication between student and chair, as well as student and committee, being important; (d) lack of awareness of race and gender influences on the dissertation advising process; (e) belief that the influence of the full identities of the doctoral candidate on their dissertation experience would not be captured in the data; (f) type of university (i.e., traditional, hybrid, online) impacts advising process; and (g) the doctoral student’s timeline does not align with the chairperson’s expectations of what the student needs (can impede the student getting to the end of the process successfully). Reconciling the a priori codes required coding team members to be open and honest regarding how their own experiences and perceptions have impacted their lens as educators and researchers. All researchers agreed to engage in these discussions during each meeting to ensure proper bracketing and to reduce the potential for bias negatively impacting the coding and analysis process.

Results

Five themes were identified based on the analysis of interviews with the 15 counselor educators who have served as dissertation chairpersons. The first and second authors collapsed 11 broader categories into the five emerging themes. The themes identified demonstrated some impact on a successful dissertation process: (a) mechanics of the program, (b) selecting and working with committee members, (c) intentionality in developing a scholar identity, (d) supportive environment, and (e) accountability. Each of these themes will be expounded upon below.

Mechanics of the Program
     The mechanics of the program theme referred to program structures put in place that allowed students to move through the dissertation process. These program structures addressed the curriculum sequence and timelines. Faculty acknowledged that successfully navigating the dissertation process required a structured process on the program’s part. A participant commented that, in their experience, having an unstructured program usually led to “more ABDs than if it is structured.” Such a structured process started with “getting to know faculty members in terms of their research interests and identities and processes.” As students developed this knowledge, they were able to see examples of different faculty research identities within counselor education, while also learning which professor might be a good fit as the chairperson for their dissertation committee.

From there, programs put curriculum sequences in place that allow students to begin thinking about the dissertation process from the start of their doctoral journey. According to multiple chairpersons, doctoral students in their programs had at least one class in which they wrote research papers or miniature dissertation proposals that could be a starting point for their actual dissertation proposal. Creating this structure in the program, they believed, also supported students in developing a scholar identity, a theme that will be addressed in more detail later in this article. As one participant shared, “Students would essentially write a mini version of their dissertation proposal with lots of feedback and guidance from the course instructor and lots of check-ins with their major professor.” The class and check-ins became accountability measurements for the students, and these were established by the program as formalities rather than steps the students had to implement on their own.

Finally, chairpersons highlighted the importance of timelines as a necessary program structure to ensure student success in the dissertation process. These timelines are often externally imposed by larger entities, such as the graduate school and the university. In some circumstances, external deadlines created additional chaos for students. As a participant noted, sometimes an email was sent to the chairperson by administrators saying, “Grad College has changed their timeline for drops and deposits of thesis.” In response, all the faculty member can do is “forewarn [the students].” Instances such as these were out of the control of the chairperson. On the other hand, internal deadlines created by the program and agreed upon between the student and dissertation chairperson were beneficial. Overall, chairpersons who highlighted timelines in discussions with students noted a higher level of success in completing the dissertation process.

Selecting and Working With Committee Members
     Selecting and working with committee members specifically applied to which faculty members were invited to serve on the dissertation committee. The dissertation committee tends to include three, and in some cases four, faculty members. These members often include the chairperson, a co-chairperson, a methodologist and, in some cases, a specialty person (someone who has expertise with the identified topic). Participants indicated that the selection of these members could have a strong impact on the likelihood of successfully completing a dissertation rather than the student remaining ABD. Although there was some variability in whether the doctoral candidate selected the committee members or if this was done by the chairperson, all participants were consistent in disclosing the importance of selecting the “right” committee members.

Several participants reported that faculty and students should give careful thought to committee composition before inviting faculty to serve on a student’s dissertation committee. Some faculty members can cause problems, such as being unresponsive and unsupportive. As one participant noted, “I don’t let [doctoral candidates] select [faculty members] who have a history of causing problems on committees.” Participants further noted that some students can get caught in political power dynamics between faculty. When this happens, the doctoral student has little to no power and has to rely on the chairperson to intervene.

Another participant noted that some faculty members are simply not able to be a part of a dissertation committee, stating, “Some faculty members are horrible. And some faculty members are not capable of being helpful to students. They have agendas of their own and they obstruct the progress.” When faculty obstruct progress, it can have significant impacts on the student’s likelihood of defending a dissertation successfully. When advising students, giving careful consideration to the composition of the dissertation committee seemed to be an important strategy to increase student likelihood of completing their dissertation.

Intentionality in Developing a Scholar Identity
     Intentionality in developing a scholar identity was an important element of a successful dissertation strategy. Participants indicated that doctoral candidates should begin considering their dissertation topic and also identifying research methods of interest to them. As one participant shared, “When [doctoral candidates] are taking research methods . . . we encourage our students from day one to identify the general area of research that they’re interested in and then apply that in research methods and stats and qualitative.” Two participants both noted that students are more likely to go through the motions of completing a dissertation when they have not been thoughtful about their dissertation topic and have not been identifying a preferred methodology to address research questions pertinent to their topic.

In addition to helping students develop a research identity, participants identified the need for a balanced advising approach that helped students complete dissertations rather than becoming stuck in attempting to complete an unwieldy and unachievable dissertation. Participants reported that doctoral faculty needed to strike a balance between supporting the research ideas and interests of students and helping students identify projects that are achievable and realistic. As one participant noted, “It’s more about finding the balance between what’s gonna be a good and meaningful study for the student—hopefully what’s going to be a potential contribution to the field—and then what can be done.”

The participants noted that faculty should attend to the student’s development of a scholar identity during the dissertation process. Per one participant, as the chairperson, there is a need for “demystifying what research development looks like.”

Supportive Environment
     The importance of creating a supportive environment was another key factor expressed by participants. A supportive environment, as described by several participants in this study, is relational: “[Mentoring] needs to happen in the context of relationship.” A supportive environment appears to be established when faculty individualize their advising and mentoring to each student’s personality and unique circumstances. As one participant stated, “Just as when we have to meet the client where they are, we also have to apply the same principle to our doc students.” Participants also reported that doctoral students needed different approaches and styles of advising. One participant shared, “My style varies depending on the student and my assessment of the student’s needs.” Some students will need more direct instruction than others, as “not every student needs the same level of guidance.” Other participants felt that faculty members could best guide students if they engaged in sustained relationships with them over time—“knowing somebody well enough and having enough contact with them over time to foresee some of those obstacles and help them navigate some of the roadblocks.” Participants also spoke to the importance of the chairperson detecting how much challenge and support to provide. As one participant stated, “I constantly try to figure out how much [support] is enough for this person, without being so much that they’re not learning what they need to learn in the process.” A faculty member’s established relationship with their doctoral students assists them in making such determinations.

The chairperson must provide feedback regarding whether a student’s proposal fits within their identified timeline. As one participant stated, “My job is to ensure that the product is gonna be the best it can possibly be for the timeline that it is.” Timelines, program structure, and the supportive environment overlap when the chairperson guides students to discern how to narrow their research idea into a manageable project that could be completed within the expected dissertation timeline. This conversation was another opportunity for faculty to mentor students and provide feedback in a way that would help the students be more successful in the dissertation process.

Many participants felt that a supportive environment enabled faculty to provide feedback and help students get “unstuck.” Providing feedback must happen early, otherwise students “just keep making the same mistakes over and over again.” When students become stuck in their dissertation process, a supportive environment helps students to be honest about their status. This honesty provides the chairperson with the information needed to give direction and feedback. As one participant shared, “Students almost embellish a little bit on how they were working because they were too afraid to say that they were stuck. So, for us, it’s really dissecting that component. ‘Where are you stuck? Let’s talk about this.’” Engaging in such conversations in an honest and transparent way gave the chairperson the opportunity to target their support toward specific goals that helped the student make progress.

Accountability
     Participants reported that faculty chairpersons were in regular contact with their doctoral candidates to provide accountability. For most participants, this contact needed to be face-to-face, whether in person or via an online platform. As one participant shared, “I want that student in my office or on a screen in front of me every single week with actionable goals.” For this chairperson, a regular schedule of meetings ensured that there was a “constancy of contact.” Another participant agreed with this suggestion and specifically noted that these check-ins should be weekly after the dissertation writing began. The concept of accountability seemed to intersect with the supportive environment because many participants saw accountability as a means of supporting the student throughout the dissertation process.

The five themes identified in this study highlighted what dissertation chairpersons believed led to a successful dissertation. Both structural factors (mechanics, committee selection, and scholar identity) and relational factors (supportive environment and accountability) appeared to impact the success of the dissertation process.

Discussion

     The purpose of this study was to identify successful strategies utilized by faculty to support doctoral students in completing the dissertation process and to understand the effectiveness of these strategies, as reported by the faculty members. The researchers engaged in verbatim coding to ensure that the perspectives of the participants were captured. Responses appeared to fall within two broad categories of structural and relational strategies. The structural elements highlighted the importance of a timeline and intentional department- and university-level scheduling and selection of committee members who are invested in the process of supporting the doctoral candidate in developing a scholar identity. Relational elements included a supportive environment and accountability as successful strategies in completing the dissertation process.

Structural Strategies
     Institutions have their own timelines and processes, which doctoral candidates and chairpersons should know (e.g., approval of committee members, defense timeline, final submission procedures). When institutions change their processes or timelines, it greatly impacts the student’s ability to complete the process.

Chairpersons hold a major responsibility in helping the doctoral candidate understand the process of completing the dissertation (Flynn et al., 2012). The chairperson should clearly communicate requirements and guidelines for successfully completing the dissertation process (Hilliard, 2013). Ineffective communication by the chairperson can result in doctoral candidates lacking a clear understanding of the structure, leaving the candidate feeling unsupported and discouraged (Flynn et al., 2012; Hilliard, 2013).

Chairpersons who know their doctoral candidate’s strengths and weaknesses must seek committee members whose expertise fills gaps in areas where the student is not a content expert. The chairperson should also consider that the doctoral candidate’s success hinges on everyone’s investment in the process (Hilliard, 2013). The selection of committee members must thus be intentional, as not all faculty members are appropriate to serve on dissertation committees (Flynn et al., 2012). When the chairperson and doctoral candidate are strategic about selecting dedicated committee members, this may enhance the likelihood of a successful dissertation process. Students may benefit from reviewing former student dissertations. This current study further supports these structural strategies previously highlighted by Hilliard (2013) and Flynn et al. (2012).

Although a successful dissertation is a goal, the participants indicated the need to also ensure that doctoral candidates develop a scholar identity. This scholar identity allows the doctoral candidate to establish themselves as a researcher beyond the program (Lambie et al., 2008; Lambie & Vaccaro, 2011). The development of a scholar identity brings the process full circle as the former doctoral candidate represents their graduating institution and the profession (Flynn et al., 2012; Lamar & Helm, 2017).

Relational Strategies
     Developing a supportive environment is a crucial strategy for a successful dissertation experience (Perera-Diltz & Sauerheber, 2017). Supportive environments include open communication, mentorship, providing helpful feedback, and providing appropriate challenge to candidates when writing the manuscript (Dollarhide et al., 2013; Neale-McFall & Ward, 2015; Purgason et al., 2016).

Communication primarily happens through the use of digital mediums such as email and virtual conferencing, or verbally through face-to-face meetings and telephone calls (Hilliard, 2013). This communication establishes support and a means of accountability. Both the candidate and chairperson should establish expectations regarding when to meet, the purpose of the meeting, and items to bring to the meetings (e.g., written sections of a manuscript, updates on the IRB decision regarding review requests).

Irrespective of the meeting format and candidate support, communication and feedback with candidates must be clear, precise, timely, and offer candidates some direction for how to move forward through their process. Feedback should also hold the doctoral candidate accountable for meeting any agreed-upon deadlines and items to submit. The style and type of feedback provided should be individualized to unique student needs and issues. Hilliard (2013) noted that feedback should (a) be given orally in meetings and electronically on items submitted from the candidate via their manuscript or email; (b) be frequent, with dates listed for each revision or submission of new information; (c) be detailed to what chapter or area in the dissertation the candidate needs to address; (d) be direct around dissertation progress and areas needing more development, and consistent so that candidates can move swiftly through their writing; and (e) include helping students understand the seriousness of academic integrity.

Doctoral candidates need the chairperson to be available and to communicate clearly and authentically. A defensible dissertation happens as a result of navigating the structural and relational components of the dissertation process. This study further aligns with Flynn and colleagues’ (2012) theory of initiation, management, and completion. Specifically, the relational and structural categories that emerged, from the perspective of the chairpersons working with doctoral candidates, are all support elements of a successful navigation of the dissertation process.

Implications

Doctoral students’ preparedness for the dissertation process varies throughout CES programs. Students’ experiences during the dissertation process also vary. The dissertation chairperson plays an important role in both the students’ preparedness and experiences. Yet, standards for best practices in dissertation advising in CES are not clearly articulated in the profession. It is possible that some doctoral students, particularly those who need additional support for research or writing, would benefit greatly from more structured and intentional dissertation methods (Perera-Diltz & Sauerheber, 2017). Without such guidelines, faculty members may rely on their own dissertation experiences to inform their current advising practices as faculty (Knox et al., 2011). Over time, the lack of standardized dissertation advising may contribute to disproportionate outcomes in (a) CES doctoral program completion rates, (b) research identity development among graduates of CES doctoral programs, and (c) overall CES program reputations.

Although chairpersons have many strategies to use in providing feedback, they cannot determine how their feedback impacts their students’ progression. Gaining a better understanding of how doctoral candidates internalize feedback may lead to more clarity regarding whether the strategy and style of feedback was successful. A similar study from the perspective of current doctoral candidates or recent graduates would add tremendous value to the field.

Quantitative studies could also explore relationships among variables. For example, the relationship between dissertation advising strategies and career choice is unknown. Schweiger et al. (2012) reported that approximately 50% of doctoral graduates in CES pursue non-academic careers, and it is possible that these graduates have different dissertation advising needs and/or received different forms of dissertation advising than candidates who entered academia after graduation.

Limitations

This study had several limitations. First, respondents were current faculty members in doctoral CES programs, and the data thus represents faculty perceptions and experiences. Future studies are needed to examine the perspectives of students when working with chairpersons to triangulate these strategies. Although prior research has shown that graduate students described similar strategies as those espoused by the participants in this study (Sinady et al., 2009), a follow-up study could be helpful to ascertain whether students felt the findings of this study were commensurate with their own experience.

A limitation of qualitative methodology is the ability to generalize findings. Because dissertation processes look different across programs and universities, it is unclear whether the strategies highlighted by participants in this study are transferable to other programs. Additional quantitative studies are needed that use a larger sample to examine the relationship between these strategies and outcomes such as dissertation completion rates and time to completion.

In this study, the research team only used one definition of success (i.e., completing the dissertation and graduating with a doctoral degree) when coding and analyzing data. Because the participants did not provide their own definition of success, we cannot say with certainty that they had the same conception in mind when responding to the question. Other definitions of success could include developing a scholar identity or being prepared to be an effective counselor educator. These alternative ways of understanding success could impact the way in which the participant responded to the question. In future research, it would be important to clarify these definitions with participants prior to their responding to the question.

Finally, two coding team members had recently completed their own dissertations and may have found it difficult to bracket their experiences during the coding and analysis process. To mitigate these potential biases, the research team frequently discussed and documented their personalized reactions to the data when coding, used multiple coders for the first 11 transcripts, and used consensus coding to resolve discrepancies.

Conclusion

     Successfully navigating the dissertation process is a necessary step for obtaining a doctorate in CES. Though many doctoral students start the journey, the degree completion rate remains just above 50% (Neale-McFall & Ward, 2015). The completion rate for doctoral students in CES is currently unknown. Understanding ways that chairpersons effectively support students in the dissertation process can lead to more students completing their doctoral journey. Some of these ways include creating a supportive environment, establishing consistent accountability, and providing timely feedback. As students successfully navigate the dissertation process, they build confidence in their scholar identity and counselor educator identity and move forward into the counseling profession to support future generations of CES doctoral students.

The current study explored strategies for successful navigation of the dissertation process from the perspective of faculty members. Future research should examine the generalizability of our findings throughout other CES doctoral programs. Although some norms and expectations regarding the path to the dissertation in CES may exist, it is possible that other strategies were not fully captured in this study. Moreover, while the current study examined successful dissertation advising from the chairperson’s perspective, future research should examine the topic from the perspective of doctoral students and candidates. Moreover, it may be that current doctoral students and doctoral alumni may hold differing perspectives regarding their dissertation experience. To that end, future research may examine recent graduates of CES doctoral programs. A longitudinal study that explores the perspective of current students and the same sample later as alumni may capture nuances not accounted for in existing counselor education literature.

 

Conflict of Interest and Funding Disclosure
The authors reported no conflict of interest
or funding contributions for the development
of this manuscript.

 

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Appendix

Interview Protocol

  1. For context, please briefly describe how you self-identify and your background. This information will be aggregated; individual participant responses will not be associated with any quotes in subsequent manuscripts.
    Gender:
    Sexual/Affective Orientation:
    Race and Ethnicity:
    Years as a Faculty Member in a Counselor Education Program:
    Years as a Faculty Member in a Doctoral Counselor Education Program:
    Number of Doctoral Counselor Education Programs You Have Worked In:
    National Regions of Doctoral Counselor Education Programs You’ve Worked In:
  2. How might you define a “high-quality” doctoral program?
  3. What do you believe to be the most important components? The least important?
  4. How have you helped students to successfully navigate the dissertation process?
  5. Which strategies has your program used to recruit underrepresented students from diverse backgrounds? How successful were those?
  6. Which strategies has your program used to support and retain underrepresented students from diverse backgrounds? How successful were those?
  7. What guidance might you provide to faculty who want to start a new doctoral program in counseling with regards to working with administrators and gaining buy-in?
  8. What guidance might you provide to faculty who want to sustain an existing doctoral program in counseling with regards to working with administrators and gaining ongoing support?
  9. Last question. What other pieces of information would you like to share about running a successful, high-quality doctoral program?

 

Michelle Ghoston, PhD, ACS, LPC, LCMHC, is an assistant professor at Wake Forest University. Tameka Grimes, PhD, NCC, is an assistant professor at Virginia Polytechnic Institute and State University. Jasmine Graham, PhD, is an assistant professor at Indiana University–Purdue University Indianapolis. Justin Grimes, PhD, is an assistant director for the Office of Recruitment, Diversity, & Inclusion for the Graduate School at Virginia Polytechnic Institute and State University. Thomas A. Field, PhD, NCC, CCMHC, ACS, LPC, LMHC, is an assistant professor at the Boston University School of Medicine. Correspondence may be addressed to Michelle Ghoston, 7406 Reynolda Station, Winston-Salem, NC 27109, ghostonm@wfu.edu.